Turbine entrainment and passage of potadromous fish through hydropower dams: Developing conceptual frameworks and metrics for moving beyond turbine passage mortality

Potadromous fishes are vulnerable to involuntary entrainment through hydropower turbines. However, turbines can also provide a downstream passage route for potadromous fish. Here, we review evidence for turbine entrainment and passage in potadromous fish, and evaluate the effects of these processes on upstream and downstream populations. We develop conceptual frameworks and metrics to quantify vulnerability to turbine entrainment removals, and to quantify the efficiency of turbines as a downstream passage route. We highlight factors that influence these processes and provide case‐studies demonstrating their applicability. We found that juvenile potadromous fish are being entrained through turbines at rates high enough to impact upstream populations. Given that juvenile passage survival is often high, we argue that turbines provide an important downstream passage route for potadromous fish. We show that entrainment vulnerability is likely a function of interactions between in‐reservoir fish behaviour, habitat configuration and operations and thus not well captured by passage mortality estimates. Similarly, we show that while passage mortality can limit downstream passage efficiency, passage success is also dependent on reservoir and forebay navigation, along with survival and fitness in the downstream river. We advocate for a shift in focus away from estimates of passage mortality and injury, which have previously accounted for the majority of turbine passage research. Instead, we recommend an approach that focusses on quantification of the factors that influence downstream passage efficiency and entrainment vulnerability. Moreover, we highlight the need to better understand the broader scale impacts of these events on upstream and downstream populations.     

A quantitative assessment of fish passage efficiency

In an attempt to restore the connectivity of fragmented river habitats, a variety of passage facilities have been installed at river barriers. Despite the cost of building these structures, there has been no quantitative evaluation of their overall success at restoring fish passage. We reviewed articles from 1960 to 2011, extracted data from 65 papers on fish passage efficiency, size and species of fish, and fishway characteristics to determine the best predictors of fishway efficiency. Because data were scarce for fishes other than salmonids (order Salmoniformes), we combined data for all non‐salmonids for our analysis. On average, downstream passage efficiency was 68.5%, slightly higher than upstream passage efficiency of 41.7%, and neither differed across the geographical regions of study. Salmonids were more successful than non‐salmonids in passing upstream (61.7 vs. 21.1%) and downstream (74.6 vs. 39.6%) through fish passage facilities. Passage efficiency differed significantly between types of fishways; pool and weir, pool and slot and natural fishways had the highest efficiencies, whereas Denil and fish locks/elevators had the lowest. Upstream passage efficiency decreased significantly with fishway slope, but increased with fishway length, and water velocity. An information‐theoretic analysis indicated that the best predictors of fish passage efficiency were order of fish (i.e. salmonids > non‐salmonids), type of fishway and length of fishway. Overall, the low efficiency of passage facilities indicated that most need to be improved to sufficiently mitigate habitat fragmentation for the complete fish community across a range of environmental conditions.     

Migratory delay leads to reduced passage success of Atlantic salmon smolts at a hydroelectric dam

Passage of fish through hydropower dams is associated with mortality, delay, increased energy expenditure and migratory failure for migrating fish and the need for remedial measures for both upstream and downstream migration is widely recognised. A functional fish passage must ensure safe and timely passage routes that a substantial portion of migrating fish will use. Passage solutions must address not only the number or percentage of fish that successfully pass a barrier, but also the time it takes to pass. Here, we used radiotelemetry to study the functionality of a fish bypass for downstream‐migrating wild‐caught and hatchery‐released Atlantic salmon smolts. We used time‐to‐event analysis to model the influence of fish characteristics and environmental variables on the rates of a series of events associated with dam passage. Among the modelled events were approach rate to the bypass entry zone, retention rates in both the forebay and the entry zone and passage rates. Despite repeated attempts, only 65% of the tagged fish present in the forebay passed the dam. Fish passed via the bypass (33%), via spill (18%) and via turbines (15%). Discharge was positively related to approach, passage and retention rates. We did not detect any differences between wild and hatchery fish. Even though individual fish visited the forebay and the entry zone on multiple occasions, most fish passed during the first exposures to these zones. This study underscores the importance of timeliness to passage success and the usefulness of time‐to‐event analysis for understanding factors governing passage performance.     

High fluid shear strain causes injury in silver shark: Preliminary implications for Mekong hydropower turbine design

The Lower Mekong Basin is facing unprecedented threats to fish diversity from hydropower development. There is increasing pressure on developers and construction authorities to design solutions to improve fish survival through turbines, thus protecting the resources in regions being developed for hydropower. A hydraulic characteristic of hydropower turbines with known fisheries impacts is fluid shear stress. Elevated shear stress occurs where rapidly flowing water passes near spillways, screens and within turbine draft tubes. Shear stress can have adverse impacts on fish, but no work has assessed whether this holds true for Mekong River species. A flume was used to determine critical tolerances of silver shark, Balantiocheilos melanopterus (Bleeker), to shear stress rates at a high‐velocity jet which simulated a hydropower turbine. Fish were assessed for injury or mortality following exposure. Results were compared against a no‐shear control. Injury and mortality were greater at higher shear stress exposures. Injuries occurred at all shear exposure levels with mortality at shear levels higher than 600/s. This approach should help design future hydropower turbines if data on other species demonstrate similar results. If the likelihood of adverse impact is high, then shear stress will need to be considered in the design of future hydropower facilities.     

The future of fish passage science,engineering, and practice

Much effort has been devoted to developing, constructing and refining fish passage facilities to enable target species to pass barriers on fluvial systems, and yet, fishway science, engineering and practice remain imperfect. In this review, 17 experts from different fish passage research fields (i.e., biology, ecology, physiology, ecohydraulics, engineering) and from different continents (i.e., North and South America, Europe, Africa, Australia) identified knowledge gaps and provided a roadmap for research priorities and technical developments. Once dominated by an engineering‐focused approach, fishway science today involves a wide range of disciplines from fish behaviour to socioeconomics to complex modelling of passage prioritization options in river networks. River barrier impacts on fish migration and dispersal are currently better understood than historically, but basic ecological knowledge underpinning the need for effective fish passage in many regions of the world, including in biodiversity hotspots (e.g., equatorial Africa, South‐East Asia), remains largely unknown. Designing efficient fishways, with minimal passage delay and post‐passage impacts, requires adaptive management and continued innovation. While the use of fishways in river restoration demands a transition towards fish passage at the community scale, advances in selective fishways are also needed to manage invasive fish colonization. Because of the erroneous view in some literature and communities of practice that fish passage is largely a proven technology, improved international collaboration, information sharing, method standardization and multidisciplinary training are needed. Further development of regional expertise is needed in South America, Asia and Africa where hydropower dams are currently being planned and constructed.     

The use of two nature-like fishways by some fish species in the Swedish River Emån

Abstract –  We studied the use of two nature-like fishways by 15 fish species ( N  = 240) in the River Emån in southern Sweden. Use of the fishways for both passage and as a habitat was studied by electrofishing, trap catches and PIT telemetry. Of the 187 PIT-tagged fish, 52 individuals from 10 different species ascended one of the fishways for a total passage efficiency of 74%. For the five species that most frequently ascended the fishways, the passage efficiency was 100% for tench ( Tinca tinca L.) and perch ( Perca fluviatilis L.), 86% for chub ( Leuciscus cephalus L.), 60% for burbot ( Lota lota L.) and 50% for roach ( Rutilus rutilus L.). Individuals that failed to pass the fishways were typically small cyprinids or species that were assumed to have taken up residence in the fishways, such as juvenile brown trout ( Salmo trutta L.) and burbot. The nature-like fishways have re-established longitudinal connectivity for most of the studied species and also functioned as rearing and winter habitat for a number of species.     

Moving beyond fitting fish into equations: Progressing the fish passage debate in the Anthropocene

1. Realization of the importance of fish passage for migratory species has led to the development of innovative and creative solutions (‘fishways’) to mitigate the effects of artificial barriers in freshwater systems in the last few decades.
2. In many instances, however, the first move has been to attempt to engineer a solution to the problem, thus attempting to ‘fit fish into an equation’. These fishways are often derived from designs targeting salmonids in the Northern Hemisphere. They are rarely adequate, even for these strong‐swimming fish, and certainly appear to be unsuitable for most other species, not least for those of tropical regions.
3. Fishway design criteria do not adequately account for natural variation among individuals, populations and species. Moreover, engineered solutions cannot reinstate the natural habitat and geomorphological properties of the river, objectives that have been largely ignored.
4. This article discusses the most prominent issues with the current management and conservation of freshwater ecosystems as it pertains to fish passage. It is not intended as a review on fish passage, but rather a perspective on the issues related to fishways, as seen by practitioners.

     

Coastal river connectivity and the distribution of ascending juvenile European eel (Anguilla anguilla L.): Implications for conservation strategies regarding fish‐passage solutions

1. Many diadromous fish populations are declining and at risk of collapse. Lack of river connectivity is a major contributor to these declines, as free migration routes between marine and freshwater habitats are crucial for life‐history completion. For the conservation and ultimately recovery of such species, it is imperative that remedial measures aimed at increasing connectivity are effective.
2. This study investigated the distribution patterns of ascending juvenile European eel (Anguilla anguilla L.) in rivers in south‐western Sweden, with a focus on the effects of barriers and measures that aim to reduce the impact of barriers, i.e. fish‐passage solutions (FPSs).
3. Eel occurrence data were spatially and temporally integrated with the national databases of dams and FPSs in a Geographic Information System (GIS) environment to evaluate their effect on ascending eel distribution. The types of barriers assessed were: (i) dams with nature‐like fishways; (ii) dams with eel ramps; (iii) dams with technical fishways; and (iv) dams without FPSs.
4. Dams fitted with eel ramps or technical fishways, as well as dams without FPSs, produced a significant negative effect on the probability of eel occurrence upstream. This negative effect was not found for dams fitted with nature‐like fishways, indicating that these solutions may function better than the other FPS types in this study. The probability of eel occurrence decreased with distance from the sea and increased with area sampled, number of electrofishing runs, water temperature, and with the size of the bottom substrate.
5. We suggest that future conservation strategies for improving the natural immigration of juvenile eels should include optimizing FPS function (e.g. placement and design), the continued maintenance of FPSs, the construction of nature‐like fishways, and preferably the removal of dams, which will also benefit the downstream migration of maturing eels as well as restoring other ecosystem services.

     

Behaviour and mortality of downstream migrating Atlantic salmon smolts at a small power station with multiple migration routes

Salmon smolts were released upstream of a run‐of‐river hydropower site and recaptured downstream for inspection. Descending fish behaviour through three possible migration routes (turbines, fishway, spillway) was analysed using telemetry, fyke nets and diving. Tagged smolts did not follow the main water flow; over 70% used the fishway, which received only about 10% of the flow. The turbines received about 80% of the water, but <25% of the smolts. Smolts were not fully stopped from entering the turbines by the 25‐mm bar racks. Mortality of smolts passing through the Kaplan turbines was at minimum 36%. No mortality was found in fish moving through the fishway or spillway. This shows that small and fast‐rotating Kaplan turbines can cause relatively high mortality. No mortality in alternative migration routes resulted in a total mortality for descending smolts at the hydropower station of 8.5%, emphasising the importance of providing functional alternative migration routes.     

Effects of small hydropower plants on fish assemblages in medium‐sized streams in central and northern Portugal

• 1. Over the last decade the development of small hydropower projects has been one of the most active areas of the energy sector. One of the main environmental challenges faced by such projects is related to fish passage.
• 2. The impact of 18 small hydropower plants (SHPs) with distinct levels of fish‐pass effectiveness was investigated in the summers of 1998 and 1999 by comparing fish assemblage composition and structure at 36 sites, above and below SHPs.
• 3. With regard to effectiveness, it was estimated that eight (44.4%) of the surveyed passage facilities were suitable for target species, whereas the remaining 10 (55.6%) were considered unsuitable. In neither case did the composition of fish assemblages upstream and downstream from SHPs differ significantly, while assemblage similarity was relatively high.
• 4. Multivariate techniques identified cover, depth and coarse substrate as the main parameters structuring fish assemblages. It is suggested that these variables have created a rich, patchy, heterogeneous habitat, thereby providing satisfactory resources and favourable conditions required by fish and contributing to the maintenance of assemblages.
• 5. Although populations of some species that occurred both upstream and downstream from SHPs have developed differences in their size structures, SHP‐induced fragmentation of fish populations may not necessarily result in genetic divergence among semi‐isolated populations.

Copyright © 2006 John Wiley & Sons, Ltd.     

Optimising Denil fishways for passage of small and large fishes

Abstract  An 8-m long experimental fishway was trialled at three different slopes [8.3% (1:12), 14.3% (1:7) and 20% (1:5)] to examine the potential of the single-plane Denil fishway for the passage of small- and large-bodied native fishes in Australia. Fish between 45 and 630 mm ascended the fishway. The lowest slope enabled the full size range of bony herring Nematalosa erebi (Günther), from 45 to 350 mm fork length, to ascend the fishway successfully as well as a higher numerical proportion; 88% at the 8.3% slope compared with 31% at the 20% slope (fish numbers per trial = 33–3936). These results dispel the notion that Denil fishways are inherently poor for small fishes. Manipulating the design parameters of slope, length, width and possibly depth-over-breadth ratio enables Denil fishways to pass a wide size range of fish, which may greatly extend their present application and enable them to make a greater contribution to the rehabilitation of diverse fish communities.     

Seasonal and diurnal variation of downstream fish movement at four small-scale hydropower plants

Hydropower structures hinder the movement and migration of fishes, impairing their life cycles. Additionally, downstream moving fish are often at risk of being injured during turbine passage. To improve hydropower production towards more fish-friendly techniques and management, knowledge on timing and extent of natural patterns of fish downstream movement is necessary. So far, migration behaviour of long-distance migrators such as eel or salmon has been well studied, but little is known about seasonal and diurnal movement patterns of nonmigratory species or medium-distance migrators. In this study, movement patterns of 39 fish species captured by stownets while transiting hydropower facilities in four impounded rivers were assessed and compared with the fish community composition directly upstream of the hydropower plants assessed by electrofishing. Strong differences between the fish community composition inhabiting the upstream sides of the dams and the fish detected in downstream passage were evident. In each study river, the downstream moving fish community composition differed significantly between spring and autumn. On average, significantly more fish were caught during the night (2.9 fish/hr) than during the day (1.3 fish/hr). Topmouth gudgeon, European grayling and pike-perch mostly moved downstream during the night, whereas roach, spirlin and bleak were the most frequent downstream moving fish during daytime. Downstream fish movement was positively related with turbidity, water temperature and discharge. The strong differences in seasonal and diurnal fish movement patterns suggest that fish damage can be strongly reduced by adaptive turbine and corridor management, for example by shutting down turbines at peak movements.     

Upstream passage of fish through a vertical-slot fishway in an Australian subtropical river

The effectiveness of a vertical-slot fishway on the Burnett River barrage for facilitating migration of fish was assessed. In 100 samples taken at the top and bottom of the fishway, over 52 000 fish representing 34 species were collected at a maximum rate of 4500 fish per day. In contrast, less than 2000 fish ascended the original pool-and-weir fishway in 128, 24 h samples at the top between 1984 and 1987. Juvenile size classes dominated the abundance of many species in the present study and fish between 24 and 930 mm in length ascended the vertical-slot fishway. However, passage of small fish was restricted and for new fishways on tidal barriers a further reduction in head loss between pools is recommended. Importantly, the width of the vertical-slots was too small for effective upstream passage of large Queensland lungfish, Neoceratodus forsteri (Krefft). The greatest diversity of fish species was found during low river flows. The findings suggest that vertical-slot fishways with wide pools and low turbulence pass a diverse range of fish fauna present in subtropical coastal rivers.     

Evaluation of the removal of impassable barriers on anadromous salmon and steelhead in the Columbia River Basin

Despite the popularity of barrier removal as a habitat restoration technique, there are few studies that evaluate the biological effects of restored stream crossings. An extensive post‐treatment study design was used to quantify fish populations (e.g. species, life stage, abundance) and habitat attributes (e.g. gradient, geomorphic channel units) at 32 culvert removal or replacement projects to determine their effectiveness in restoring habitat access for juvenile salmon, Oncorhynchus spp., and steelhead, O. mykiss (Walbaum), in the Columbia River Basin, USA. Anadromous fish (steelhead, Chinook salmon O. tshawytscha [Walbaum]) abundance, juvenile steelhead abundance and habitat conditions were not significantly different between paired reaches (i.e. upstream and downstream of former barrier sites), suggesting these sites are no longer full barriers to movement. This suggests that barrier removal projects on small Columbia Basin streams provide adequate fish passage, increased habitat availability and increased juvenile anadromous fish abundance immediately upstream of former barriers.     

Living in an amphidromous world: Perspectives on the management of fish passage from an island nation

1. Amphidromy is a form of migratory life history typified by the reproduction of fish in freshwater environments, the early downstream dispersal of post‐hatch larvae to marine environments, and the return of small‐bodied young juveniles to freshwater environments for growth to adulthood. Island freshwater fish communities are frequently dominated by fish species with amphidromous life histories.
2. Amphidromous life cycles leave fish communities highly susceptible to habitat modification and disruptions to connectivity across marine and freshwater environments. This means that managing waterway connectivity is fundamental to their conservation; however, the unique and often geographically restricted amphidromous communities that characterize many small island nations have received little consideration in the development of strategies for the management of fish passage.
3. The ecology and locomotory capabilities of amphidromous species are often poorly studied, partly because their small size at migratory life stages renders current state‐of‐the‐art in situ biotelemetry methods unsuitable. The small size of fish also means that seemingly small obstructions can severely impede migrations.
4. The steps necessary to advance the management of fish passage for island fish communities are: curating and maintaining barrier inventories; evaluating barrier permeability; developing effective barrier mitigation options; and prioritizing restoration and conservation efforts.
5. New methods for understanding the ecology and locomotory capabilities and behaviour of amphidromous fishes are required to advance the management of fish passage for island fish communities. Fish passage solutions that imitate natural streams, such as those promoted in new guidelines in New Zealand, may be the most effective way of improving waterway connectivity; however, integrated approaches to freshwater fish conservation that account for meta‐population dynamics, in combination with the management of fish passage, are necessary to optimize conservation outcomes for amphidromous species.

     

Non‐salmonids in a salmonid fishway: what do 50 years of data tell us about past and future fish passage?

Abstract  Salmonid fishways have been used in many countries for non-salmonid fishes, including Australia, but generally with poor results. Trapping the entrance and exit of a 1:9 gradient salmonid fishway on the Murray River confirmed very poor passage of native fish, with <1% of the most abundant species ascending. Fifty years of fish passage monitoring showed the numbers of three native species declining by 95–100% and non-native fish becoming dominant. Fishways are now being designed for native fish and being quantitatively assessed, but daily flow management also needs to be addressed. The ecological model for passage of potamodromous fishes has changed from passing adults of a few species to one that incorporates the whole fish community, specifically: immature fish of large-bodied species that dominate numbers migrating upstream; a diverse range of movement strategies; and small-bodied species, crustaceans and low numbers of less-mobile species.     

Biological effectiveness of an inexpensive nature‐like fishway for passage of warmwater fish in a small Ontario stream

Few studies have been conducted to evaluate the effectiveness of nature‐like fishways, particularly in low gradient warmwater streams with diverse fish communities. We evaluated a nature‐like fishway that was installed to facilitate upstream passage at a low head dam on Indian Creek near Spencerville, Ontario, Canada. A passive integrated transponder (PIT) array was used to quantify attraction and passage efficiency for 391 PIT tagged warmwater fish, represented by seven species. Attraction efficiency for the three most common species, common shiner (Luxilus cornutus), creek chub (Semotilus atromaculatus) and white sucker (Catostomus commersonii), was 63.3%, 83.7% and 65.6%, respectively, and passage efficiencies were 5.1%, 38.4% and 25%, respectively. Creek chub were able to locate the fishway in less time than white sucker and common shiner; however, took longer to successfully pass. Manipulation of creek chub release locations was used to separate issues of attraction and passage and revealed that passage efficiency was highest (76.2%) for those released within the fishway and intermediate for those released at the entrance (42.1%). This multispecies fishway improved stream connectivity, but additional work is needed to fine tune its configuration. Similar projects that engage stakeholders in nature‐like fishway construction are a promising approach for the thousands of small dams that occur on low gradient streams around the globe, but those studies should incorporate a biological evaluation to ensure that attraction and passage efficiency are optimised.     

Use of a vertical-slot fishway by galaxiids in Western Australia

Abstract –  The Goodga River Fishway is the first vertical-slot fishway in Western Australia and was opened in April 2003 with the aim of increasing the habitat available to two galaxiids; the trout minnow ( Galaxias truttaceus ), a highly restricted freshwater fish species in Western Australia, and the widespread common jollytail ( Galaxias maculatus ). The fishway was designed to function during low flows to coincide with the upstream spawning migration of G. truttaceus . Prior to the opening of the fishway, no fish were found above the Goodga River gauging station (weir), which is approximately 2 km upstream of the river's entrance to Moates Lake. Fish migrations were monitored in each season between April 2003 and February 2005. Galaxias truttaceus utilised the fishway in all sampling periods. Adult fish migrated up the fishway prior to spawning, while large numbers of new recruits (small juveniles) negotiated the fishway during November 2003 and 2004. More G. truttaceus and G. maculatus were captured on the fishway during daylight hours compared with the night; however, larger G. truttaceus were more commonly captured at night whereas G. maculatus on the fishway were larger during the day. The fact that fishway utilisation by G. maculatus was consistent during all samples and new recruits migrated during periods of low flow demonstrates the importance of understanding the migration patterns of the target species when designing fishways.     

Assessing upstream invasion risk in alien freshwater fishes based on intrinsic variations in swimming speed performance

Managing the spread and impact of invasive species requires an understanding of what limits their dispersal into new areas. Here, we investigated an intrinsic component of invasive species dispersal, via assessments of the swimming speed performance of four species of alien freshwater fish at risk of invading the upper reaches of a montane river system in south‐east Australia. Using water flow measurements taken from a range of potential barriers to their upstream dispersal (fishways, culverts, natural riffle habitats), we assessed the likelihood of alien species passage based on intrinsic differences in swimming speed performance. With the four alien fish species displaying a wide range of sprint swimming speed (U_sprint) capabilities, our logistic regression analysis identified pipe culverts as being a challenge to dispersal by all but the largest individuals of one species (Rainbow trout, Oncorhynchus mykiss). Notably, fishway installations facilitating passage of the sympatric threatened species, Macquarie perch (Macquaria australasica), could allow upstream dispersal of a key threatening species (European perch, Perca fluviatilis). Our study highlights the utility of locomotor capabilities for assessing the likelihood of upstream dispersal by species following human‐assisted introductions to the lower parts of a catchment.     

Unintended consequences and trade‐offs of fish passage

We synthesized evidence for unintended consequences and trade‐offs associated with the passage of fishes. Provisioning of fish passageways at dams and dam removals are being carried out increasingly as resource managers seek ways to reduce fragmentation of migratory fish populations and restore biodiversity and nature‐like ecosystem services in tributaries altered by dams. The benefits of provisioning upstream passage are highlighted widely. Possible unwanted consequences and trade‐offs of upstream passage are coming to light, but remain poorly examined and underappreciated. Unintended consequences arise when passage of native and desirable introduced fishes is delayed, undone (fallback), results in patterns of movement and habitat use that reduce Darwinian fitness (e.g. ecological traps), or is highly selective taxonomically and numerically. Trade‐offs arise when passage decisions intended to benefit native species interfere with management decisions intended to control the unwanted spread of non‐native fishes and aquatic invertebrates, or genes, diseases and contaminants carried by hatchery and wild fishes. These consequences and trade‐offs will vary in importance from system to system and can result in large economic and environmental costs. For some river systems, decisions about how to manage fish passage involve substantial risks and could benefit from use of a formal, structured process that allows transparent, objective and, where possible, quantitative evaluation of these risks. Such a process can also facilitate the design of an adaptive framework that provides valuable insights into future decisions.