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High-resolution leaf area index inversion based on the Kernel Ridge Regression algorithm and PROSAIL model北大核心CSCD
引用本文:郭恒亮,李晓,付羽,乔宝晋.High-resolution leaf area index inversion based on the Kernel Ridge Regression algorithm and PROSAIL model北大核心CSCD[J].草业学报,2022,31(12):41-51.
作者姓名:郭恒亮  李晓  付羽  乔宝晋
作者单位:1.郑州大学河南省超级计算中心,河南 郑州 450052;2.郑州大学地球科学与技术学院,河南 郑州 450052;3.郑州大学信息工程学院,河南 郑州 450052
基金项目:河南省重大科技专项(201400210800)
摘    要:Accurate estimation of leaf area index(LAI)plays an important role in ecological,environmental and climate change research. Large-scale LAI estimates can be obtained from satellite remote sensing technology,but they rely on a large amount of ground-measured data with and they have low spatial resolution,which often does not meet the needs of high-precision and large-scale research. In this study,using surface reflectance data with a spatial resolution of 30 m,we tested an inversion method combining the Kernel Ridge Regression(KRR)algorithm and the PROSAIL physical model to invert LAI without a large number of ground measured data. First,the sensitivity analysis was performed on the input parameters of the PROSAIL model to determine the input parameters and generate the simulated data sets. Then,the KRR model inversion between the simulated reflectance and LAI was established. For comparison,we linked two other models,the Multilayer Perceptron(MLP)algorithm and the Random Forest Regression(RFR)algorithm,with the PROSAIL model,to perform high spatial resolution LAI inversion. Finally,we used ground measured data to compare the outputs and performance of the three inversion models. We found that the LAI inversion accuracy of the KRR-PROSAIL model was the highest with an R2 of 0. 8089 and root-mean-square error(RMSE)of 0. 2492. The inversion accuracies of the PROSAIL model linked with MLP and RFR were inferior with R2 values of 0. 7726 and 0. 7118,respectively and RMSE values of 0. 2781 and 0. 2432,respectively. Based on this study we recommend the combination of the Kernel Ridge Regression algorithm and PROSAIL models to invert satellite data to LAI for improved accuracy and high spatial resolution of the inverted LAI data. This methodology provides a method for rapid and accurate inversion of regional high-precision LAI information. © 2022 Editorial Office of Acta Prataculturae Sinica. All rights reserved.

关 键 词:叶面积指数  核岭回归算法  PROSAIL模型  反演
收稿时间:2021-12-13
修稿时间:2022-01-28

High-resolution leaf area index inversion based on the Kernel Ridge Regression algorithm and PROSAIL model
Heng-liang GUO,Xiao LI,Yu FU,Bao-jin QIAO.High-resolution leaf area index inversion based on the Kernel Ridge Regression algorithm and PROSAIL model[J].Acta Prataculturae Sinica,2022,31(12):41-51.
Authors:Heng-liang GUO  Xiao LI  Yu FU  Bao-jin QIAO
Institution:1.Super Computer Center of Henan Province,Zhengzhou University,Zhengzhou 450052,China;2.School of the Geo-Science&Technology,Zhengzhou University,Zhengzhou 450052,China;3.School of Information Engineering,Zhengzhou University,Zhengzhou 450052,China
Abstract:Accurate estimation of leaf area index (LAI) plays an important role in ecological, environmental and climate change research. Large-scale LAI estimates can be obtained from satellite remote sensing technology, but they rely on a large amount of ground-measured data with and they have low spatial resolution, which often does not meet the needs of high-precision and large-scale research. In this study, using surface reflectance data with a spatial resolution of 30 m, we tested an inversion method combining the Kernel Ridge Regression (KRR) algorithm and the PROSAIL physical model to invert LAI without a large number of ground measured data. First, the sensitivity analysis was performed on the input parameters of the PROSAIL model to determine the input parameters and generate the simulated data sets. Then, the KRR model inversion between the simulated reflectance and LAI was established. For comparison, we linked two other models, the Multilayer Perceptron (MLP) algorithm and the Random Forest Regression (RFR) algorithm, with the PROSAIL model, to perform high spatial resolution LAI inversion. Finally, we used ground measured data to compare the outputs and performance of the three inversion models. We found that the LAI inversion accuracy of the KRR-PROSAIL model was the highest with an R2 of 0.8089 and root-mean-square error (RMSE) of 0.2492. The inversion accuracies of the PROSAIL model linked with MLP and RFR were inferior with R2 values of 0.7726 and 0.7118, respectively and RMSE values of 0.2781 and 0.2432, respectively. Based on this study we recommend the combination of the Kernel Ridge Regression algorithm and PROSAIL models to invert satellite data to LAI for improved accuracy and high spatial resolution of the inverted LAI data. This methodology provides a method for rapid and accurate inversion of regional high-precision LAI information.
Keywords:leaf area index  Kernel Ridge Regression algorithm  PROSAIL model  inversion  
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