Understanding patterns of tree adoption on farms in semi-arid and sub-humid Ethiopia

Trees on farms are a widespread feature of landscapes across a large part of Ethiopia with an important role in enhancing the resilience of smallholder livelihoods through the provision of ecosystem services. Despite their importance, little is known about what trees are planted or retained from natural regeneration by different types of farmers that results in the pattern of tree cover found in the region. We address this knowledge gap through analysis of household survey data from semi-arid and sub humid areas of Oromia regional state. A set of composite variables that represent distinctive patterns of tree cover on farms were derived from principal component analysis and Pearson correlation analysis. This revealed two major tree adoption strategies: farmer managed natural regeneration (FMNR) of trees to meet subsistence needs as well as contributing to other ecosystem services; and, high value agroforestry (HVAF) involving planted trees used largely to produce fruits, timber and fodder. Regression analysis further identified fine-scale variation in ecological and socio-economic factors that affect which of these two broad strategies are adopted by farmers. Favorable climatic conditions coupled with institutional arrangements to control free grazing were pre-conditions for HVAF, whereas poor biophysical potential and sloping land provided a positive incentive for farmers to adopt FMNR. Farmers with preferences for tree species with multiple utilities and locational flexibility favored FMNR while adoption of HVAF was more asset-driven. Our findings reveal that farmers integrate many native and exotic tree species on their farms to meet their variable farm conditions, needs and asset profiles in stark contrast to most tree promotion efforts that focus on a few, usually exotic, tree species. We recommend that future agroforestry promotion should embrace a diversity of tree species appropriate to matching the fine scale variation in ecological conditions and farmer circumstances encountered in the field.     

Local tree knowledge can fast-track agroforestry recommendations for coffee smallholders along a climate gradient in Mount Elgon,Uganda

Arabica coffee (Coffea arabica) is economically important for many smallholder farmers in the Mount Elgon region of East Uganda, but its production is increasingly threatened by climate change. However, ecosystem services (ES) provided by companion trees in coffee agroforestry systems (AFS) can help farmers adapt to climate change. The objectives of this research were to develop agroforestry species recommendations and tailor these to the farmers’ needs and local context, taking into consideration gender. Local knowledge of agroforestry species and ES preferences was collected through farmer interviews and rankings. Using the Bradley-Terry approach, analysis was done along an altitudinal gradient in order to study different climate change scenarios for coffee suitability. Farmers had different needs in terms of ES and tree species at different altitudes, e.g. at low altitude they need a relatively larger set of ES to sustain their coffee production and livelihood. Local knowledge is found to be gender blind as no differences were observed in the rankings of species and ES by men and women. Ranking species by ES and ranking ES by preference is a useful method to help scientists and extension agents to use local knowledge for the development of recommendations on companion trees in AFS for smallholder farmers.     

Contribution of Small-Scale Agroforestry Systems to Carbon Pools and Fluxes: A Case Study from Middle Hills of Nepal

In view of the heavy people’s dependence (80 %) on various forms of land-based resources, carbon sequestration should not only be targeted in forests, but also on private land agroforestry. A survey was conducted in 2011 to investigate the gap in contribution of agroforestry carbon to the household economy in the middle hills region of Rasuwa district of Nepal. A total of 120 households were randomly selected and surveyed, of which eight were further examined for detailed tree carbon measurement. It is estimated that a total of 48.60 ton C per hectare has been stocked in agroforestry sites in the middle hills region. Assuming a carbon price of $US12/ton, the total potential income from carbon sequestration per household would amount to NPR 45,490/ha in 20 years of agroforestry if a payment scheme were introduced. The income from carbon sequestration is quite low compared with other agroforestry income. Policy implications are thus oriented towards farmers reaping multiple benefits from the existing international mechanisms by having negotiations based on contribution of all agroforestry components (farm trees, crops and animals) rather than limited to forest carbon stock. To benefit from these multiple functions of farms and forests, the policy framework to address the climate-related affects and risks (e.g., of landslides, burst of Himalayan lakes) should be broad enough to produce potential synergy between the negative effect of climate change and agroforestry income.     

Agroforestry for Livelihood Security in Agrarian Landscapes of the Padma Floodplain in Bangladesh

In the Padma floodplain of Bangladesh, the traditional system of agriculture has become unsustainable due to high population growth. Mango-based agroforestry which has been practiced by the farmers since the 1990s, is a promising alternative and is considered as one of the few options to lift farmers out of poverty and improve livelihood security. This paper examines the potential of mango-based agroforestry to improve livelihoods, using data collected by rapid rural appraisal, farmer participatory research, stakeholder analysis and a farm household survey in six representative villages in the floodplain. Farmers with the least land were found to allocate a higher percentage of their land to agroforestry, and the increased income from agroforestry compared to other agricultural systems helps reduce relative poverty. This income maintains basic household needs, providing food security and fuelwood, and contributes to healthcare, housing and sanitation conditions, and meeting educational expenses.     

Changing livelihoods on the slopes of Mt. Kilimanjaro,Tanzania: Challenges and opportunities in the Chagga homegarden system

Mt. Kilimanjaro area with the old Chagga agroforestry system has been one of the most productive agricultural areas is Tanzania. Today the area is facing several challenges that affect people’s livelihoods. To study implications of low coffee price, population pressure and ensuing land use change on the farming systems and livelihoods of the people of the southern slopes of Mt. Kilimanjaro, Tanzania, an interview survey was conducted. A multivariate regression analysis was used in studying and testing the interrelationships between farm production and some socio-economic variables (assets). From nine different independent variables only land size and farmers age had statistically significant influence on revenue from the main crops grown. This suggests that families have so many different combinations of assets and farm-specific temporally varying strategies and objectives that it is not possible to find clear patterns of assets and strategies that would lead to successful livelihood outcomes. Due to sinking coffee prices in the world market, farmers have been looking for alternatives to earn cash. As land scarcity hinders both expansion of cultivation and expansion of animal keeping, more intensified and diversified production and off-farm activities have become crucial. There is an urgent need for technical research and experimentation on new agricultural options for the area and a need of understanding and creation of marketing channels.     

Livelihood Improvements Through Agroforestry: Evidence from Northern Bangladesh

Agroforestry is one of the most sustainable land management systems practiced around the world due to the socioeconomic benefits that it brings to farmers. In Bangladesh, farmers practice agroforestry, applying indigenous knowledge. The present study was designed to identify the present status, management practices and its role in improving the livelihoods of farmers in northern Bangladesh. Data for the study were collected through quantitative and qualitative methods. A total of 29 tree and 38 agricultural crop species were planted by the102 farmers interviewed. Mangifera indica (relative prevalence 49%) is the most predominant species, followed by Eucalyptus camaldulensis (relative prevalence 35.4%). Farmers of northern Bangladesh plant trees in cropland for fruits (90%), fuel wood (87%) and timber production (79%). Fruit trees were planted with wider spacing while forest and fuel wood species were planted with narrower spacing. Farmer’s livelihoods improved enormously by practicing agroforestry as they have more access to food, fodder and fuel wood which is reflected by greater access to livelihood capitals (except social capital). However, farmers have experienced increased incidences of pests and diseases to the annual crops and trees. Agroforestry practices increases species diversity, ensure economic return and sustain farmer’s livelihoods.     

Farmer’s Perception of and Factors Influencing Agroforestry Practices in the Indus River Basin,Pakistan

Agroforestry practices of farming communities are investigated in southern Punjab province, Pakistan. It is hypothesized that rural people of this areas are more inclined than elsewhere in the province to practice agroforestry due to greater profitability than cropping. A landholder survey revealed that the majority of farmers are inclined to plant trees on their land. Low accessibility of institutional credit is a constraint for both agroforestry farmers (AF) and non-agroforestry farmers. However, among AF respondents only 24% were found to need credit for agroforestry practice, as against nearly 76% for crop production. Mostly farmers were found to have positive perceptions regarding agroforestry practice, because they understand the multiple benefits from growing trees, compared with cropping where farmers face various constraints, including poor access to credit, natural hazards, and little support from local authorities. Further, effort to sensitize farmers that growing trees has multiple benefits compared to only cultivation of field crops can bring about change in farmer’s perceptions and attitudes in the Indus River basin, resulting in motivation for agroforestry adoption.     

Agroforestry adoption in the Calakmul Biosphere Reserve,Campeche, Mexico

Since farmers engage in a complex, dynamic process of learning-by-doing, evaluating economic incentives, and assessing risks in deciding whether to adopt agroforestry systems, a multi-pronged research approach is required for a complete analysis of adoption potential and to develop effective technological and institutional interventions. A case study is presented for using multiple approaches to analyse the potential for reforestation and improving livelihoods of small farmers through the adoption of agroforestry systems in the Calakmul Biosphere Reserve in Campeche, Mexico. Specifically, the results from a participatory research project are combined with revealed preference analysis of a household survey to analyse past adoption decisions and preferences, identify limitations, test and evaluate alternatives, and evaluate methods for risk reduction. The participatory research trials suggest that continuous intercropping and line cleaning are equally effective for tree growth, while continuous cropping during the first years offers the additional advantage of early returns to investments through crop production. Farmer participation in the research process, planning of production systems, and annual evaluations, assisted farmers and researchers in identifying limitations, testing and evaluating alternatives, and improving the viability and sustainability of systems. The revealed preference analysis provides insights as to which households are most likely to initially adopt agroforestry systems developed through the participatory research trials. In general, households that originated from the Yucatan Peninsula with more education, more experience both in age of the head of household and technical and project experience, higher incomes, and those that had cleared more forestland were more likely to have experimented with agroforestry systems in the past.     

Agroforestry Systems as Alternative Land-Use Options in the Arid Zone of Thal,Pakistan

Agroforestry offers unique opportunities for increasing biodiversity, preventing land degradation, and alleviating poverty, particularly in developing countries, but factors explaining the adoption by farmers are not well understood. A survey of 524 farm households was conducted in Bhakkar district of Punjab, Pakistan to study factors that determine the adoption of agroforestry on the sand dunes in the resource-deficient region of Thal. Two types of agroforestry systems were studied: intercropping and border cropping (also known as boundary or perimeter planting). Both agroforestry systems included irrigated cultivation of the timber trees Eucalyptus camaldulensis (local name: sufeda) and Tamarix aphylla (local name: sars) with wheat, chickpeas (Cicer arietinum) (local name: chana) or cluster beans (Cyamous tetragocalobe) (local name: guars). The majority of the farmers was in favour of intercropping and border cropping. Most farmers reported the protection of nearby crops from dust storms as the most important positive perception about both agroforestry systems. Age, education, and farm to market distance were significant determinants of agroforestry adoption. Older and less-educated farmers, with farms closer to markets were less likely to adopt tree planting or border cropping in Thal. In general, the agroforestry systems examined were more likely to be adopted by farmers who can wait 3–4 years for harvesting crop outputs, but not by poorer farmers who are totally dependent on subsistence agriculture and cannot afford the high initial cost of agroforestry establishment, nor can they wait for crop output for extended periods. Furthermore, the adoption of both agroforestry systems was more likely in remote marginal areas than in areas close to markets. To increase agroforestry adoption rates, government policies should strengthen farmers’ knowledge of every stage of agroforestry through extension services, focusing particularly among the prime prospects, i.e. farmers who will be most likely to adopt agroforestry. Once the prime prospects have adopted it, the older, less-educated, and poor farmers of the rural population can be also focused on to motivate adoption.     

Smallholder Agroforestry in Rwanda: A SWOT-AHP Analysis

The perception of Rwandan government officials, NGOs, and extension specialists about smallholder agroforestry adoption as a strategy for smallholder farmers in Rwanda was investigated using a strengths, weaknesses, opportunities, and threats analysis framework combined with the analytical hierarchy process. Results indicate that smallholder agroforestry is viewed positively as a suitable strategy for Rwandan smallholder farmers. The most important positive features were the potential for increased agricultural output from agroforestry and a favorable policy environment in Rwanda supporting sustainable agriculture. Results also indicate that there needs to be better coordination of various efforts to promote agroforestry and stronger extension services for smallholder farmers. Carbon offset markets and other environmental service markets were seen as a potential opportunity for smallholder agroforestry. However, the results also indicate that there is substantial uncertainty and skepticism concerning how such markets would benefit smallholder farmers who adopted agroforestry.     

Agroforestry and the environment

Agroforestry is a traditional land use system that may contribute to the solution of environmental problems in agriculture. Agroforestry is the practice of deliberately integrating woody vegetation (trees or shrubs) with crops and/or animal systems to benefit from the resulting ecological and economic interactions. Recent research indicates that a wider adoption of agroforestry principles and practices is a key means by which the global agri-food sector might achieve more sustainable methods of food and fiber production by producing both economic benefits for farmers and environmental benefits for society. Agroforestry provides numerous provisioning, regulating, cultural and supporting ecosystem services and environmental benefits while promoting eco-intensification based on a more efficient use of the resources. Nevertheless, there is only little published recent information on the contribution of agroforestry to the environment in general and on climate change, carbon sequestration and forest fires in particular. In this special issue a number of articles are included that provide a kaleidoscope of the environmental benefits that agroforestry provides to the environment.

     

Can farmer-to-farmer communication boost the dissemination of agroforestry innovations? A case study from Sulawesi,Indonesia

Research agencies generate a vast number of agroforestry innovations, many of which have significant potential to increase productivity and to improve livelihoods. However, the dissemination of information related to these innovations and their adoption rate remains low throughout Indonesia, particularly in areas with a low level of infrastructure development, such as in Sulawesi, Indonesia. In areas such as these, interpersonal communication between farmers (farmer-to-farmer interpersonal communication) is a significant means by which farmers obtain information related to agroforestry innovations that they may utilize to improve the productivity of their plots. Given the significance of this channel of communication, further investigation is merited to assess how it might be leveraged to improve the dissemination of information related to agroforestry innovations and how it can complement the use of other communication channels. Thus, this study was conducted to identify how farmer-to-farmer interpersonal communication is used and the extent to which it is a preferred means by which information related to agroforestry innovations is disseminated in Sulawesi, Indonesia. Data was collected through semi-structured interviews involving 144 farmers (40 % female) from 12 villages in the provinces of South Sulawesi and Southeast Sulawesi, Indonesia. Results show distinct differences in terms of farmers’ preferences for the various types of disseminators of information related to agroforestry innovations between provinces and genders. It was found that farmers play a significant role as reliable disseminators of information related to agroforestry innovations to a greater extent in areas where farmer’s access to government extension agents is limited and where language barriers act as a constraint to the dissemination of information by these agents. Farmer-to-farmer communication is not the only communication channel for the dissemination of the information, but it is preferred by farmers who only speak local languages. Thus, to enhance the dissemination rate of agroforestry innovations, farmer-to-farmer communication channels should be utilized to complement the use of other channels. In areas where farmer-to-farmer communication channels are preferred, deliberate measures to improve expert farmers’ and opinion leaders’ access to information related to agricultural and agroforestry innovations will facilitate the effective dissemination of this information amongst a greater number of farmers.     

参与式乡村评估在青海互助县CDM造林再造林项目中的应用

基于实地踏查、问卷调查、社区会议及关键人物访谈等参与式乡村评估工具对青海互助县清洁发展机制(CDM)造林再造林项目进行评估,结果表明:拟议项目能很好的反应当地社区生计发展需求,不仅将对缓解气候变化做出贡献,还将为社区经济发展和环境保护做出贡献,最后,农户、社区和政府等相关利益群体对项目实施提出了有益建议。     

Role of foresters' perspectives in orienting agroforestry programmes

The foresters' perspectives of agroforestry is an important aspect that can influence strategies concerned with agroforestry uptake by the farmers. Keeping this in view the empirical studies of foresters' perspective of agroforestry have gained considerable importance. Present study, therefore, investigates foresters' perspectives on different aspects related to agroforestry. This study was conducted in Mandi district located in Indian Western Himalayan province of Himachal Pradesh. Not only the traditional forest management but also agroforestry training of foresters has remained oriented towards learning silvi-technical (plantation management and nursery management) rather than extension (social) and agricultural aspects. Consequently, there was a felt need amongst foresters for training in extension and agricultural aspects for effective implementation of agroforestry programmes. This provides a window of opportunity for re-orienting their training curriculum towards learning extension (social) and agricultural besides the silvi-technical skills. For effective implementation of agroforestry programmes the manpower requirement, particularly that of extension specialist and well trained agroforesters, of the department needs to be estimated and strategy should be devised to minimise political interference. The study emphasises a need for interaction between foresters and farmers, mechanism for better co-ordination with other departments and absolving agroforesters of their policing role for effective planning and implementation of agroforestry programmes. There were significant variations in the opinion of forestry staff about the effectiveness of various strategies to meet farmers tree-based needs, increase tree cover in the state and expected plantation survival rate. There were significant variations in the opinion of foresters about the different factors discouraging private tree growing but ‘restriction on felling green trees growing on private land and selling them in the market’ was viewed as the most important factor. “Provision of incentives to the villagers for tree growing on private land” was the major factor from the foresters' perspective that will encourage tree growing on private land. As there was a lack of congruence of foresters' perception on majority of issues pertaining to agroforestry, a need to incorporate the uniform understanding of issues pertaining to agroforestry amongst the foresters was emphasised. This study also identifies a need to investigate the perspectives staff of agriculture, horticulture departments for better planning and execution of agroforestry programmes, and their uptake by the farmers.     

Agroforestry,attitude towards risk and nutrient availability: a case study of south Indian farming systems

Introduction of two systems of agroforestry to the farmers portfolio is evaluated for their changes in cropping pattern, input use, income generation, farmers attitude towards risk and nutrient availability. Two different types of farmers are studied under both irrigated and dryland farming systems. Farm survey data collected from south Indian villages have been used with a mean-variance framework to identify the risk aversion levels of farmers. The results indicate that the risk-taking preferences of farmers should be given consideration in evaluating the impact of agroforestry systems. Among the two agroforestry systems analyzed, the one with drumstick is shown to increase the risk of crop production while the one with leucaena reduces the risk and enables farmers to invest in more risky cash crops. The impact of agroforestry on crop allocation, input use and income differs due to the differences in resource availability of farmers. The influence of agroforestry on nutrient availability of the farm households also differs based on the components of agroforestry, orientation of farming and the nature of farming systems. It is argued that design of agroforestry systems should consider differences in resource constraints in farming systems and risk attitudes of farmers towards their allocation decisions and that such considerations would largely enhance the successful adoption of agroforestry in developing countries.     

Increasing Tree Cover in Degrading Landscapes: ‘Integration’ and ‘Intensification’ of Smallholder Forest Culture in the Alutilla Valley,Matiranga, Bangladesh

Research was conducted in Alutilla Valley in eastern Bangladesh to identify the nature of existing agroforestry systems and to identify potential agroforestry models that could ameliorate currently degrading forest resources Data were collected through farmer participatory research and a structured quarterly survey in two villages. Qualitative and supplementary quantitative analysis methods were used to assess the financial potential of agroforestry systems. Various patterns of agroforestry exist in the study site, but all have two common principles, namely ‘integration with agriculture’ and ‘multi-functionality’. Two agroforestry models suitable for adoption by farmers have been identified. Multi-strata agroforestry, based on a fruit and timber tree canopy with vegetables and tuber species in the understorey, can be practiced in the shifting cultivation fields near settlements. Fruit and timber tree-based conservation agroforestry is well suited to manage large-scale biologically depleted landscapes. Both systems yield early financial returns, facilitating the change from shifting cultivation to multi-strata agroforestry or fruit and tree-based conservation agroforestry.     

Climate change and tree genetic resource management: maintaining and enhancing the productivity and value of smallholder tropical agroforestry landscapes. A review

Anthropogenic climate change has significant consequences for the sustainability and productivity of agroforestry ecosystems upon which millions of smallholders in the tropics depend and that provide valuable global services. We here consider the current state of knowledge of the impacts of climate change on tree genetic resources and implications for action in a smallholder setting. Required measures to respond to change include: (1) the facilitated translocation of environmentally-matched germplasm across appropriate geographic scales, (2) the elevation of effective population sizes of tree stands through the promotion of pollinators and other farm management interventions; and (3) the use of a wider range of ??plastic?? species and populations for planting. Key bottlenecks to response that are discussed here include limitations in the international exchange of tree seed and seedlings, and the absence of well-functioning delivery systems to provide smallholders with better-adapted planting material. Greater research on population-level environmental responses in indigenous tree species is important, and more studies of animal pollinators in farm landscapes are required. The development of well-functioning markets for new products that farmers can grow in order to mitigate and adapt to anthropogenic climate change must also consider genetic resource issues, as we describe.     

Learning by doing: a participatory methodology for systematization of experiments with agroforestry systems, with an example of its application

Participatory research methods have helped scientists to understand how farmers experiment and to seek partnerships with farmers in developing technologies with enhanced relevance and adoption. This paper reports on the development of a participatory methodology to systematize long-term experimentation with agroforestry systems carried out in a hotspot of biodiversity by non-governmental organizations and local farmers. A methodological guide for systematization and techniques used for Participatory Rural Appraisal formed the basis of our work. We propose an analytical framework that recognizes systems of reflexive and learning interactions, in order to make the learned lessons explicit. At the process level, the main lessons and recommendations are as follows. It is important to establish partnerships to conduct innovative and complex experimentation with agroforest. Participatory systematization allows us to improve the methodological aspects of design, implementation and management of on-farm participatory experimentation. It also serves to synthesize the main findings and to extract lessons from agroforestry systems experiments. It fosters the technical improvement of agroforestry systems. It creates possibilities for reflection on agroforestry systems by farmers, extensionists and researchers, as well as their learning with respect to management of such systems. The findings are placed in the context of current theory on participatory experimentation in agriculture. Extractive and interactive approaches help to produce rich insights of mutual interest through collaboration by identifying local, regional and global convergences, complementarities, and conflicts of interest; which affect the advance of new eco-friendly technologies, to both improve the livelihoods and to reverse biodiversity loss and environmental degradation.