A cost-benefit analysis of hedgerow intercropping in the Philippine uplands using the SCUAF model

Soil erosion in the Philippine uplands is severe. Hedgerow intercropping is widely advocated as an effective means of controlling soil erosion from annual cropping systems in the uplands. However, few farmers adopt hedgerow intercropping even in areas where it has been vigorously promoted. This may be because farmers find hedgerow intercropping to be uneconomic compared to traditional methods of farming. This paper reports a cost-benefit analysis comparing the economic returns from traditional maize farming with those from hedgerow intercropping in an upland community with no past adoption of hedgerows. A simple erosion/productivity model, Soil Changes Under Agroforestry (SCUAF), is used to predict maize yields over 25 years. Economic data were collected through key informant surveys with experienced maize farmers in an upland community. Traditional methods of open-field farming of maize are economically attractive to farmers in the Philippine uplands. In the short term, establishment costs are a major disincentive to the adoption of hedgerow intercropping. In the long term, higher economic returns from hedgerow intercropping compared to open-field farming are realised, but these lie beyond farmers limited planning horizons.     

Agroforestry,attitude towards risk and nutrient availability: a case study of south Indian farming systems

Introduction of two systems of agroforestry to the farmers portfolio is evaluated for their changes in cropping pattern, input use, income generation, farmers attitude towards risk and nutrient availability. Two different types of farmers are studied under both irrigated and dryland farming systems. Farm survey data collected from south Indian villages have been used with a mean-variance framework to identify the risk aversion levels of farmers. The results indicate that the risk-taking preferences of farmers should be given consideration in evaluating the impact of agroforestry systems. Among the two agroforestry systems analyzed, the one with drumstick is shown to increase the risk of crop production while the one with leucaena reduces the risk and enables farmers to invest in more risky cash crops. The impact of agroforestry on crop allocation, input use and income differs due to the differences in resource availability of farmers. The influence of agroforestry on nutrient availability of the farm households also differs based on the components of agroforestry, orientation of farming and the nature of farming systems. It is argued that design of agroforestry systems should consider differences in resource constraints in farming systems and risk attitudes of farmers towards their allocation decisions and that such considerations would largely enhance the successful adoption of agroforestry in developing countries.     

Lacquer-based agroforestry system in western Yunnan, China

The lacquer tree (Toxicodendron vernicifiuum) based agroforestry system is a very important farming system with development potential in western Yunnan, southwest China. It is, however, less understood in scientific fields. The Lemo people (a branch of the Bai minority nationality) traditionally grow lacquer trees interplanted with upland food crops in swidden fields. During a 10–15 year fallow period, farmers can harvest various products from lacquer trees, including resin for selling or trading, leafy shoots for vegetable, pericarps for making wax, roots and leaves for pesticide, dry resin for medicine, and seeds for vegetable oil extraction. The Lemo people believe the lacquer tree is the most important crop in their community. The lacquer agroforestry system provides the Lemo people with food, cash income and environmental benefits. Further studies on the lacquer agroforestry system will be indispensable to improve this system so as to disseminate it to other communities.This revised version was published online in November 2005 with corrections to the Cover Date.     

Factors affecting the adoption of agroforestry practices by farmers in Cameroon

This paper presents empirical evidence on the impact of socio-economic factors on the adoption of agroforestry practices in Cameroon. The analysis uses primary farm-level data collected from June to December 1996. Three major provinces of the country were covered, namely Centre, Southwest and Northwest Several agroforestry technologies have been promoted among farmers in the zone, including alley farming, improved fallow, live fencing, cut-and-carry fodder and apiculture. The status of adoption of each agroforestry practice is described and factors that affect adoption identified. These are gender of farmer, household family size, level of education, farmer’s experience, membership within farmers’ associations, contact with research and extension, security of land tenure, agroecological zone, distance of the village from nearest town, village accessibility and income from livestock. Research findings indicate that since factors affecting farmers’ adoption of agroforestry practices differ across techniques, generalisation is to be avoided.     

Cost-benefit analysis of alternative forms of hedgerow intercropping in the Philippine uplands

Considerable resources have been expended promoting hedgerow intercropping with shrub legumes to farmers in the Philippine uplands. Despite the resources committed to research and extension, persistent adoption by farmers has been limited to low cost versions of the technology including natural vegetation and grass strips. In this paper, cost-benefit analysis is used to compare the economic returns from traditional open-field maize farming with returns from intercropping maize between leguminous shrub hedgerows, natural vegetation strips and grass strips. An erosion/productivity model, Soil Changes Under Agroforestry, was used to predict the effect of erosion on maize yields. Key informant surveys with experienced maize farmers were used to derive production budgets for the alternative farming methods. The economic incentives revealed by the cost-benefit analysis help to explain the adoption of maize farming methods in the Philippine uplands. Open-field farming without hedgerows has been by far the most popular method of maize production, often with two or more fields cropped in rotation. There is little persistent adoption of hedgerow intercropping with shrub legumes because sustained maize yields are not realised rapidly enough to compensate farmers for establishment and maintenance costs. Natural vegetation and grass strips are more attractive to farmers because of lower establishment costs, and provide intermediate steps to adoption. Rural finance, commodity pricing and agrarian reform policies influence the incentives for maize farmers in the Philippine uplands to adopt and maintain hedgerow intercropping. This revised version was published online in August 2006 with corrections to the Cover Date.     

Agroforestry adoption in the Calakmul Biosphere Reserve,Campeche, Mexico

Since farmers engage in a complex, dynamic process of learning-by-doing, evaluating economic incentives, and assessing risks in deciding whether to adopt agroforestry systems, a multi-pronged research approach is required for a complete analysis of adoption potential and to develop effective technological and institutional interventions. A case study is presented for using multiple approaches to analyse the potential for reforestation and improving livelihoods of small farmers through the adoption of agroforestry systems in the Calakmul Biosphere Reserve in Campeche, Mexico. Specifically, the results from a participatory research project are combined with revealed preference analysis of a household survey to analyse past adoption decisions and preferences, identify limitations, test and evaluate alternatives, and evaluate methods for risk reduction. The participatory research trials suggest that continuous intercropping and line cleaning are equally effective for tree growth, while continuous cropping during the first years offers the additional advantage of early returns to investments through crop production. Farmer participation in the research process, planning of production systems, and annual evaluations, assisted farmers and researchers in identifying limitations, testing and evaluating alternatives, and improving the viability and sustainability of systems. The revealed preference analysis provides insights as to which households are most likely to initially adopt agroforestry systems developed through the participatory research trials. In general, households that originated from the Yucatan Peninsula with more education, more experience both in age of the head of household and technical and project experience, higher incomes, and those that had cleared more forestland were more likely to have experimented with agroforestry systems in the past.     

Evolution of agroforestry based farming systems: a study of Dhanusha District, Nepal

This paper examines how agroforestry-based farming systems evolved in the Dhanusha district of Nepal following the conversion of forest into agriculture during the early 1950s. Some data are from two focus group discussions with agroforestry farmers and one meeting with agroforestry experts. The farmers?? discussion traced the development of farming practices from 1950 to 2010 to identify the drivers of land use change. The experts?? discussion resulted in a scale to differentiate the prevailing farming systems in the study area considering five key components of agroforestry: agricultural crops, livestock, forest tree crops, fruit tree crops and vegetable crops. Data related to the system components were collected from the randomly selected households. The study reveals that land use had generally changed from very simple agriculture to agroforestry, triggered by infrastructure development, technological innovations, institutional support (subsidies and buy-back guarantees) and extension programs. A range of farming systems with varying degrees of integration was evident in the study area: simple agriculture; less integrated agroforestry; semi-integrated agroforestry and highly integrated agroforestry. The three types of agroforestry systems, which are the focus of this study, varied significantly in terms of farm size, cropping intensity, use of farm inputs, tree species diversity, tree density, home to forest distance and agricultural labour force.     

The need to build upon farmer practice and knowledge: reminders from selected upland conservation projects and policies

On-farm research and development projects in SE Asia's uplands have addressed problems of ecosystems degradation. Farmer adoption, however, of land conservation technologies has generally not resulted or has not been sustainable. This paper examines four agroforestry projects and two policy approaches meant to protect upland resources. Promoted innovations and farmer adoption are described. Six lessons are reemphasized: problem identification and prioritization require great care; farmer technical approaches to problems and their underlying technical knowledge should be carefully considered; appropriateness of technical innovations to target populations and environments should be continually evaluated; farmer participation in the adaptation of a 'menu of technical offerings efficiently combines researcher-farmer inputs; research or implementation policies should be reevaluated as adoption gets underway; and incentives need careful thought. Overall, variable scale diagnosis and design that is unbiased towards pre-selected technologies is needed. Lessons learned contributed to farmer-participatory agroforestry research being conducted in an upland rice-based system in the Philippines.     

Alley cropping—soil productivity and nutrient recycling

In the past few decades there has been growing concern about the exhaustibility of non-renewable soil resources in developing countries in the tropics to meet the needs of present and future generations. Land degradation is a major problem in many parts of the tropics, including subSaharan Africa, mainly owing to overexploitation of vegetation and soil resources and adoption of inappropiate farming methods. The challenge is to increase the sustainable agricultural productivity of the land with acceptable inputs to meet increasing human needs, while maintaining the soil resource base and minimising environmental degradation. One technology that can meet this need for rainfed upland farming with low external chemical inputs is the alley cropping system. This technology integrates trees and shrubs in spatial zonal arrangements with food crops in the production system. The presence of woody species in the alley cropping production system has been shown to contribute to (1) nutrient recycling, (2) reduction in soil nutrient leaching losses, (3) stimulation of higher soil faunal activities, (4) soil erosion control, (5) soil fertility improvement and (6) sustained levels of crop production. These experiences can be utilised in developing sustainable and environmentally friendly agroforestry systems.     

Adoption of agroforestry practices: a case study from Andhra Pradesh,India

This study analyzes factors influencing the adoption of agroforestry practices using logit analysis. In particular, the proposition that agroforestry practices have not been adopted by poor households is tested using data from West Godavari in the province of Andhra Pradesh, India. Innovation-decision process was used to guide the selection of variables used in the analysis. The results support the criticism that higher income farmers are the main beneficiaries of agroforestry if only farm forestry is considered. The results, however, do not support the criticism in the case of adoption of home gardens.     

Do agroforestry technologies improve the livelihoods of the resource poor farmers? Evidence from Kasungu and Machinga districts of Malawi

Fertilizer tree technologies such as intercropping, relay cropping, improved fallows and biomass transfer have been promoted as sustainable, low-input alternative or complimentary inputs to inorganic fertilizers in Malawi. However, research into the long term effects of their adoption on household food security and poverty reduction is limited. This study examined whether these technologies contribute to rural household of subsistence farmers in terms of food security and livelihoods improvement in two districts of Malawi. The study shows that fertilizer tree technologies increase crop production and provide additional income to households through sources such as sale of agroforestry tree seed and fuelwood. The choice of the technologies is driven by the size of the land holdings and more benefits are associated with large land holdings. While fertilizer tree technologies contribute to the reduction in hunger months, this is usually compromised at the household level by the inability to achieve livelihood security, absorb and cope with shocks and overall improved welfare.     

Small-scale agroforestry for upland community development: a case study from Chittagong Hill Tracts, Bangladesh

The potentialities of agroforestry are generally investigated through their biophysiological phenomena, cost–benefit analysis, and possible impact upon poverty reduction. There have been inadequate studies on the actual impacts of agroforestry intervention on small landholders and of farmers' attitudes toward these agroforestry programs. Drawing upon the findings of an empirical study, this article explores the effects of small-scale agroforestry on upland community development in the Chittagong Hill Tracts, Bangladesh. More specifically, the study clarifies the merits and demerits of different agroforestry systems as perceived by farmers, their impacts on the rural economy and the environment, farmers' attitudes toward the adoption of agroforestry, and impacts of various government policies. Field data were collected by administering questions to 90 randomly selected smallholders of the Upland Settlement Project (USP), as well as from project staff. The research tools employed were semistructured interviews, group discussions, and uncontrolled observations. The results indicated that the agroforestry interventions have in fact increased farmers' income through employment and the selling of farm products, as well as by improving the ecological conditions of these areas through reduction of soil erosion, increasing tree coverage, and maintaining soil fertility. The adoption of different agroforestry systems was governed mainly by the farmers' interests in following these techniques, their ability to cultivate the land in the prescribed manner, and the market demand for their products. The major obstacles that prevented increased agroforestry improvements included lack of confidence in new land-use systems, inappropriate project design (e.g., top-down innovation approach), and policy issues regarding land tenure. Recommendations are proposed to strengthen social capital in local organizations to enhance the livelihoods of the upland communities.     

Agroforestry for Livelihood Security in Agrarian Landscapes of the Padma Floodplain in Bangladesh

In the Padma floodplain of Bangladesh, the traditional system of agriculture has become unsustainable due to high population growth. Mango-based agroforestry which has been practiced by the farmers since the 1990s, is a promising alternative and is considered as one of the few options to lift farmers out of poverty and improve livelihood security. This paper examines the potential of mango-based agroforestry to improve livelihoods, using data collected by rapid rural appraisal, farmer participatory research, stakeholder analysis and a farm household survey in six representative villages in the floodplain. Farmers with the least land were found to allocate a higher percentage of their land to agroforestry, and the increased income from agroforestry compared to other agricultural systems helps reduce relative poverty. This income maintains basic household needs, providing food security and fuelwood, and contributes to healthcare, housing and sanitation conditions, and meeting educational expenses.     

Adoption of On-Farm Tree Planting in Kibaale District,Western Uganda

Using logistic and multiple regression analyses, this article examines the socioeconomic factors that influence farmers’ decisions to adopt on-farm tree planting, one of the agroforestry techniques promoted by government agencies and research institutions for use in the farming systems of Uganda. A household survey involving 200 farmers was carried out in the Subcounties of Kabamba, Mugarama, Kagadi, and Kiryanga in Kibaale District, western Uganda. From the analyses, we found out that a farmer's decision to adopt on-farm tree planting is influenced by household and field characteristics. Gender, tree tenure security, availability of seed and supply, guidance by extension and research Institutions, size of landholding per household, fuelwood scarcity, and main source of family income were the factors that significantly influenced the decision to adopt on-farm tree planting. We recommended that in order to promote increased adoption of on-farm tree planting, appropriate socioeconomic characterization should be explored in order to target areas with better adoption potential for optimal realization of the intended objectives by government agencies and research institutions.     

Achieving food and nutritional security through agroforestry: a case of <Emphasis Type="Italic">Faidherbia albida</Emphasis> in sub-Saharan Africa

Faidherbia albida is an ideal agroforestry tree commonly intercropped with annual crops like millet and groundnuts in the dry and densely populated areas of Africa. With its peculiar reverse phenology, it makes growth demands at a different time from that of crops. In addition, it deposits great amount of organic fertilizer on food crops. Leaves entering soils are comparable to fertilization of almost 50 t·ha 1 ·year 1 of manure in dense stands of 50 large trees per ha. These nutrients help maximize agricultural production and reduce the need for a fallow period on poorer soils. Research has shown that millet grown under F. albida yielded 2.5 and 3.4 fold increases in grain and protein, respectively. Animals eat pods which contain mean amounts of crude protein of 20.63% and carbohydrate of 40.1% in seeds. Moreover, the continued existence of F. albida in agroforestry parklands as in Ethiopia and Mali signifies the success of traditional conservation measures. Modern scientists have also developed much interest in the role of agroforestry in maintaining long-term biological balance between agriculture and livestock production systems. To ensure food security, which still remains a major challenge in sub-Saharan Africa, and concurrently minimize environmental degradation, promotion of agroforestry that specifically involves indigenous trees is crucial. We discuss the prospective role of F. albida in alleviating poverty while simultaneously protecting the environment from factors associated with, for example, deforestation and loss of biodiversity. The overall aim is to promote wide-scale adoption of F. albida as a valuable tree crop in farming systems, particularly in those areas where it remains unexploited.     

Biomass production for biofuels using agroforestry: potential for the North Central Region of the United States

As demand for energy increases in the United States, alternative energy sources are being sought both domestically and abroad. Biofuels have been promoted as a major source of alternative energy, but sustainable supply of biomass still remains a major challenge. Agroforestry offers a potential way to integrate perennial woody bioenergy crops with traditional agricultural crops to satisfy energy demands without sacrificing food production in the North Central Region of the United States. We suggest shelterbelts, alley cropping and working riparian buffer strips as ideal candidates for biomass production in agroforestry settings in this region. In addition to satisfying domestic energy demands, these systems could also potentially increase water quality, sequester carbon, improve aesthetics, and provide critical wildlife habitat. However, obstacles to implementing agroforestry systems for biomass production, such as a competitive price structure and stable markets, must be overcome before large-scale adoption by landowners.     

How to take advantage of a new crop? The experience of Melanesian smallholders

Coconut-based agroforestry systems have a central role in livelihoods on Malo Island in the South Pacific. These mixed plantations provide households with both food and a cash income, thanks to the association in space and time of root crops, vegetables, and cash crops (coconut, cocoa and vanilla). Vanilla has been developed on the island since the year 2000. Farmers have tried to adapt their production systems to include it, with some choosing to do so by associating vanilla with their main cash crop, coconut. A survey of these innovative practices and their economic results conducted in 2005 resulted in an economic modelling of this new agroforestry system with the software Olympe. This study illustrates the use of economic modelling with Olympe to simulate and test new agricultural practices in complex agroforestry systems. The software proved to suit agroforestry systems very well and provided useful information, particularly on economic aspects.     

Selection of native trees for intercropping with coffee in the Atlantic Rainforest biome

A challenge in establishing agroforestry systems is ensuring that farmers are interested in the tree species, and are aware of how to adequately manage these species. This challenge was tackled in the Atlantic Rainforest biome (Brazil), where a participatory trial with agroforestry coffee systems was carried out, followed by a participatory systematisation of the farmers experiences. Our objective was to identify the main tree species used by farmers as well as their criteria for selecting or rejecting tree species. Furthermore, we aimed to present a specific inventory of trees of the Leguminosae family. In order to collect the data, we reviewed the bibliography of the participatory trial, visited and interviewed the farmers and organised workshops with them. The main farmers’ criteria for selecting tree species were compatibility with coffee, amount of biomass, production and the labour needed for tree management. The farmers listed 85 tree species; we recorded 28 tree species of the Leguminosae family. Most trees were either native to the biome or exotic fruit trees. In order to design and manage complex agroforestry systems, family farmers need sufficient knowledge and autonomy, which can be reinforced when a participatory methodology is used for developing on-farm agroforestry systems. In the case presented, the farmers learned how to manage, reclaim and conserve their land. The diversification of production, especially with fruit, contributes to food security and to a low cost/benefit ratio of agroforestry systems. The investigated agroforestry systems showed potential to restore the degraded landscape of the Atlantic Rainforest biome.     

Farmers preferences,uncertainties and opportunities in fruit-tree cultivation in Northeast Luzon

The world production of tropical fruit was estimated at about 65 Mt in 2002, of which developing countries accounted for 98%. Although most commercial fruit tree crops are cultivated by large-scale commercial enterprises, smallholder fruit-tree cultivation receives much attention in projects aimed at rural development, conservation farming and agroforestry in developing countries. In the Philippines, the integration of fruit trees in smallholder upland farming systems has been promoted since the 1970s. The aim of this paper is to investigate farmers’ views on small-scale fruit-tree cultivation based on fieldwork conducted in three upland villages of Northeast Luzon. The factors influencing farmers’ preferences are explored and the costs and benefits of fruit tree cultivation compared with those for seasonal cash crops over a 10-year period. Markets for fruit-tree products are identified, at both local and supra-local levels, and risks, uncertainties and opportunities associated with fruit-tree cultivation are discussed. Despite extensive promotion, the adoption of fruit trees in farming systems has occurred at a relatively low pace. In contrast, the cultivation of seasonal cash crops, particularly high-yielding rice and corn varieties, spread rapidly in the 1970s and 1980s. These crops are planted in monocultures with high inputs of fertilizers and pesticides. Farmers consider fruit trees as a subordinate crop much less profitable than seasonal cash crops, which is in stark contrast with the results of economic analyses of a 10-year production cycle. The Net Present Value (NPV) for citrus (Citrus reticulate) cultivation is at least two times the NPV for irrigated rice and as much as four times the NPV for corn, even at discount rates up to 20%. Farmers’ knowledge of tree management and species selection proved to be inadequate, contributing indirectly to low growth rates and fruit production. Marketing opportunities are not fully utilised as evident from unstable network channels for fruit-tree sales, lack of expertise in fruit-tree marketing and insufficient knowledge on market demands, quality production and market location.