Forest Certification as an Instrument for Improved Forest Management within Small-scale Forestry

Since early 1990 ties, Swedish forest land is increasingly becoming certified. Today all major forest owners have joined the Swedish FSC-standard (Forest Stewardship Council), while small-scale forest owners preferably are joining the PEFC scheme (Programme for the Endorsement of Forest Certification). With the overall aim of gaining a better insight into which small-scale forest owners that have decided to take up on forest certification, and how their forest management practices have been affected by this choice, two set of data has been analyzed; one consisting Data Base of Forest Owner Analysis (DBFOA) data relating to approximately 14,000 properties whereof 1955 were found to be certified, and the other one including data from a follow up questionnaire sent out only to owners with certified forest properties. Results show that certified and non-certified forest properties are managed differently and in particular that harvesting on certified properties has increased. Differences in management seem to be connected principally to the fact that forest owners from generally more active sub-groups embrace forest certification requirements. Moreover, our results shows that economic motives for joining a certification scheme are just as prevalent as environmental motives and a majority of forest owners regard certification as something that favors profitability rather than consider it to restrict economic yield.     

What factors influence obtaining forest certification in the U.S. Pacific Northwest?

This study explores the factors that influence obtaining forest certification in the U.S. Pacific Northwest (PNW). A mail survey sent to certified and non-certified forest managing entities (public agencies, forest industry and non-industrial private forest owners) was conducted. The study hypothesized the importance of sixteen biogeographical and socio-economic factors in facilitating the adoption of forest certification. Three of these factors (market pressure, land ownership pattern and water-body abundance) were found to influence the decision to obtain forest certification in the U.S. PNW.     

Typology of non-industrial private forest owners in Tasmania

The heterogeneous nature of non-industrial private forest (NIPF) owners and the challenge this heterogeneity presents for effective policy and program design and delivery is widely recognised. Understanding the socio-economic and motivational differences between various types of landowners will better equip policymakers and forest extension professionals to design policies and programs that efficiently promote private sector timber production and forest conservation outcomes. The purpose of this study was to develop a survey-based empirical typology of Tasmanian NIPF owners based on their stated objectives of forest ownership and to relate owner type to a range of observable property and owner characteristics as well as to timber harvesting and forest management behaviour. Using principal component analysis (PCA) followed by means cluster analysis, four distinct groups are identified: income and investment owners, non-timber output owners, agriculturalists, and multi-objective owners. Members of these groups are found to differ significantly in terms of their personal and property characteristics, as well as their timber harvesting and management behaviour. For example, members of the non-timber output owners, who are motivated solely by objectives related to the production and protection of the non-timber outputs of forests, have similar proportions of timber on their property, but are less likely to have harvested timber from their property, than all other groups.     

Assessing Small-Scale Forestry by Data Base for Forest Owner Analysis

In Sweden, as in other countries with a growing and increasingly diverse population of forest owners, there is an apparent need for more detailed quantitative data of high quality in order to describe and understand present forest conditions and predict and explain future trends. Therefore, the Swedish University of Agricultural Sciences has developed a Data Base for Forest Owner Analysis (DBFOA) by combining existing forest measurement statistics, gathered on a regular basis by the Swedish Forest Agency since 1992, with records of the individual forest owners. The database consists of self-reported measurement statistics in terms of cuttings, cleaning, scarification and planting from about 30,000 forest management units. It includes information on the owner age, gender, residential proximity to the management unit and the extent of work undertaken by the owner. From 1999 it also indicates whether the forest is certified. This paper demonstrates the use of the database by presenting results from (1) a comparison of management practices on properties that are certified with those that are not, and (2) an examination of how the area of planting and final felling have changed from 1999 to 2006 in total and between male and female forest owners. Results from the first analysis show that the willingness to certify increases with the size of the forest property and also that harvesting activities are more frequent on certified than non-certified properties. The second analysis, show a higher ratio of final felling during 2003–2006 on properties owned by women than properties owned by men.     

Nature conservation and timber production in areas with fragmented ownership patterns

Forestry has transformed the tree species composition and structure of Swedish forests. The fragmented ownership pattern in areas with non-industrial private forest ownership (NIPF), in combination with these forestry practices, have created fragmented forests with relatively low proportions of habitat types important to many species. Ecological landscape planning has been suggested and tested as a mean for integrating nature conservation and timber production in Sweden. However, ecological landscape planning concepts have been developed for areas with homogenous ownership patterns and not for areas with fragmented ownership. In this study, stands that are voluntarily set aside by individual forest owners were examined in terms of nature conservation value, and compared to randomly selected stands obtained by Monte Carlo simulation. In order to obtain rather detailed data about the set-aside stands, semi-standardized interviews were carried out directly with forest owners in three landscape areas dominated by NIPF. The interviews showed that 26 out of 29 forest owners could locate some stands where they did not have high requirements for timber yield. These stands had higher than average local and spatial nature conservation value as a result of stand structure, composition and location in the landscape. The stands did not have a random location or size, being found closer to key habitats as well as forming equally large or larger patches than other stands. These stands are suggested to form a basis for ecological landscape planning as forest owners seem to have some kind of ‘common view’ of which stands to set aside. This common view could be used to coordinate the contribution made by individual forest owners to nature conservation in areas with fragmented ownership patterns.     

How does forest certification contribute to boreal biodiversity conservation? Standards and outcomes in Sweden and NW Russia

Forest Stewardship Council (FSC) is one of the leading forest certification schemes. While many studies concern political aspects and social outcomes of FSC, little is known about the contribution of certification to biodiversity conservation. In Europe, the Russian Federation and Sweden have the largest areas of FSC-certified forest. We assessed the potential of FSC certification for boreal biodiversity conservation in terms of standard content, and outcomes as habitat area set aside and habitat network functionality. First, we compared the biodiversity conservation indicators at different spatial scales in Swedish and Russian FSC standards. Second, focusing on one large state forest management unit in each country, we compared the areas of formally and voluntarily set aside forests for biodiversity conservation. Third, we evaluated the structural habitat connectivity by applying morphological spatial pattern analysis, and potential functional connectivity by using habitat suitability index modelling for virtual species. The Russian standard included indicators for all spatial scales of biodiversity conservation, from tree and stand to landscape and ecoregions. The Swedish standard focused mainly on stand and tree scales. The area of voluntary set-asides for FSC was similar in Sweden and Russia, while formal protection in the Russian case study was three times higher than in the Swedish one. Swedish set-aside core areas were two orders of magnitude smaller, had much lower structural and potential functional connectivity and were located in a fragmented forestland holding. We conclude that to understand the potential of FSC certification for biodiversity conservation both the standard content, and its implementation on the ground, need to be assessed. We discuss the potential of FSC certification for biodiversity conservation with different levels of ambition. We stress the need for developing rapid assessment tools to evaluate outcomes of FSC for biodiversity conservation on the ground, which could be used by forest managers and FSC-auditors toward adaptive governance and management.     

森林认证对森林可持续经营的影响及其在中国的实践

开展森林认证是促进我国森林管理与国际接轨并实现森林可持续经营的有效途径。文中概述了森林认证的发展概况以及森林认证对森林可持续经营的影响,并以我国吉林省经过认证的森林经营企业为例,通过对森林认证前后的对比,以及与未经过认证的国有林业局对比,分析森林认证对经济、社会和环境等方面的具体影响。结果表明,森林认证的开展在经济上可行,使社会受益,对环境友好,能够促进森林可持续经营。文中还对我国开展森林认证工作提出了具体措施建议。     

Born to be a forest owner? An empirical study of the aspects of psychological ownership in the context of inherited forests in Finland

Ownership is a multidimensional phenomenon that includes legal, social, and emotional aspects. In addition to legal aspects, the social and emotional aspects, “feelings of ownership,” potentially have behavioral effects. Nevertheless, these aspects are often overlooked in the research influencing the forest owners' behavior and thus their forest management decisions. This article examines how private forest owners with inherited forest holdings construct feelings of ownership toward their forests and how these constructions are reflected in their forest management decisions. Forest ownership is addressed through the theory of psychological ownership. On the basis of 15 thematic in-depth interviews, we suggest that a sense of identity and control, as dimensions of psychological ownership, can influence whether forest management decisions are guided by tradition, economic incentives, or responsibility toward property. Based on the results, a forest owner typology (restricted, indifferent, informed, and detached forest owners) was constructed, further enabling us to understand the differences among private forest owners and the roots of their forest management decisions. More generally, the study highlights the important role of emotions in forest management decisions.     

Willingness of Private Forest Owners to Supply Woody Biomass in Croatia

Renewable energy sources have received significant attention in European countries as a result of increasing dependence on energy imports and concerns over high prices of fuels and climate change. Although private forests in Croatia account for less than one quarter of all forests, they may play an important role in woody biomass energy production, due to their underutilized exploitation. The objective of this paper is to identify the willingness of private forest owners to supply woody biomass and to understand how this willingness is affected by certain owner, management and forest property characteristics. A survey conducted in Croatia in 2012 of a random sample of 350 private forest owners shows that almost half of them were willing to supply woody biomass. A random utility model was used to determine the factors influencing private forest owners’ willingness to supply woody biomass. The results showed that willingness to supply woody biomass was influenced by property size, management objectives (production of fuel wood for personal needs and using the forest for outdoor recreation), cooperation with other forest owners and owner age. In order to enhance woody biomass mobilization from private forests it is important to identify the owners who are willing to supply it and to provide them with financial and administrative support using a mix of developed forest policy instruments.     

Forest owners’ views on storing carbon in their forests

Given the high percentage of private forest ownership in Finland, family forest owners have an important role in mitigating climate change. The study aims to explore Finnish family forest owners’ perceptions on climate change and their opinions on increasing carbon storage in their forests through new kinds of management activities and policy instruments. The data consists of thematic face-to-face interviews among Helsinki metropolitan area forest owners (n?=?15). These city-dwellers were expected to be more aware of and more interested in climate change mitigation than forest owners at large. Forests as carbon fluxes appear to be a familiar concept to most of the forest owners, but carbon storage in their own forests was a new idea. Four types concerning forest owners’ view on storing carbon in their forests could be identified. The Pioneer utilizes forestland versatilely and has already adopted practices to mitigate climate change. The Potential is concerned about climate change, but this is not seen in forest practices applied. The Resistant is generally aware of climate change but sees a fundamental contradiction between carbon storing and wood production. The Indifferent Owner believes that climate change is taking place but does not acknowledge a relation between climate change and the owner’s forests.     

森林认证助推世界私有林及我国非公有制林业的发展

世界上绝大部分森林是私有林, 而随着我国集体林权改革的深入和国家政策的支持, 我国非公有制林业发展迅速。森林认证对促进世界私有林和我国非公有制林业的发展和可持续经营发挥了重要作用。在分析世界私有林和我国非公有制林业认证发展现状、模式和作用的基础上, 对如何推动我国非公有制林业认证提出了意见与建议。     

Certification of sustainable forest management practices: a global perspective on why countries certify

In this paper, we examine national conditions that encourage the growth of a private regulatory environmental system to govern forests. Economic, institutional and social capital variables for 117 countries are used to examine factors determining forest certification under the Forest Stewardship Council and domestic competitor schemes. Although economic factors, such as forest exports and GDP, are important in explaining the likelihood that a country's forest management practices are certified, the regression results support the idea that economic institutions and the social context under which firms and forest landowners seek certification matters. The ability of citizens to influence the political process is also significant; in particular, the likelihood that firms and forest owners will seek to certify their forest practices is significantly reduced if women have little or no effective voice in civil society.     

Describing management attitudes to guide forest policy implementation

Forest policy in Denmark aims to increase the environmental values of forests. For policy implementation it is essential to know how to motivate private owners. Based on a survey among private forest owners in Denmark, four types of owners have been identified, clustered according to their forest management attitudes and practices: (1) the production-oriented owner, (2) the classic forest owner, (3) the environmental/recreational owner, and (4) the indifferent forest owner. Owners in Clusters 1 and 2 are mainly motivated by financial and wood production aspects, whereas owners in Cluster 3 are to a greater extent motivated by environmental and recreational aspects. Cluster 4 is the least motivated cluster. For effective policy intervention, the clusters should be addressed by different means. Owners in Clusters 1 and 2 should be met on their agricultural-production logic, Cluster 3 on their interest to improve environmental values, whereas owners in Cluster 4 might mainly be interested in passive nature management solutions.     

Certification of sustainable forest management practices: a global perspective on why countries certify

In this paper, we examine national conditions that encourage the growth of a private regulatory environmental system to govern forests. Economic, institutional and social capital variables for 117 countries are used to examine factors determining forest certification under the Forest Stewardship Council and domestic competitor schemes. Although economic factors, such as forest exports and GDP, are important in explaining the likelihood that a country's forest management practices are certified, the regression results support the idea that economic institutions and the social context under which firms and forest landowners seek certification matters. The ability of citizens to influence the political process is also significant; in particular, the likelihood that firms and forest owners will seek to certify their forest practices is significantly reduced if women have little or no effective voice in civil society.     

Differences in forest management practices in Primorsky Krai: Case study of certified and non-certified by Forest Stewardship Council forest concessions

The Forest Stewardship Council (FSC) aims to promote environmentally responsible forest management globally. However, quantifiable evidence of effects of FSC on forest management practices is lacking. FSC has been present in the Russian forestry arena for over 20 years. In this case study, we compare ecological indicators of forest management in FSC-certified and non-certified companies in Primorsky Krai of the Russian Far East. Those indicators include percent of forest cover loss and gain on forest concessions managed by three certified and three non-certified companies. We also interview a range of stakeholders involved with forest management or in forest policy planning in Russia to provide context for this case study. Results indicate no difference between certified and non-certified companies with regard to forest cover loss from 2008 to 2015 or forest cover gain from 2000 to 2012. Stakeholder interviews reveal that while forest certification is viewed positively and considered an efficient mechanism to improve forest management, the stakeholders doubt its ability to stimulate quantifiable changes in forest management practices in Russia and the Far East specifically. We focus on Primorsky Krai because of its unique geographic location, where its neighbors China and Japan significantly influence Primorsky Krai’s export market.     

Small Scale Forest Owners’ Responsibilities: Results from a Swedish Case Study

Requirements on businesses made by society, public and customers for taking different responsibilities have increased, i.e., balancing economic, environmental and social concerns. Based on literature about corporate responsibility and small scale forest owners this article presents a case study of small scale forest owners?? responsibilities in achieving sustainable forest management and Swedish Forest Agency??s local office holders?? expectations. Interviews have been made with ten small scale forest owners. The results show that no obvious conflict exists between economic and environmental responsibilities. The financial benefits for the owners for taking more environmental and social responsibility are small. The two office holders that were interviewed expect forest owners to take responsibilities. The weight that the interviewed owners give to their wishes is low.     

森林认证的现状与发展趋势

森林认证出现于20世纪90年代初,10年来,森林认证在全球范围内取得了快速的发展。文中介绍了森林认证的起源和发展现状,指出了森林认证的发展趋势,并对我国开展森林认证提出了建议。     

Supply consequences of subsidizing thinning activities in Sweden

This paper is an attempt to measure the supply consequences of the thinning subsidy which was in operation during the cutting season 1979/80. The econometric analyses are based on a questionnaire to a sample of 2500 private non‐industrial forest owners, which was produced by the official Swedish investigation SOU 1981:81. The analyses show that it is questionable whether the subsidy did affect the total cut. The estimates of the supply increase range from an average of zero to 122 m³/owner. As a by‐product we obtain estimates of the price elasticity of the private non‐industrial forest owners supply curve. These estimates range from 0.63 to 1.69.     

The Restricting Effects of Forest Certification on the International Trade of Wood Products

Forest certification has increased the cost of companies which has affected the international trade of wood products. This paper examines forest certification costs of companies, and based on this, uses partial equilibrium to analyze its trade restriction effects, and uses space price gradient field model to check whether it is a substitution for tariff barriers. Our conclusion shows that forest certification has restricted the trade of wood products due to its high certified cost, and clarifies that in the case of tariff reduction, trade of wood products are hindered by different levels and different costs of forest certification. This paper implies that efforts should be made to increase the amount of certified forests worldwide. It is necessary to lower the certified cost and important that government policy measures to support certification should include consideration of who bears the cost, support for aggregation of smallholder growers and improved communication in timber supply chains.     

An Exploratory,Post-Harvest Comparison of Ecological and Economic Characteristics of Forest Stewardship Council Certified and Uncertified Northern Hardwood Stands∗

ABSTRACT

As more forest entities worldwide consider pursuing Forest Stewardship Council (FSC) certification, a critical question remains on whether stand-level management impacts differ between certified and uncertified forests. To begin to answer this question, we measured forest structure on three FSC-certified stands, three uncertified stands, and six adjacent unharvested reference stands (12 stands total) composed primarily of sugar maple (Acer saccharum) on non-industrial private properties in central Vermont, USA. The certified and uncertified partial harvests reduced total tree biomass and live tree carbon storage by one-third compared to reconstructed pre-harvest conditions. Both treatments also contained significantly lower densities of saplings and some mid-size trees compared to non-harvested references due to similar impacts from harvesting. The net present value of merchantable sugar maple over 10 year projections was consistently lower on certified than uncertified stands, but this difference was insignificant at discount rates from 4–8%. The certified stands contained significantly greater total residual volumes of coarse woody debris (standing and downed) than uncertified stands, although the debris was smaller than that found in unmanaged mature forests. Overall, our data suggest that FSC-certified harvested stands in northern hardwood forests have similar sugar maple timber value, aboveground live tree carbon storage value, similar live tree structure, and greater residual coarse woody debris than uncertified harvested stands.