Do socio-psychological factors matter in agroforestry planning? Lessons from smallholder traditional agroforestry systems

Most of the well planned rural development forestry programs of the 1970s, and agroforestry in particular, were either not adopted by the intended beneficiaries or failed to meet the needs and aspirations of the rural people, particularly in the developing countries. The reasons for non-adoption in some cases appear to be technical, bio-physical, social and economic (termed as rational reasons by the planners), but in other situations the reasons are not so easily recognisable and comprehended (termed irrational reasons). These irrational reasons are the perceptions and attitude of the farmer towards farm practices, and their role in agroforestry planning has remained almost completely neglected. The present study is based on a household survey of the farmers in traditional agroforestry systems of Western Himalaya and investigates the importance of perceptional and attitudinal aspects of the farmers with regard to agroforestry adoption and extension. In the present study, farmers’ perceptions of restrictions on felling of trees from their own land and attitudes towards agroforestry were the most important sociopsychological factors which influenced tree growing. This study implies a need to take into account the socio-psychological factors of the farmers for planning socially acceptable agroforestry programs. The importance of study of various de jure rules and regulations controlling the use of on-farm tree resources and related exemptions and their association with farmers’ perceptions and tree growing is highlighted to develop policies to encourage tree growing in agroforestry.     

Role of social aspects in extent of on-farm tree growing in subsistence agroforestry systems of Western Himalaya

Many so-called society-oriented agroforestry programs, mainly in developing countries, fail because they do not take account of the social structure in their design. This study provides empirical evidence of the impact of social structure on the extent of on-farm tree growing. The study has been carried out in Mandi district of Himachal Pradesh, in Indian Western Himalaya. Analysis of survey data reveals significant relationships between extent of on-farm tree growing and caste, education of the head of household, family literacy, primary occupation, government employment, mobility of the household head, importance of tree growing for future generations, and holy tree worship practices. Households with concrete houses had more trees than households with mixed, mud and wooden houses. The study implies a need to consider social factors to encourage the level of on-farm tree growing and to design socially acceptable agroforestry programs. The study also emphasises the need for a holistic approach to agroforestry development by integrating other continuing rural development programs with that of agroforestry to increase the level of on-farm tree growing.     

Household and farm attributes affecting adoption of smallholder timber management practices by tree growers in Gunungkidul region,Indonesia

Farm household characteristics determine the success of programs promoting agroforestry systems and practices. This paper reports household and farm factors affecting the adoption of timber management practices by smallholders in the Gunungkidul region, Central Java, Indonesia. The research used three logistic regression analysis models—based on each household and farm characteristic, and a composite of both together—to identify the key factors influencing farmers’ adoption and management decisions, and their relative importance. A sample of 152 farmers who managed their trees primarily for timber production was compared to a sample of 115 farmers with similar socio-economic characteristics who did not. The household condition and composite models identified both on-farm and off-farm gross incomes as significant factors affecting farmers’ decisions to manage timber trees. The models confirmed that farmers with larger farms, and with higher on- and off-farm incomes, were more likely to manage their trees for timber production. These results have implications for extension programs that promote adoption of commercial timber management by smallholders in the case study and similar regions.     

Adoption of On-Farm Tree Planting in Kibaale District,Western Uganda

Using logistic and multiple regression analyses, this article examines the socioeconomic factors that influence farmers’ decisions to adopt on-farm tree planting, one of the agroforestry techniques promoted by government agencies and research institutions for use in the farming systems of Uganda. A household survey involving 200 farmers was carried out in the Subcounties of Kabamba, Mugarama, Kagadi, and Kiryanga in Kibaale District, western Uganda. From the analyses, we found out that a farmer's decision to adopt on-farm tree planting is influenced by household and field characteristics. Gender, tree tenure security, availability of seed and supply, guidance by extension and research Institutions, size of landholding per household, fuelwood scarcity, and main source of family income were the factors that significantly influenced the decision to adopt on-farm tree planting. We recommended that in order to promote increased adoption of on-farm tree planting, appropriate socioeconomic characterization should be explored in order to target areas with better adoption potential for optimal realization of the intended objectives by government agencies and research institutions.     

Role of foresters' perspectives in orienting agroforestry programmes

The foresters' perspectives of agroforestry is an important aspect that can influence strategies concerned with agroforestry uptake by the farmers. Keeping this in view the empirical studies of foresters' perspective of agroforestry have gained considerable importance. Present study, therefore, investigates foresters' perspectives on different aspects related to agroforestry. This study was conducted in Mandi district located in Indian Western Himalayan province of Himachal Pradesh. Not only the traditional forest management but also agroforestry training of foresters has remained oriented towards learning silvi-technical (plantation management and nursery management) rather than extension (social) and agricultural aspects. Consequently, there was a felt need amongst foresters for training in extension and agricultural aspects for effective implementation of agroforestry programmes. This provides a window of opportunity for re-orienting their training curriculum towards learning extension (social) and agricultural besides the silvi-technical skills. For effective implementation of agroforestry programmes the manpower requirement, particularly that of extension specialist and well trained agroforesters, of the department needs to be estimated and strategy should be devised to minimise political interference. The study emphasises a need for interaction between foresters and farmers, mechanism for better co-ordination with other departments and absolving agroforesters of their policing role for effective planning and implementation of agroforestry programmes. There were significant variations in the opinion of forestry staff about the effectiveness of various strategies to meet farmers tree-based needs, increase tree cover in the state and expected plantation survival rate. There were significant variations in the opinion of foresters about the different factors discouraging private tree growing but ‘restriction on felling green trees growing on private land and selling them in the market’ was viewed as the most important factor. “Provision of incentives to the villagers for tree growing on private land” was the major factor from the foresters' perspective that will encourage tree growing on private land. As there was a lack of congruence of foresters' perception on majority of issues pertaining to agroforestry, a need to incorporate the uniform understanding of issues pertaining to agroforestry amongst the foresters was emphasised. This study also identifies a need to investigate the perspectives staff of agriculture, horticulture departments for better planning and execution of agroforestry programmes, and their uptake by the farmers.     

Assessing agroforestry adoption potential utilising market segmentation: A case study in Pennsylvania

In the United States, agroforestry adoption has lagged behind progress in agroforestry systems research. This study sought to facilitate the communication of landowner land management objectives, values, knowledge and perceptions of the barriers and benefits to agroforestry through applied social marketing research methods and market segmentation analysis. A mail survey instrument was sent to 250 members of the Pennsylvania Association of Sustainable Agriculture (PASA) and 250 members of Woodland Owner Associations (WOA). Current management objectives and production strategies, agroforestry awareness, agroforestry interest, and perceptions regarding the benefits and obstacles to agroforestry adoption were gauged. Market segmentation was performed with a two-step cluster analysis to produce four agroforestry adoption potential models: Timber-Related Practices, Livestock-Related Practices, Specialty Crop-Related Practices, and Non-Adopters. The analyses showed that agroforestry practices could satisfy specific land management objectives within diverse populations. The method effectively identified similarities in agroforestry adoption scenarios. Market segmentation could be utilised as a social marketing tool to guide future policy development, scientific research, and the efficacy and relevance of future agroforestry research and outreach programs. The next step in program development should include the creation of a statewide multidisciplinary team comprised of university, non-profit association and landowner representation, to develop agroforestry applications relevant to each cluster and promote the practices through landowner-led on-farm demonstrations and workshops.     

Adoption potential of fruit-tree-based agroforestry on small farms in the subtropical highlands

Worldwide, fruit-tree-based agroforestry systems have been only modestly studied, although they are common on smallholder farms. Such systems based on apple (Malus spp.), peach (Prunus spp.), and pear (Pyrus spp.) are common in northwest Guatemala as low intensity homegardens and are known to increase total farm productivity in communities where farm size is a limiting factor. This study investigated the potential for adoption of fruit-tree-based agroforestry by resource-limited farmers using ethnographic investigation and linear programming simulations of farm activities at the household level. Two communities with differing demographics, infrastructure, and access to regional markets were selected based on the presence of extensive fruit-tree-based agroforestry. The influences of family size, land holdings, and tree and crop yields on the optimal adoption levels of fruit trees were evaluated through a comparative study of the varying social and physical infrastructure present in the two communities. Fruit-tree-based agroforestry was potentially more attractive to relatively prosperous families or those with larger land holdings. Improvements in fruit-tree productivity and interspecies competition were of greater importance where family land holdings were smaller. The inability of families to produce sufficient food to meet annual needs, poor fruit quality, and lack of market infrastructure were identified as constraints that limit adoption. The complementarity of production with the dominant maize (Zea mays) crop, home consumption of fruit, and the potential to generate additional cash on limited land holdings were identified as factors promoting adoption of fruit-tree-based agroforestry.     

Understanding patterns of tree adoption on farms in semi-arid and sub-humid Ethiopia

Trees on farms are a widespread feature of landscapes across a large part of Ethiopia with an important role in enhancing the resilience of smallholder livelihoods through the provision of ecosystem services. Despite their importance, little is known about what trees are planted or retained from natural regeneration by different types of farmers that results in the pattern of tree cover found in the region. We address this knowledge gap through analysis of household survey data from semi-arid and sub humid areas of Oromia regional state. A set of composite variables that represent distinctive patterns of tree cover on farms were derived from principal component analysis and Pearson correlation analysis. This revealed two major tree adoption strategies: farmer managed natural regeneration (FMNR) of trees to meet subsistence needs as well as contributing to other ecosystem services; and, high value agroforestry (HVAF) involving planted trees used largely to produce fruits, timber and fodder. Regression analysis further identified fine-scale variation in ecological and socio-economic factors that affect which of these two broad strategies are adopted by farmers. Favorable climatic conditions coupled with institutional arrangements to control free grazing were pre-conditions for HVAF, whereas poor biophysical potential and sloping land provided a positive incentive for farmers to adopt FMNR. Farmers with preferences for tree species with multiple utilities and locational flexibility favored FMNR while adoption of HVAF was more asset-driven. Our findings reveal that farmers integrate many native and exotic tree species on their farms to meet their variable farm conditions, needs and asset profiles in stark contrast to most tree promotion efforts that focus on a few, usually exotic, tree species. We recommend that future agroforestry promotion should embrace a diversity of tree species appropriate to matching the fine scale variation in ecological conditions and farmer circumstances encountered in the field.     

Adequate design of control treatments in long term agroforeestry experiments with multiple objectives

Agroforestry experiments usually include control plots of either pure crop or pure tree stands. A clear distinction should be made between intensively managed biophysical controls and farming system controls with realistic labour input and management regimes. Trying to draw biophysical conclusions from farming system controls (or the reverse) is often not justifiable. The design and management of these elusive control plots is a complicated issue which is often overlooked. Many factors beyond the control of the experiment manager can disturb long term field agroforestry experiments. Some examples from French agroforestry experiments illustrate how uncontrolled factors may bias the results, including the proportion of harvested to planted trees, the weeding regimes, and the use of tree- shelters. The analysis of agroforestry data could be more efficient when considering a continuum of tree – crop mixture management options between the agroforestry plot and the non agroforestry plot. The concept of biophysical control plots becomes then less essential. A relevant modelling approach of interactions between trees and crops should 1) perform correctly for any tree/crop proportion and even for pure stands, when setting the parameters of the other component to zero, 2) provide for the inclusion of new, uncontrolled factors that could emerge through time. The biological efficiency of agroforestry systems may however be a subordinate criterion for agroforestry adoption, as observed at the moment in France. Agroforestry systems with poor biological outcomes can even be very attractive in some ecological or sociological conditions, and only farming system controls may bring this aspect to light. This revised version was published online in June 2006 with corrections to the Cover Date.     

Agroforestry research and development in southern Africa during the 1990s: Review and challenges ahead

In light of the large number of empirical studies of agroforestry adoption published during the last decade, we believe it is time to take stock and identify general determinants of agroforestry adoption. In reviewing 120 articles on adoption of agricultural and forestry technology by small holders, we find five categories of factors that explain technology adoption within an economic framework: preferences, resource endowments, market incentives, biophysical factors, and risk and uncertainty. By selecting only empirical analyses that focus on agroforestry and related investments, we narrow our list down to 32 studies primarily from tropical areas. We apply vote-counting based meta-analysis to these studies and evaluate the inclusion and significance of the five adoption factors. Our analysis shows that preferences and resource endowments are the factors most often included in studies. However, adoption behavior is most likely to be significantly influenced by risk, biophysical, and resource factors. In our conclusion, we discuss specific recommendations for the next generation of adoption studies and meta-analyses that include considering a fuller menu of variables, reporting key statistics and marginal probabilities, and conducting weighted meta-regressions.This revised version was published online in November 2005 with corrections to the Cover Date.     

What do farmers think? Farmer evaluations of hedgerow intercropping under semi-arid conditions

Results from farmer evaluations of exploratory on-farm trials with hedgerow inter-cropping in a semi-arid region of Kenya (the Yatta Plateau of Machakos District) are presented. Hedgerows ofCassia siamea, Gliricidia sepium andLeucaena leucocephala, which were managed by eight farmers to enhance soil fertility, were established in the mid-1980s. Although trial farmers appear convinced of the ability of the technology to increase crop yields, reduce erosion and provide firewood, most did not feel that the short-term risks (i.e. reduction in crop productivity) and the extra labour required were worth the long-term benefits. Hence, few of the eight farmers were willing to extend their hedges. The discussion suggests that in the risky production environment of the Yatta Plateau, where crop yields fluctuate constantly with the amount of rainfall, soil fertility is not of urgent concern to farmers. A participatory case study approach, which emphasizes farmers' opinions, preferences and ideas elicited through regular farmer evaluation exercises, as distinct from on-farm technology testing for validation, is recommended for on-farm research on new and complex agroforestry technologies. This approach permits between understanding of some of the complex socio-economic factors affecting the adoption of hedgerow intercropping and is the most cost-effective way to gather in-depth and contextual information on farmer decision-making and management of externally introduced agroforestry technologies.     

Surveying farmers' agroforestry plots: experiences in evaluating alley-cropping and tree border technologies in Western Kenya

Evaluation of existing on-farm agroforestry plots should provide useful supplementary information for the design of improved agroforestry systems, in both research and development projects. Such evaluation has been little used, however, largely due to the methodological difficulties of surveying highly variable on-farm plots, and difficulties in identifying key variables for measurement. This paper describes a set of methods and tools used in evaluating plots of alley-cropping and tree borders around crop fields established by farmers working with the CARE Agroforestry Extension Project in western Kenya. Details of survey design, sampling, and implementation are discussed, and suggestions made for carrying out agroforestry surveys in other projects. A condensed version of the questionnaire is appended.     

Psychological Factors Influencing Farmers’ Intention to Adopt Agroforestry: A Structural Equation Modeling Approach

ABSTRACT

The biophysical characteristics of the farm and farmers’ socioeconomic factors have been used to explain adoption of technologies in Africa. However, agricultural technology adoption requires that we also understand the psychological factors that can encourage or discourage farmer adoption of technologies. The aim of this article is to assess the psychological drivers of farmers’ intentions to adopt agroforestry technologies on their farms. We obtained data from 400 smallholder farmers in the Mt. Elgon region of Uganda. The Theory of Planned Behavior was used as the main framework. Quantitative data were analyzed using structural equation modeling to assess the impact of a set of psychological factors on farmers’ intention to integrate trees in coffee. The intention of farmers to integrate trees in coffee plantations was mainly driven by their evaluation of the benefits of shaded coffee (attitude) followed by beliefs about their own capability (perceived behavioral control). However, social pressure (subjective norm) was insignificant, implying that smallholder farmers tend to deny the influence of other people’s behavior on their actions. Therefore, farmers’ positive evaluation of shading coffee and the perceived capability to overcome tree planting barriers reinforced their intention to integrate trees in coffee. This renders attitude and perceived behavioral control as reliable predictors of farmer tree planting behavior, especially in the context of developing countries.     

Socioeconomic research in agroforestry: a decade in review

Agroforestry research in academia and government and non-governmental agencies began by focusing on biophysical aspects. As this science represents a series of practices implemented by individual farmers, it requires in-depth social and economic analyses to assess economic feasibility of agroforestry systems, factors influencing the adoption of agroforestry, monitor the relevance and effectiveness of investigations, and guide future research efforts. This study presents literature dealing with socioeconomic issues in agroforestry research from interdisciplinary peer-reviewed journals, book chapters, and gray literature from 1992 to 2002. Over 500 publications were analyzed to determine relative dominance of geographical regions, types of analyses, agroforestry technologies, and socioeconomic issues. Trends were examined over time and by region. Overall, the body of literature exhibits an increasing trend toward regional and analytical diversity over time. Some deficiencies of regional and thematic nature were observed, which included underrepresented temperate regions and technologies such as riparian buffers, as well as only a small number of papers dealing with gender and property rights. These suggest opportunities for future investigations.     

Methods of on-farm,diagnostic research on adoption potential of alley cropping

An approach to on-farm diagnostic research on alley cropping is described. The objective of economic assessment was to evaluate the adoption potential of the technology. Three activities were included. In the first research activity, cost-route surveys and field measurements were carried out for a small sample of farmers with recently established alleys. Although research-resource intensive, the cost-route studies and field measurements were necessary to develop a framework for analyzing alley cropping on-farm because rapid methods of assessing intrinsically dynamic technologies are not yet available. Administration of a focused, formal single visit survey to a large sample of farmers who have participated in alley farming trials at several locations was the second activity. Intensive data collection with a small sample continued in order to quantify factors identified as key in the first activity. Although still developmental, it is hoped that the combination of methods will contribute to development of more rapid and readily accessible methods of evaluating agroforestry technologies on-farm. IITA Journal Article No. IITA/90.JA/23.     

Incorporating agroforestry practices in the management of walnut plantations in Dauphiné, France: an analysis of farmers‘ motivations

The Dauphiné province in south-eastern France is a major area for walnut orchards. Growers manage their orchards with some specific agroforestry features: grafted walnut trees may be pruned to form a bottom log with a timber end use (dual purpose trees), and intercrops may be grown between the tree lines. These agroforestry practices are however only partially adopted. Three surveys were conducted in 1993, 1995 and 1996 to elicit the farmer motivations for adopting or rejecting agroforestry management features. The walnut industry is a key activity in two parts of Dauphiné: the Isère valley, and the Diois basin. The reasons for adoption of agroforestry practices are discussed. In the Isère valley, the priority is given to walnut production in specialised farms, and the extension services are opposed to agroforestry practices. In the dryer Diois area, the main explanations for agroforestry adoption were the welfare of the farmer family, the age of the farm manager, and the contribution of walnut production to the family income. Dual purpose management schemes were characterised by extended investment return delays, but proved to be the most rewarding schemes when practised with intercrops. A very extensive tree management with few pest control operations improved the profitability. Intensive orchards had a low bequest value at the time of inheritance, in contrast to dual-purpose orchards. The age of the farmer at planting time appeared to be a key criterion for agroforestry management adoption. This revised version was published online in June 2006 with corrections to the Cover Date.     

Landowner perceptions and the adoption of agroforestry practices in southern Ontario,Canada

A mail-out survey questionnaire was developed by the Agroforestry group at the University of Guelph to determine the level of awareness and interest in the adoption of agroforestry systems by landusers from four townships in Wellington County, Ontario. The questionnaire investigated: (1) the current level of knowledge regarding windbreaks, woodlots and plantations, intereropping, riparian plantations and silvipasture, (2) the present level of participation in each of these systems on-farm, (3) the perceived benefits and/or drawbacks of each of these initiatives with respect to total farm income, income diversity, land rehabilitation, land value/equity, soil/water conservation, labour intensity, overhead and return on the term of investment.The majority of respondents were familiar with conventional agroforestry systems such as windbreaks and woodlots/plantations (80%, 62% respectively), therefore the level of interest in the adoption of these practices was significant (74%, 66% respectively). Response rates were lower for silvipasture, riparian plantations and intercropping, most likely as result of the low level of familiarity with these practices (20%, 32%, 4% respectively). Respondents commented that agroforestry systems would have a neutral effect on farm income, and would increase land stewardship. In some cases, interested landusers indicated a willingness to participate in agroforestry systems even though they anticipated increases in overhead and labour intensity; however, this was only true if they held land stewardship as a priority. Landusers were more concerned with the economic aspects of agroforestry, as a determinant to the future adoptability of particular practices. Age, gender, farm operation and farm size were not correlated with the adoption of agroforestry systems.The success of agroforestry programs on farms in the study area is largely dependent on the attitudes and willingness of landusers to participate in non-traditional agricultural systems.     

Factors affecting the adoption of agroforestry practices by farmers in Cameroon

This paper presents empirical evidence on the impact of socio-economic factors on the adoption of agroforestry practices in Cameroon. The analysis uses primary farm-level data collected from June to December 1996. Three major provinces of the country were covered, namely Centre, Southwest and Northwest Several agroforestry technologies have been promoted among farmers in the zone, including alley farming, improved fallow, live fencing, cut-and-carry fodder and apiculture. The status of adoption of each agroforestry practice is described and factors that affect adoption identified. These are gender of farmer, household family size, level of education, farmer’s experience, membership within farmers’ associations, contact with research and extension, security of land tenure, agroecological zone, distance of the village from nearest town, village accessibility and income from livestock. Research findings indicate that since factors affecting farmers’ adoption of agroforestry practices differ across techniques, generalisation is to be avoided.     

Crop commercialization and adoption of gum-arabic agroforestry and their effect on farming system in western Sudan

Increasing trend in the sole crops commercialization has questioned the sustainability of the traditional gum Arabic agroforestry (Bush-fallow) system in western Sudan. This shift in the farming system from a traditional sustainable system to more commercialized one has resulted in a drastic decline in soil fertility, decreased crop productivity and low gum Arabic production. Therefore, identification of alternative options and incentives are required to ameliorate the negative environmental effects of increasing commercialization trends. This paper takes this issue and empirically investigating the factors influencing the decision to adopt agroforestry using a binary probit model. The results show that farmers with less commercialization, access to credit, less fragmented land, more education, high gum Arabic gate price, located away from the markets, and with more years of experience in farming are more likely to practice the traditional gum Arabic agroforestry system. In contrast, the allocation of more working days for commercial sole crops production, more fragmented land, and higher commercialization index reduces the probability of gum Arabic agroforestry adoption. In conclusion, this dichotomy between sole crop commercialization and traditional gum agroforestry system may be solved through the encouragement of the adoption of the traditional intercropping system with gum tree (Acacia senegal). Production of gum tree (Acacia senegal) itself should be more commercialized and prioritized. Conservation programs should focus on more educated, experienced famers with less fragmentized land if the policy is to promote the sustainable farming system in the region to promote soil fertility and to improve the effect of sole crop commercialization on traditional gum Arabic agroforestry system.     

Selection of native trees for intercropping with coffee in the Atlantic Rainforest biome

A challenge in establishing agroforestry systems is ensuring that farmers are interested in the tree species, and are aware of how to adequately manage these species. This challenge was tackled in the Atlantic Rainforest biome (Brazil), where a participatory trial with agroforestry coffee systems was carried out, followed by a participatory systematisation of the farmers experiences. Our objective was to identify the main tree species used by farmers as well as their criteria for selecting or rejecting tree species. Furthermore, we aimed to present a specific inventory of trees of the Leguminosae family. In order to collect the data, we reviewed the bibliography of the participatory trial, visited and interviewed the farmers and organised workshops with them. The main farmers’ criteria for selecting tree species were compatibility with coffee, amount of biomass, production and the labour needed for tree management. The farmers listed 85 tree species; we recorded 28 tree species of the Leguminosae family. Most trees were either native to the biome or exotic fruit trees. In order to design and manage complex agroforestry systems, family farmers need sufficient knowledge and autonomy, which can be reinforced when a participatory methodology is used for developing on-farm agroforestry systems. In the case presented, the farmers learned how to manage, reclaim and conserve their land. The diversification of production, especially with fruit, contributes to food security and to a low cost/benefit ratio of agroforestry systems. The investigated agroforestry systems showed potential to restore the degraded landscape of the Atlantic Rainforest biome.