Agroforestry Practices among Male and Female Farmers in South–South, Nigeria

Perceptions of the benefits of agroforestry practices (AFPs) and the level of utilization of these practices by male and female participants were examined in the agroforestry programs of the Akwa Ibom and Cross River State Governments of the South–South region of Nigeria. Responses were derived from 250 randomly selected respondents. Overall, respondents perceived the major benefit of agroforestry practices as enhancement of environmental conservation. Female respondents however perceived increased income as the major benefit of agroforestry practices. A composite perception index revealed that women farmers were more favourably disposed than male respondents to the utilization of agroforestry practices. The farmers were favourably disposed to the utilization of only five of the 16 identified AFPs in the study area, including ‘leaving of isolated woody trees on farmlands’, ‘utilizing woody trees as windbreaks’ and to ‘demarcate farm boundaries’, ‘planting of woody trees in combination with fruit trees’, and ‘planting of woody trees in combination with vegetable crops’. Male and female responses were generally similar although a major difference was observed with regard to ‘planting of trees for fuel wood’. The composite index, however, revealed a general low level of utilization of AFPs, although female farmers were relatively more disposed to the utilization of AFPs. The key policy implication of the study is the necessity to embark on sustained education and environmental awareness campaign, with a focus on presenting AFPs as livelihood sustaining and risk mitigation activities, against its present misperception as simply a government strategy to increase the stock of woody trees in the environment. This policy should endeavour to target landless women farmers who have been found to be more interested in the adoption of AFPs into their farming system.     

A preliminary classification of fruit-based agroforestry in a highland area of northern Thailand

Tree fruit crops are an increasingly important component of highland cropping systems in northern Thailand. A survey was conducted in three highland hill tribe villages in an upland watershed in Mae Hong Son Province to examine and classify the fruit-based cropping activities used by villagers. Members of ten households in each village were interviewed to establish activities and crop histories for each plot of land held by the household. From the sample of 85 ‘gardens‘ (plots with ten or more fruit trees), a field-level classification structure was developed reflecting function of trees, use and nature of herbaceous intercrops, and pattern of components. Through the classification process, four groups and 11 subsystems of highland tree fruit-based agroforestry were identified. The single most abundant subsystem was ‘mixed home gardens‘. A strong commercial element was also obvious. The survey indicates a very diverse ‘customized’ use of the fruit cropping system. The classification has potential for use in more extensive surveys of the nature of fruit cropping activities in the highlands and as a tool for further analysis in the study area. This revised version was published online in June 2006 with corrections to the Cover Date.     

Hybrid improved tree fallows: harnessing invasive woody legumes for agroforestry

For several decades, agroforestry specialists have promoted the planting of fallow fields with nitrogen-fixing, fast-growing trees or shrubs to accelerate soil rehabilitation and provide secondary products like woodfuel. Yet, such ‘improved fallows’ have not been widely adopted, in part due to the costs of labour and seedlings. In some situations, however, farmers have developed novel approaches to agroforestry fallows by taking advantage of spontaneous invasions of woody leguminous tree species present in the vicinity of their fields. In this paper, we examine cases from Réunion, highland Madagascar, the Bateke plateau in Congo, and the Palni hills of southern India where farmers have adapted their cultivation practices to take advantage of the invasive characteristics of Australian acacias that were introduced earlier for other reasons. We focus on the key social, economic, and environmental factors that influence farmers in these places to gain opportunistic benefit from these introduced tree species that biologists have been deemed invasive and damaging to local ecosystems and biodiversity. We conclude that opportunistic fallowing of invasives can be viewed as a hybrid strategy combining elements of natural fallows and improved fallows—which we call ‘hybrid improved fallows’—in that it takes advantage of the ‘weedy’ characteristics of introduced leguminous tree species in the landscape and offers a cost-effective and pragmatic strategy for soil and vegetation management for farmers.     

Indigenous market-oriented agroforestry: dissecting local diversity in western Amazonia

This paper reports on a study of local diversity and variation in indigenous agroforestry practices among Amazonian peasants in a traditional community near Iquitos, Peru. Data were gathered through in-depth interviews with agroforestry-reliant households n = 36) on farming practices, demographic characteristics, income-expenditures and household wealth. Visits to crop fields and forest fallows n = 329) allowed the reconstruction of extensive cropping histories. More in-depth assessments of crop occurrence, density and diversity were conducted on 83 fields. Our results indicate considerable variation in field characteristics, agroforestry-cycles, and household agroforestry portfolios. Agroforestry practice is found to be strongly related to access to land within the community: households holding more land use both potentially more sustainable and more lucrative swidden-fallow agroforestry systems. Our results question the view of indigenous agroforestry systems as intrinsically ‘stable, equitable, and sustainable’, and underscore the importance of studying local variation in indigenous agroforestry practices. Promising avenues are discussed for future research on the factors related to the successful adoption of sustainable agroforestry systems. This revised version was published online in June 2006 with corrections to the Cover Date.     

Bringing Agroforestry Technology to Farmers in Leyte, the Philippines: A Comparison of Two Extension Assistance Regimes

The response of farmers to personalised forestry and agroforestry extension assistance has not been well documented in the Philippines, thus providing the impetus for this research in which the effectiveness of extended on-farm assistance was compared with more limited assistance. In four municipalities in Leyte Island, farmers responded positively to an extended program which helped them overcome problems in germinating and growing seedlings and establishing trees on their land. A limited assistance program which sought to make use of farmers’ familiarity with growing and raising plants was relatively unsuccessful, with less preparation of tree planting sites and a higher rate of abandonment. Allowing farmers freedom to select planting sites and aspects of technical advice which suited their personal circumstances, encouraged a high degree of cooperation between extension staff and farmers, but 38% of farmers neglected post-planting weed control and 35% of sites were inappropriate for growing trees. Destruction of sites by flooding and grazing also caused farmers to blame extension staff even though these risks had been discussed with them beforehand. This suggested that a more interventionist approach would be appropriate for site selection although it may reduce recruitment. The number of farmers recruited through local government staff was low, but attendance by neighbours at locally held demonstrations was high, suggesting an avenue for further recruitment. Overall, the program was successful in shifting the initiative for further planting from extension staff to those farmers who received extended extension assistance.     

Agroforestry adoption and maintenance: self-efficacy, attitudes and socio-economic factors

Agroforestry is a key land use in the development of ecological corridors in tropical rainforests biomes. This research tested the social dimensions of agroforestry adoption and maintenance in the Atlantic rainforest of Southern Bahia, Brazil. A quasi-experiment research design compared a group of farmers who participated in an agroforestry development program with a group of similar farmers who were not participants in the program. The effects of the program on the participants’ self-efficacy, attitudes and intentions to adopt or maintain agroforestry were tested. The effects of socio-economic factors and attitudes were also compared to self-efficacy in terms of farmers’ intentions to adopt or maintain agroforestry. Results indicate that the program neither raised nor lowered the farmers’ attitudes, self-efficacy or intentions to adopt or maintain agroforestry. However, multiple regression and logistic model analyses indicate that perceived behavioral control, attitudes about conservation and available labor contributed most significantly to farmers’ intentions to adopt or maintain agroforestry. Overall, perceived behavioral control proved to have the most significant correlation with farmers’ intentions to adopt or maintain agroforestry. Therefore, agroforestry development programs could benefit from focusing on farmers’ perceived control of certain behaviors to enhance the persistence of agroforestry practices.     

Agroforestry pathways for the intensification of shifting cultivation

As a system of land use which entails the deliberate association of trees with herbaceous field crops in time, shifting cultivation is one of the most ancient, widespread and, until recently, ecologically stable forms of agroforestry. However, under pressure of population and competing uses for land and labour, traditional swidden systems have been observed historically to undergo more or less predictable processes of intensification. Since shifting cultivation is an indigenous form of agroforestry, scientific agroforestry is not, strictly speaking, an alternative to shifting cultivation, but rather a systematic approach to the recombination of its basic elements into more intensive, sustainable and politically viable forms of land use, whenever pressures signal the need for change in traditional swidden systems.Different agroforestry options open up from different stages of intensification in swidden systems. A review of evolutionary typologies of shifting cultivation gives rise to a framework for the identification of agroforestry interventions and development pathways appropriate to specific systems. technological proposals are limited to a short list of the most promising agroforestry interventions in main sequence swidden systems. These include integral taungya, economically and biologically enriched fallows, variations on the alley cropping theme, and various tree crop alternatives to annual cropping systems. Examples and quantitative data are cited to substantiate the main hypotheses behind the proposals.     

The Effects of Household Asset Endowments on Agricultural Diversity among Frontier Colonists in the Amazon

This paper focuses on agricultural diversity, a key property of agroforestry systems, and examines the influences of household asset endowments. The analysis addresses a debate between ‘differential motivation’ and ‘ differential capacity’ arguments concerning the importance of asset inequality for agricultural diversification among rural households in developing regions. I draw on data from a survey of small farm colonists in the Brazilian Amazon to assess components and measures of agricultural diversity, and to model those diversity measures using indicators of household asset endowments. The results indicate that agricultural diversification is modest in the study site, but varies among households, as do asset endowments. Models of agricultural production and income diversity indicate that agricultural diversity primarily reflects labor endowments, though certain types of capital are also important. These findings bear implications for research on agricultural diversity in other contexts, and for policies aiming to promote ‘productive conservation’ by compatibilizing poverty reduction, economic development and environmental sustainability.     

Agroforestry and soil conservation needs of smallholders in Southern Zambia

An agroforestry and soil conservation needs assessment survey conducted in southern Zambia revealed valuable insight into needs, constraints and development options as perceived by smallholders themselves. Inadequate efforts to conserve soil are due to technical and socio-economic factors, they do not result from a lack of awareness of the widespread erosion threat. Fruit tree planting, windbreak establishment as well as the protection of the natural Faidherbia albida regeneration in cropland are popular agroforestry interventions whose positive effects are widely acknowledged. Forty-two perennial species were found to directly contribute to people's diet. Although local fuelwood and fodder shortages as well as the need for fencing are recognized only few respondents envisage agroforestry solutions such as fuelwood and fodder tree planting or live fencing. Most smallholders are interested in tree planting but have so far only planted few trees. Those planted are usually exotic fruit trees. Drought hardly, termite and browse resistant perennials adapted to smallholder tree planting must be provided by the extension services. The widespread exclusion of women from decision making and the lack of tenure security hampers female participation in agroforestry development and consequently threatens sustainable development altogether.     

Agroforestry diagnostic survey of some parts of Niger State of Nigeria

A diagnostic survey of agroforestry practice carried out in seven Districts within Zone III of Niger State of Nigeria revealed that the agro-silvi-pastoral and the scattered farm trees systems were the most common agroforestry practices adopted by the farmers. About 99.5% of agroforestry trees planted by the farmers were fruit/vegetable-producing while the remaining 0.5% were meant for other purposes. Tree-planting appears to be more linked with farmers' awareness rather than age, family size and farm size. The farmers' earnings could be increased by intensified agroforestry practice, while the latter can be achieved by intensified agroforestry extension and provision of incentives.     

Understanding forest transition in the Philippines: main farm-level factors influencing smallholder’s capacity and intention to plant native timber trees

The ‘when, where and how’ of decisions by smallholder upland farmers to plant trees as part of their use of natural, human and capital resources needs to be understood if policy support is to result in actual recovery of tree cover as part of a ‘forest transition’ trajectory. In large parts of the Philippines the turning point may be close. Data on resource access and tree planting decisions were gathered from a household survey, with a total of 148 respondents in four rural communities in Leyte Province in Central Philippines. Data were analysed using logistic regression analysis. Household-level results reveal that the outcomes of the decision-making processes primarily depend on the availability of land and access to remaining forest resources rather than socio-cultural or economic factors. The total area of land and number of parcels managed by the household plus security of land tenure through ownership was found to have a statistically significant effect on farmers’ decision to plant native timber trees. Access to surrounding natural forest is negatively associated with farmer tree planting.     

Agroforestry training and extension: the experience from Haiti

An agroforestry project was funded by the US Agency for International Development and implemented by the Pan American Development Foundation in Haiti from 1981 to 1991. This project is considered by many to be one of the most successful projects of its kind in Haiti, and in the tropics as a whole. Over the ten years of its implementation, the project, referred to in Haitian Creole as Pwoje Pyebwa (Tree Project), evolved from a tree production and planting project to a much broader soil-conservation-based program involving trees. This paper summarizes the training and extension systems that developed during that period. The socioeconomic background studies that were done before the project began, and the flexible, consultative mode of field-team implementation, incorporating elements of the learning process approach, were important to the success of the project. During the implementation of the project, however, concern for farmer input and participation should have been incorporated more systematically into the field operations of the regional teams.     

Agroforestry potential of Dacryodes edulis in the oil palm-cassava belt of southeastern Nigeria

Between June 1993 and June 1994, 112 farmers in the oil palm (Elaeis guineensis)-cassava (Manihot esclentus) belt of southeastern Nigeria were interviewed to determine the status and agroforestry potential of Dacryodes edulis. Between 50% and 100% of respondents in different states within the belt owned D. edulis trees. On average, a farmer owned 9.3 trees, the largest number being 16, by farmers in Imo State. Twenty percent of farmers in the system rated D. edulis their best farm tree. It was present in all the farm niches: homegardens (51.4%), tree crop plots (20.7%) food crop plots (11.4%), secondary forest/fallow (14.2%) and virgin forest (2.5%). The tree is planted primarily for home consumption and sale to generate cash. At the current densities, on-farm D. edulis trees generally did not decrease yield of companion crops or trees. Except for ring weeding around the stem, D. edulis trees received little or no management attention. More than 50% of the trees produced 33 to 50 kg of fruit tree⁻¹ annually. This is valued at US $0.4 to 0.8 kg⁻¹. Farmers were willing to plant more D. edulis trees provided trees with traits such as less height for easy harvesting of fruits, larger fruit, more fruits, sweeter fruits and year round production of fruits were available. Possible agroforestry technologies into which D. edulis may fit include live fences, scattered trees in food crop fields, shade trees in tree crop plots and contour bund or hedgerow planting. Research is required to determine best tree accessions, canopy management strategies, optimum tree population and improved methods on post- harvest handling of fruits. This revised version was published online in June 2006 with corrections to the Cover Date.     

Mapping the territory: agroforestry awareness among Washington State land managers

There is growing interest in research to develop potential agroforestry models for temperate climates. In Washington State, recent studies and anecdotal information suggest that agroforestry is already employed by land managers, and if so, this experience should inform future research efforts. Because this population is not well defined, a mail survey was designed to: 1) Assess Washington land manager awareness of agroforestry, 2) assess perceptions of agroforestry as a land management tool, 3) assess the perceived potential opportunities or obstacles for land managers to practice agroforestry, and 4) identify landowner groups believed to be practicing agroforestry in Washington State.Three groups of land managers were surveyed: employees of the Soil Conservation Service (SCS), Washington State University Cooperative Extension Service (WSUCE) and OTHER, consisting of university faculty, private land managers, State and Federal land managers and owners of small natural resource businesses.Agroforestry was not a new concept for most (94%) respondents, further 55% of those familiar with agroforestry were practicing agroforestry or providing advice to landowners who were practicing agroforestry. Use in (government mandated) soil conservation plans on farmland (100% of all respondents) was the most frequently cited potential application for agroforestry in the state followed by range and pasture land and managing non-commercial forest land (both 84%), use on commercial forest plantation (83%) and fruit and nut orchards (61%).Diversifies land use (25%), enhanced productivity (18%), aesthetics (13%) and income diversity (13%) were the four most frequently cited potential advantages to practicing agroforestry. Lack of information (28%), lack of technical assistance (18%), establishment costs (14%) and not an established practice (14%) were the most frequently identified potential obstacles to practicing agroforestry. Respondents suggested there is great potential for application of agroforestry throughout the state, and non-industrial private forest land owners were selected for future study of this potential.     

Effects of agroforestry-pasture associations on groundwater level and salinity

Stream and land salinisation brought about by rising groundwater levels due to the clearing of native forest for agricultural development is a major environmental and resource problem in Western Australia and several other semi-arid regions of the world. One potential approach to reclamation with simultaneous economic benefits is agroforestry. To determine the effects of agroforestry on groundwater level and salinity, two experiments were carried out in Western Australia. In Experiment I a pinius-pasture agroforestry covering 58% of the cleared area with final stem densities of 75–225 stems ha⁻¹ was successful in lowering a saline groundwater table. Over the period 1979–1989, groundwater levels decliend by 1.0 m relative to groundwater levels beneath a nearby pasture site. In Experiment II the eucalyptus-pasture agroforestry covering 57% of farmland at a final density of 150–625 stems ha⁻¹ was found to successfully lower the yearly minimum groundwater level by 2.0 m relative to a pasture site over seven years. The salinity of the groundwater beneath agroforestry decreased by 9% and 6% for Experiments I and II respectively, which was contrary to some early expectations. The design of agroforestry for controlling saline groundwater tables needs further evaluation with respect to species, stem densities and proportion of cleared area planted.     

Tree planting for poverty reduction in less-favoured areas of the Ethiopian highlands

This paper assesses the potential impact of planting of eucalypt trees as a strategy to reduce poverty in a less-favoured area of the highlands of Ethiopia. Results from simulations with a bio-economic model for a less-favoured case study area in the highlands are combined with survey data at community, household and plot level to assess how general the results of the bio-economic model are. Application of the bio-economic model shows clearly that land degradation, population growth, stagnant technology and drought threaten food security. Household welfare and land quality are deteriorating rapidly in the area and interventions are urgently needed to avoid human disaster. Planting of eucalypts on land unsuitable for crop production may substantially increase household incomes if market outlets for trees can be found. Tree planting will not have severe negative effects on food production or land conservation. A policy combining promotion of tree planting and conservation of cropland may achieve win-win benefits in terms of increased household incomes as well as more sustainable land-use. Analysis of survey data from the Amhara Region of Ethiopia reveals that there is a large area of land that is unsuitable for crop production located close to all-weather roads in the less-favoured areas of the region. Few trees have been planted on this type of land up to now. The past policy seems to have discouraged tree planting except on homestead plots that are more suitable for food crops. This paper reports part of the IFPRI/ILRI project ‘Policies for Sustainable Land Management in the East African Highlands’. These two agencies have provided funds and logistical support for the work. The Norwegian Ministry of Foreign Affairs has provided funds for this research in the Amhara Region in Ethiopia. The authors also draw on earlier work funded by Research Council of Norway. Any correspondence should be directed to the first author.     

Growth of widely spaced trees. A case study from young agroforestry plantations in France

Pessimistic forecasts often suggest that widely spaced trees enjoying free growth (no competition with other trees) will fail to provide high quality timber. This challenges the temperate agroforestry practice of planting widely spaced trees to produce high quality timber. We analyse tree growth data from recent temperate agroforestry plantations aged three to eight years, featuring low tree plantation densities (50 to 400 stems ha−1), the association of trees with intercrops (silvoarable systems) or animals (silvopastoral systems), and the use of plastic shelter tubes to protect trees (1.2 to 2.5 m high) and avoid damage by cattle or sheep in pastures or facilitate maintenance in silvoarable systems. The plantations are located in climates ranging from Mediterranean, dry central temperate plains, cold and wet central uplands to mild oceanic areas. Some plantations included a forestry control (high density of plantation, no tree shelter, no intercropping nor grazing). Trees were evaluated for height and diameter growth and stem form (straightness and absence of knots). Trees in most agroforestry plots grew satisfactorily, often faster than in forestry control plots. In some experimental plots, average annual height increments as high as 1 m and diameter increments as high as 1.5 cm were observed. Few agroforestry plantations were unsuccessful, and the reasons for the failures are discussed: animal damage in silvopastoral plots, but also a wrong choice of tree species unsuitable for local soil and climate characteristics. From these early results we can formulate some guidelines for designing future agroforestry plantations in temperate climates, concerning tree density, use of tree shelters and care required for widely spaced trees. This revised version was published online in June 2006 with corrections to the Cover Date.     

Agroforestry in central,northern, and eastern Europe

Integrated management of natural resources and the multiple use of trees and forests have prevailed in most European societies since prehistoric times. In the Middle Ages, expanding and intensified agriculture resulted in the separation of trees from agricultural fields. During the last century, with the introduction of sustainable and highly productive forest management, the goal of increased wood production has been achieved in most parts of central, northern, and eastern Europe. Today, agroforestry is not considered to be an important land-use option within the region; however, there are many practices that could rightfully be classified as agroforestry. These include tree/crop systems in which trees provide products and/or environmental benefits, and tree/animal systems in which animals are grazed in forests or open woodlands.The future seems to offer some prospects for agroforestry. Large areas, hitherto used for food production, are either marginally suited to agriculture, or will probably be taken out of production due to agricultural policy considerations. Agroforestry may, at least in part, offer alternatives for the use of such lands. The availability of (surplus) fertile soils, capital, and labor may provide incentives for site-adapted forms of agroforestry, including improved fallow management. The focus of such systems would be on maintenance of biodiversity in the landscape, environmental protection, recreation, and product diversification.There are numerous expectations as to what agroforestry might provide for the land holder and for society as a whole. These expectations should be carefully analyzed and evaluated prior to political decisions on future land use. The promotion of agroforestry requires overall investment; agroforestry does not happen by itself. A set of integrated actions — not isolated efforts — must be implemented if agroforestry is to become a successful land-use option.     

Agroforestry Tree Seed Production and Supply Systems in Malawi

A sustainable agroforestry tree germplasm supply system is vital to resource-constrained smallholder farmers who depend on agroforestry to improve the productivity of their farm enterprises. Successful adoption of agroforestry hinges on the development of a sustainable agroforestry tree germplasm supply system. This paper reviews the agroforestry tree seed supply system in Malawi, with a view to determining its sustainability and quality. Currently, more than 90% of the documented agroforestry tree seed distributed to farmers is produced by smallholder farmers collected mainly from scattered farmland trees, the remainder being produced from seed orchards and seed stands owned or controlled by research organizations. Three organizations—namely the Land Resources Centre (LRC), National Tree Seed Centre (NTSC) of the Forestry Research Institute of Malawi (FRIM) and the World Agroforestry Centre (ICRAF)—were identified as major procurers of agroforestry tree seed produced by smallholder farmers. Agroforestry germplasm is distributed to farmers by non-governmental organizations (NGOs) and government agricultural and forestry extension departments. The procurement and distribution of germplasm to farmers is in general effective. The major challenge to sustainability of agroforestry tree germplasm distribution in Malawi is dependence on donor funding. The agroforestry tree seed system is, to some extent, sustainable with regards to production, although the genetic quality of the germplasm is low. Germplasm storage facilities at national level are available and possibly adequate, but knowledge and information on effective low-cost tree germplasm storage systems at household level are limited. Sustainability could be enhanced by strengthening of grass-root organizations involved in tree seed production to institutionalize the distribution through farmer–farmer exchange. There is also a need to support the development, promotion and adoption of low-cost tree germplasm storage facilities by smallholder farmers.     

Agroforestry and portfolio theory

Portfolio theory is used to analyse the risk of hypothetical agroforestry systems. It is shown that the relationship of the returns of the components of an agroforestry system, expressed in terms of the covariance or correlation of returns, is of vital importance in correctly defining risk. Agroforestry systems can be classified as efficient or inefficient. Inefficient systems are such that an alternative system exists which has a greater return for the same level of risk. Thus, inefficient systems do not represent rational choices for agroforestry systems. Finally, the conclusion is reached that it is impossible to design a best system, but rather a set of efficient systems of differing risk and return can be defined. This set of efficient systems is referred to as the efficient frontier.