Fish‐Net: Probabilistic models for fishway planning,design and monitoring to support environmentally sustainable hydropower

The construction of fishways for upstream and downstream connectivity is the preferred mitigation measure for hydropower dams and other riverine barriers. Yet empirical evidence for effective design criteria for many species is missing. We therefore assembled a group of international fishway designers and combined their knowledge with available empirical data using a formal expert elicitation protocol and Bayesian networks. The expert elicitation method we use minimizes biases typically associated with such approaches. Demonstrating our application with a case‐study on the temperate Southern Hemisphere, we use the resulting probabilistic models to predict the following, given alternative design parameters: (i) the effectiveness of technical fishways for upstream movement of migratory fish; (ii) habitat quality in nature‐like bypasses for resident fish; and (iii) rates of mortality during downstream passage of all fish through turbines and spillways. The Fish Passage Network (Fish‐Net) predicts that fishways for native species could be near 0% or near 100% efficient depending on their design, suggesting great scope for adequate mitigation. Sensitivity analyses revealed the most important parameters as follows: (i) design of attraction and entrance features of technical fishways for upstream migration; (ii) habitat preferences of resident fish in nature‐like bypasses; and (iii) susceptibility of fish to barotrauma and blade strike during turbine passage. Numerical modelling predicted that mortality rates of small‐bodied fish (50–100 mm TL) due to blade strike may be higher for Kaplan than Francis turbines. Our findings can be used to support environmentally sustainable decisions in the planning, design and monitoring stages of hydropower development.     

Migratory delay leads to reduced passage success of Atlantic salmon smolts at a hydroelectric dam

Passage of fish through hydropower dams is associated with mortality, delay, increased energy expenditure and migratory failure for migrating fish and the need for remedial measures for both upstream and downstream migration is widely recognised. A functional fish passage must ensure safe and timely passage routes that a substantial portion of migrating fish will use. Passage solutions must address not only the number or percentage of fish that successfully pass a barrier, but also the time it takes to pass. Here, we used radiotelemetry to study the functionality of a fish bypass for downstream‐migrating wild‐caught and hatchery‐released Atlantic salmon smolts. We used time‐to‐event analysis to model the influence of fish characteristics and environmental variables on the rates of a series of events associated with dam passage. Among the modelled events were approach rate to the bypass entry zone, retention rates in both the forebay and the entry zone and passage rates. Despite repeated attempts, only 65% of the tagged fish present in the forebay passed the dam. Fish passed via the bypass (33%), via spill (18%) and via turbines (15%). Discharge was positively related to approach, passage and retention rates. We did not detect any differences between wild and hatchery fish. Even though individual fish visited the forebay and the entry zone on multiple occasions, most fish passed during the first exposures to these zones. This study underscores the importance of timeliness to passage success and the usefulness of time‐to‐event analysis for understanding factors governing passage performance.     

A quantitative assessment of fish passage efficiency

In an attempt to restore the connectivity of fragmented river habitats, a variety of passage facilities have been installed at river barriers. Despite the cost of building these structures, there has been no quantitative evaluation of their overall success at restoring fish passage. We reviewed articles from 1960 to 2011, extracted data from 65 papers on fish passage efficiency, size and species of fish, and fishway characteristics to determine the best predictors of fishway efficiency. Because data were scarce for fishes other than salmonids (order Salmoniformes), we combined data for all non‐salmonids for our analysis. On average, downstream passage efficiency was 68.5%, slightly higher than upstream passage efficiency of 41.7%, and neither differed across the geographical regions of study. Salmonids were more successful than non‐salmonids in passing upstream (61.7 vs. 21.1%) and downstream (74.6 vs. 39.6%) through fish passage facilities. Passage efficiency differed significantly between types of fishways; pool and weir, pool and slot and natural fishways had the highest efficiencies, whereas Denil and fish locks/elevators had the lowest. Upstream passage efficiency decreased significantly with fishway slope, but increased with fishway length, and water velocity. An information‐theoretic analysis indicated that the best predictors of fish passage efficiency were order of fish (i.e. salmonids > non‐salmonids), type of fishway and length of fishway. Overall, the low efficiency of passage facilities indicated that most need to be improved to sufficiently mitigate habitat fragmentation for the complete fish community across a range of environmental conditions.     

Burbot and large hydropower in North America: benefits,threats and research needs for mitigation

In North America, burbot Lota lota (L.), interactions with hydropower are common, southern burbot populations are endangered and hydropower has been implicated in the decline. Thus, the objectives of this review were to identify threats and benefits of hydropower to riverine and reservoir dwelling burbot, assess overall impacts and identify key research needs for mitigation. Review findings suggest that while winter hydropower discharge regimes threaten riverine burbot spawning, burbot often successfully exploit reservoir environments. Further, while turbine entrainment has been hypothesised as a factor in the decline of burbot populations, low adult vulnerability to passage and a high resilience to juvenile removals likely mean risk to populations is low. Identified research needs include better definitions of flow and temperature requirements for riverine burbot and a quantification of the potential for reservoirs to act as source populations for downstream impacted zones. This review highlights the Pacific watershed focus of existing work and calls for status assessments and ecological research of burbot in North American Arctic and Atlantic watersheds where large hydropower and burbot interactions are common yet rarely studied.     

Reservoir entrapment and dam passage mortality of juvenile Chinook salmon in the Middle Fork Willamette River

Abstract – High‐head dams in Oregon’s Willamette River basin inhibit seaward migration and present significant mortality risks to ESA‐listed juvenile Chinook salmon (Oncorhynchus tshawytscha). Over 7 years, we passively collected 13,365 downstream‐migrating juvenile salmon in rivers above and below Willamette dams. Most salmon emigrated from upstream sites in February–June, but passed dams in November–February when reservoirs were drawn down near annual lows, and access to deep‐water passage routes improved. Samples collected above reservoirs were dominated by subyearlings, whereas below‐dam samples were a phenotypically diverse mix of subyearling, yearling and older salmon. The life history data indicated that Willamette reservoirs seasonally entrap many salmon and some sea‐ready smolts probably residualise. Annual dam‐passage mortality estimates were 8–59% (mean = 26%). Individual salmon mortality risk increased significantly with body length and varied with reservoir elevation and discharge. Operational changes that allow timely volitional emigration and development of less hazardous passage routes would benefit this threatened population.     

Evaluation of the removal of impassable barriers on anadromous salmon and steelhead in the Columbia River Basin

Despite the popularity of barrier removal as a habitat restoration technique, there are few studies that evaluate the biological effects of restored stream crossings. An extensive post‐treatment study design was used to quantify fish populations (e.g. species, life stage, abundance) and habitat attributes (e.g. gradient, geomorphic channel units) at 32 culvert removal or replacement projects to determine their effectiveness in restoring habitat access for juvenile salmon, Oncorhynchus spp., and steelhead, O. mykiss (Walbaum), in the Columbia River Basin, USA. Anadromous fish (steelhead, Chinook salmon O. tshawytscha [Walbaum]) abundance, juvenile steelhead abundance and habitat conditions were not significantly different between paired reaches (i.e. upstream and downstream of former barrier sites), suggesting these sites are no longer full barriers to movement. This suggests that barrier removal projects on small Columbia Basin streams provide adequate fish passage, increased habitat availability and increased juvenile anadromous fish abundance immediately upstream of former barriers.     

Seasonal and diurnal variation of downstream fish movement at four small-scale hydropower plants

Hydropower structures hinder the movement and migration of fishes, impairing their life cycles. Additionally, downstream moving fish are often at risk of being injured during turbine passage. To improve hydropower production towards more fish-friendly techniques and management, knowledge on timing and extent of natural patterns of fish downstream movement is necessary. So far, migration behaviour of long-distance migrators such as eel or salmon has been well studied, but little is known about seasonal and diurnal movement patterns of nonmigratory species or medium-distance migrators. In this study, movement patterns of 39 fish species captured by stownets while transiting hydropower facilities in four impounded rivers were assessed and compared with the fish community composition directly upstream of the hydropower plants assessed by electrofishing. Strong differences between the fish community composition inhabiting the upstream sides of the dams and the fish detected in downstream passage were evident. In each study river, the downstream moving fish community composition differed significantly between spring and autumn. On average, significantly more fish were caught during the night (2.9 fish/hr) than during the day (1.3 fish/hr). Topmouth gudgeon, European grayling and pike-perch mostly moved downstream during the night, whereas roach, spirlin and bleak were the most frequent downstream moving fish during daytime. Downstream fish movement was positively related with turbidity, water temperature and discharge. The strong differences in seasonal and diurnal fish movement patterns suggest that fish damage can be strongly reduced by adaptive turbine and corridor management, for example by shutting down turbines at peak movements.     

Evaluation of Juvenile salmon passage and survival through a fish weir and other routes at Foster Dam,Oregon, USA

Downstream passage for juvenile Chinook salmon Oncorhynchus tshawytscha (Walbaum) and steelhead Oncorhynchus mykiss (Walbaum) through the fish weir at Foster Dam, Oregon, was evaluated to assess the weir's efficacy as a long-term passage solution. Radio telemetry was used to estimate survival, passage and effectiveness for the fish weir, spillway and turbines. Survival of Chinook salmon through the fish weir varied by season and reservoir elevation (66%–87%), and passage proportions were low (8%–20%). Fish weir effectiveness was low to moderate (0.39–2.09). Steelhead survival was lower (57%–77%) but passed the fish weir in higher proportions (77%), and weir effectiveness was consistently high (2.96–5.49). The results indicate the existing fish weir will not be a suitable long-term passage solution for all species. However, because of the high passage proportions and effectiveness observed for steelhead, further development of the surface-flow concept appears to be promising for safely passing downstream-migrating fishes.     

Development of external and neutrally buoyant acoustic transmitters for juvenile salmon turbine passage evaluation

Fish can sustain injury or mortality when they pass through hydroelectric facilities. To develop a method to monitor the passage and survival of juvenile salmonids without bias through turbines within the Federal Columbia River Power System, we developed and fabricated two designs of neutrally buoyant transmitters: Type A (sutured to the dorsal musculature of the fish anterior to the dorsal fin) and Type B (two-part design attached with wire pushed through the dorsal musculature, ventral to the dorsal fin). To determine the efficacy of the two designs under non-turbine passage-related conditions, fish had one of the tags attached and were held for 14 days to determine any potential effects of the tags on growth, survival and tissue damage. We also evaluated the attachment method by monitoring tag retention. These two neutrally buoyant tag designs were compared to nontagged individuals and those surgically implanted with current Juvenile Salmon Acoustic Telemetry System (JSATS) transmitters and passive integrated responder (PIT) tags. In addition, two suture materials (Monocryl and Vicryl Rapide) were tested for attachment of Type A tags. When compared with non-tagged individuals, fish tagged with Type A tags did not differ significantly with respect to growth or mortality over a 14-d holding period. However, fish tagged with Type B transmitters had lower growth rates than the nontagged controls or other tag treatments. The efficacy of two designs was also compared to nontagged individuals under shear exposure. Fish were exposed to a submerged, 6.35-cm-diameter water jet at velocities ranging from 3.0 to 12.2 m/s in a water flume to simulate turbine conditions within the Columbia River basin. Throughout the shear exposure study, no mortalities or tag loss were observed. There was also no significant difference in the rates of shear injury between untagged fish and fish tagged with Type A or Type B tags. When tissue damage was assessed for tagged individuals exposed to shear forces, those tagged with Type A tags showed lower rates and severity of injury when compared to Type B-tagged fish. Overall, Type A tags may be a viable tag design for juvenile Chinook salmon passing through hydropower facilities.     

A preliminary telemetry study of the migration of silver European eel (Anguilla anguilla L.) in the River Mosel, Germany

Abstract  – To study the behaviour of silver eels ( Anguilla anguilla L.) during their downstream migration, particularly near a hydroelectric power dam, we tagged nine eels with ultrasonic transmitters and tracked their paths in the River Mosel, Germany. The onset of migration coincided with the first flood event that followed the full moon but was independent of daytime, because migration and turbine passage occurred during both day and night. During migration eels swam actively downstream with a velocity of 0.3–1.2 m · s⁻¹. When migrating eels arrived at the dam, they either passed through the turbines immediately or stayed upstream of the powerhouse for up to 8 days, showing a characteristic circling behaviour. Circling eels repeatedly approached the trashrack, sprinted upstream, and finally passed through the turbines with the next high water discharge. These observations are discussed with regard to the design of appropriate downstream passage facilities.     

Remediation of upstream passage for migrating Galaxias (Family: Galaxiidae) through a pipe culvert

Movement through streams is critical for the maintenance of diadromous fish populations. Numerous fish passage improvement techniques exist, and knowledge of their effectiveness is required to conserve target species. An existing 70‐m pipe culvert was considered a barrier to the passage success of young‐of‐year (YOY) Galaxias spp. as a result of high water velocity (0.9 m/s). Water velocity in the pipe culvert was reduced by installing a concrete weir downstream of the culvert. A lateral ridge rock‐ramp fishway was installed to provide for the passage of fish over the weir, and baffles were installed in the upstream portion of the culvert to provide refuge from higher water velocity at this location. A BACI design was used to determine whether passage success, measured using a mark–recapture technique, improved as a result of the remediation works. The probability of successful passage of YOY Galaxias spp. through the culvert increased from 0.03 to 0.41 following remediation works and was similar to levels observed at a control site (0.33). The success of the fishway and baffles at this culvert provides an important case study for managers to adopt this technique to improve fish passage on a broader scale and range of other sites.     

竖缝式鱼道桩柱结构过鱼效果探索

竖缝式鱼道作为一种协助鱼类洄游上溯从而缓解提升河流连通性 的设施得到广泛的应用,但是多数鱼道的实际过鱼效能并不理想,尤其 是鱼道的池室结构尚具有一定的提升空间。本研究通过数值模拟和对照性过鱼试验对池室内部未增加和4种方式增加桩柱的池室水流结构进行了比较分析。结果表明在鱼道主流中间增设桩柱结构,可以有效减小回流区面积,减幅达49%;并减小竖缝处紊动能,最大紊动能减小18%;增加鱼类上溯路线分布,提高了池室空间利用率更高 。分析两种结构的上溯轨迹发现,齐口裂腹鱼多选择回流区外侧上溯,避免进入回流区中心,多选择较高的水力应变与紊动能区域调整作为上溯方向 ,且上溯路线中偏好较低水力因子区域上溯,上溯偏好流速范围0.01~0.09m/s,紊动能范围0.001~0.008m2/s2,水力应变范围0.2~3.0s-1     

Unintended consequences and trade‐offs of fish passage

We synthesized evidence for unintended consequences and trade‐offs associated with the passage of fishes. Provisioning of fish passageways at dams and dam removals are being carried out increasingly as resource managers seek ways to reduce fragmentation of migratory fish populations and restore biodiversity and nature‐like ecosystem services in tributaries altered by dams. The benefits of provisioning upstream passage are highlighted widely. Possible unwanted consequences and trade‐offs of upstream passage are coming to light, but remain poorly examined and underappreciated. Unintended consequences arise when passage of native and desirable introduced fishes is delayed, undone (fallback), results in patterns of movement and habitat use that reduce Darwinian fitness (e.g. ecological traps), or is highly selective taxonomically and numerically. Trade‐offs arise when passage decisions intended to benefit native species interfere with management decisions intended to control the unwanted spread of non‐native fishes and aquatic invertebrates, or genes, diseases and contaminants carried by hatchery and wild fishes. These consequences and trade‐offs will vary in importance from system to system and can result in large economic and environmental costs. For some river systems, decisions about how to manage fish passage involve substantial risks and could benefit from use of a formal, structured process that allows transparent, objective and, where possible, quantitative evaluation of these risks. Such a process can also facilitate the design of an adaptive framework that provides valuable insights into future decisions.     

四大家鱼幼鱼响应模拟水轮机流道压力变化研究

研究鱼类对反击式水轮机流道内压力突变的响应,为水电站水轮机的结构优化和生态运行提供技术支撑。实验鱼为四大家鱼1龄幼鱼,体长(100±10)mm、体宽(6±2)mm,鱼体健康、鱼鳞完整;实验装置由变频真空泵、高压舱、压力表、连接气管、高速摄像机组成。对四大家鱼幼鱼分别进行负压承受实验(预设压力值分别为80、60、40、20 kPa)、循环负压承受实验(预设压力值分别为80、60、40、20 kPa)和压力梯度承受实验(预设压力值分别为40、20 kPa),测试鱼的行为状态和损伤状况;实验结束后,实验鱼被分别移入暂养水槽暂养,并观察记录其实验后1、4和12 h的自愈状态;最后解剖实验鱼,观察和记录其脏器损伤状态。结果表明:(1)四大家鱼幼鱼对水体中的压力陡降具有较强的敏感性,出现损伤主要发生在第1次压力陡降过程,损伤程度与最小压力值及压力变化梯度成正相关,负压循环次数的增加不会增加家鱼幼鱼受压力损伤的程度和死亡率;(2)压力最低值和压力梯度是家鱼幼鱼通过水轮机流道下行受到压力损伤的主要原因,随着压力最低值的降低和压力梯度的增大,家鱼幼鱼损伤的程度和死亡率上升;(3)生活在河流中底层的青鱼和草鱼对负压和压力梯度较生活在河流中上层鲢和鳙具有更好的耐受性,在进入水轮机流道前鱼类适应压力状态与鱼体通过水轮机受到压力损伤具有一定的相关性;(4)四大家鱼幼鱼受到压力损伤的阈值为20 kPa,当压力值小于或等于损伤阈值,家鱼幼鱼受到压力损伤。     

Variation in growth and aggression of juvenile brown trout (Salmo trutta) from upstream and downstream reaches of the same river

Abstract –  To investigate differences in behaviour and growth between juvenile brown trout from spatially separated reaches, fish were collected from above and below a weir in Silverstream, New Zealand. Population level differences in mass-specific growth rates and aggression level were examined in tank experiments. Monitoring of mass-specific growth rates found that relative growth rates between fish of different sizes varied between fish from the upstream reach but not between fish from the downstream reach. Large individuals grew faster than smaller individuals from the upstream reach but no effect of relative fish size on growth was found among fish from the downstream population, indicating that social organisation in the two populations differed. When tested in pairs, juvenile brown trout from the downstream population were found to be more aggressive than those from the upstream population. Differences in the allometric relationship between growth rate and fish size and in the levels of aggressiveness appear to be related to the failure to form dominance hierarchies among fish from the downstream reach, a fixed behavioural trait most likely related to prior experience of crowding or different genetic backgrounds.     

Biological effectiveness of an inexpensive nature‐like fishway for passage of warmwater fish in a small Ontario stream

Few studies have been conducted to evaluate the effectiveness of nature‐like fishways, particularly in low gradient warmwater streams with diverse fish communities. We evaluated a nature‐like fishway that was installed to facilitate upstream passage at a low head dam on Indian Creek near Spencerville, Ontario, Canada. A passive integrated transponder (PIT) array was used to quantify attraction and passage efficiency for 391 PIT tagged warmwater fish, represented by seven species. Attraction efficiency for the three most common species, common shiner (Luxilus cornutus), creek chub (Semotilus atromaculatus) and white sucker (Catostomus commersonii), was 63.3%, 83.7% and 65.6%, respectively, and passage efficiencies were 5.1%, 38.4% and 25%, respectively. Creek chub were able to locate the fishway in less time than white sucker and common shiner; however, took longer to successfully pass. Manipulation of creek chub release locations was used to separate issues of attraction and passage and revealed that passage efficiency was highest (76.2%) for those released within the fishway and intermediate for those released at the entrance (42.1%). This multispecies fishway improved stream connectivity, but additional work is needed to fine tune its configuration. Similar projects that engage stakeholders in nature‐like fishway construction are a promising approach for the thousands of small dams that occur on low gradient streams around the globe, but those studies should incorporate a biological evaluation to ensure that attraction and passage efficiency are optimised.     

Behaviour and mortality of downstream migrating Atlantic salmon smolts at a small power station with multiple migration routes

Salmon smolts were released upstream of a run‐of‐river hydropower site and recaptured downstream for inspection. Descending fish behaviour through three possible migration routes (turbines, fishway, spillway) was analysed using telemetry, fyke nets and diving. Tagged smolts did not follow the main water flow; over 70% used the fishway, which received only about 10% of the flow. The turbines received about 80% of the water, but <25% of the smolts. Smolts were not fully stopped from entering the turbines by the 25‐mm bar racks. Mortality of smolts passing through the Kaplan turbines was at minimum 36%. No mortality was found in fish moving through the fishway or spillway. This shows that small and fast‐rotating Kaplan turbines can cause relatively high mortality. No mortality in alternative migration routes resulted in a total mortality for descending smolts at the hydropower station of 8.5%, emphasising the importance of providing functional alternative migration routes.     

Survival of migrating sea trout (Salmo trutta) and Atlantic salmon (Salmo salar) smolts negotiating weirs in small Danish rivers

Abstract – The survival of brown trout and Atlantic salmon smolts during passage over small weirs was estimated in two small Danish rivers during the spring of 1998. Parallel groups of smolts were released upstream and downstream of the weirs and recaptured in traps further downstream. The results showed a smolt loss varying from 18 to 71% for trout and 53% for salmon. Furthermore, the surviving smolts from the upstream groups were delayed for up to 9 days compared to downstream groups. The study demonstrated that an increased proportion of total river discharge allocated to fish passage increased the smolt survival. Losses may be because of fish penetrating grids erected at fish farm inlets, predation and delays, which may lead to desmoltification. The low survival may seriously threat both the long-term viability of wild populations of anadromous salmonids and the outcome of the intensive stocking programme in Denmark.     

Efficiency of a dual density studded fish pass designed to mitigate for impeded upstream passage of juvenile European eels (Anguilla anguilla) at a model Crump weir

This study demonstrated that juvenile (glass) eels used a specific substrate (eel tiles) to circumvent a model Crump weir under an experimental setting. Upstream passage efficiency was 0 and 67% for the unmodified (no studded eel tiles on the downstream face; control) and modified (with studded eel tiles on the downstream face; treatment) set‐ups, respectively, and was greater for a small (59%) compared to large (41%) stud configuration. Eels were active and motivated to ascend the weir during both control and treatment set‐ups. Approach and attempt rates were elevated during the first few minutes of the treatment compared to control trials. Eels were edge‐oriented under both set‐ups and ascended the weir through the tiles during single burst swimming events (reaching estimated speeds of 68.5 cm·s⁻¹). Eel tiles may provide a cost‐effective solution for mitigating impacts of anthropogenic barriers to juvenile eel migration. Further research is required to determine passage efficiencies under higher flows, for a greater size range of eel, and for other migratory anguilliform fish (e.g. lamprey, Lampretra spp. and Petromyzon marinus L.). The performance of eel tiles should be validated through robust field studies.     

Evaluation of a naturalised rock ramp fish passage for cool‐ and warm‐water fish in a tributary of Saginaw Bay,Lake Huron

Dams across the Great Lakes basin are nearing or beyond their original design life, posing both challenges and opportunities to natural resource managers. Ageing dams can be repaired to preserve function and maintain safety, removed to promote full connectivity or retrofitted with a fish passage structure to increase connectivity without reservoir loss. The success of rock ramp structures is not well documented, especially for cool‐ and warm‐water fishes in the Great Lakes basin. The success of a recently built (2009) rock ramp for increasing upstream fish passage on the Shiawassee River in Michigan, USA, was evaluated. While there was evidence of limited fish passage during the study period (2011–2016), catches of spring migratory fishes, fish eggs and larvae were significantly higher below the rock ramp than above, indicating the dam with rock ramp fish pass continues to limit upstream migration. Overall connectivity appears improved relative to a reference, dammed river, but falls short of full connectivity.