Bringing Agroforestry Technology to Farmers in the Philippines: Identifying Constraints to the Success of Extension Activities Using Systems Modelling

This paper presents a systems modelling approach to evaluating the success of an agroforestry extension program in Leyte, the Philippines. During the program, variables which are intrinsic to farmers’ socio-economic and farming systems were found to have influenced the uptake and acceptance of extension advice. Evaluation of the program therefore depended on identifying the variables and their interdependencies and assessing their relative influence on program outputs. For this purpose, a systems approach which encourages breaking systems into component variables, but also acknowledges the context of problems, assisted construction of models. Using both empirical data collected during program activities and input from stakeholders, Bayesian Belief Network software was used to predict critical success factors for four aspects of the overall extension system, namely recruitment, use of written extension materials, farmers’ self-efficacy and retention of participating farmers throughout the program. A key predicted constraint to program recruitment is farmers’ perception of harvest security and while this variable can be partly addressed through dissemination of information on harvesting legislation, title security cannot. Differing levels of farmers’ education result in differences in predicted reading ability, comprehension of extension literature and possible misconstrual of information. The variable most critical to the development of farmers’ self-efficacy is extended on-farm technical assistance and support.     

Enhancing Tree Seedling Supply to Smallholders in Leyte Province, Philippines: An Evaluation of the Production System of Government Nursery Sector and Support to Smallholder Tree Farmers

A decentralized seedling production is regarded as the most effective means of providing smallholders with planting materials. However, the sustainability of smallholder nursery operation is constrained by several factors, including the limited availability of germplasm, lack of technical skills and low seedling demand low viability of seedling market. The government nursery sector could complement the weaknesses of the smallholder nursery group but government nurseries are not operating effectively to enhance the availability of high quality seedlings of a wide species base for smallholder forestry. Seedling production in government nurseries is quantity-orientated with low emphasis on the production of high quality planting materials. Germplasm used in seedling production is mostly collected from unselected sources and seedlings produced are mostly of low physical quality. The species selection in government nurseries is heavily based on the availability of germplasm which resulted in the production of a few species which are commonly raised on private nurseries. The duplication of species of most seedlings raised in government nurseries with those produced in private nurseries and the far distance of government nurseries from the villages has resulted in low uptake of seedlings by smallholder tree farmers. For the government nursery sector to become more effective in providing support in the present paradigm of decentralized seeding production, a change from its production system and a broadening of the role it plays is needed. The social mobilization on seedling production as a scheme of implementing the Green Philippines Program has led the Department of Environment and Natural Resources to acknowledge the seedling production activity of private individual and communal nursery groups. This can be an opportunity for organizing the private and government nursery sectors to promote the operational effectiveness of the overall forest nursery industry.     

Small-scale forestry development in Leyte,Philippines: The central role of nurseries

This paper presents results of survey research into the role of the forestry nursery sector in the development of smallholder forestry in Leyte, Philippines. Seedling production in the province is basically carried out by three categories of nurseries: individual, communal and the government. Seedlings in the government nurseries are primarily raised for free distribution to landholders but the extension scheme fails to reach the majority of the smallholder farmers. Seedling demand of landholders is mostly catered for by the more numerous and accessible individual and communal nurseries. However, problems of capital outlay, sources and supply of germplasm, technical knowledge in nursery management for both timber and fruit trees and low sales are among the major impediments in the sustainability of small-scale nurseries. Most of the communal nurseries fail to sustain the operation after the withdrawal of supporting agencies. Knowledge on site-species matching is needed not only by small-scale nursery operators but also by the managers of government nurseries. It is concluded that the seedling industry in the province is not well established and there is a need to organise better the overall nursery system so as to improve the availability of seedlings and promote appropriate site and species combinations.     

Nursery Training for Smallholders: An Evaluation of Two Extension Programs in the Philippines

High-quality seedlings are a prerequisite for successful forestry and agroforestry expansion in developing countries. Unfortunately, in the central Philippines, as supplies of timber from native forest have diminished in recent years, the expansion in planting of timber trees has been retarded by sub-optimal production of seedlings from small-scale nurseries. To address this problem, an extension program supported by the Australian Centre for International Agricultural Research (ACIAR) has attempted to improve the quality of seedlings produced in home nurseries, by assisting smallholders to raise and out-plant seedlings. A complementary program undertaken as part of the Community Agricultural Technology Program (CATP) has attempted to provide community workers and managers of small-scale nurseries with the benefit of recent ACIAR nursery research. Extended assistance in the ACIAR program addressed smallholders’ low self-efficacy in nursery technology and was successful in assisting them to grow high quality seedlings. A limited program of assistance was relatively unsuccessful. Evaluation of the CATP program showed that prior to the training, CATP participants were unfamiliar with some aspects of basic nursery technology. Consequently, they may have been unable to provide competent advice to smallholders. This implies that—as with the ACIAR training—extended training and follow-up assistance may be the key to improving the quality of seedlings for forestry and agroforestry expansion in the central Philippines.     

Site Index Equation for Smallholder Plantations of Gmelina arborea in Leyte Province, the Philippines

The equation SiteIndex = Height × Log(IndexYear+0.5)/Log(Age+0.5) is suggested as a robust way to classify site index of small private Gmelina arborea plantations in Leyte province in the Philippines. Estimates of site index from this equation correlate well with other indicators of site productivity, including the observed mean annual volume increment and soil depth. An alternative equation based on slope and soil depth offers an indication of potential site productivity on unforested sites where no crop trees are present.     

Compiling Market and Other Financial Data on Smallholder Forestry in Leyte, the Philippines

Data collection and maintenance of databases concerning smallholder forestry presents special problems in developing countries. This paper examines forestry data collection experiences in a series of research projects in Leyte, Philippines, supported by the Australian Centre for International Agricultural Research, and the prospects for developing forestry accounting networks. A variety of financial data have been collected in relation to seedling production, plantation performance and timber marketing. Seedling production cost and revenue data have been obtained through snapshot surveys conducted in 2002 and 2008, and repeated attempts have been made to estimate financial returns from growing the most popular tree species. Diverse sources have been identified for timber market information. On the supply side, these include government records of registered plantations, obtaining inventory data from barangay (community) leaders, and reporting information about timber available for harvest on community notice boards. On the demand side, official records of registered timber merchants have been accessed, a detailed survey of timber processors has been conducted, and estimates are being made of apparent per capita timber consumption by district. Experiences in the Philippines reinforce that the potential for forestry accounting networks is limited by the resource-constrained situations of developing countries, placing greater reliance on one-off surveys. Use of pre-existing local networks and institutional structures offers potential for routine collection of forestry data, such as through barangay (village) leaders in the Philippines.     

Growth performance of sixty tree species in smallholder reforestation trials on Leyte, Philippines

Although many reforestation projects have attempted to mitigate deforestation in the Philippines, most have focused on planting introduced trees, often with low success rates. A smallholder-based project in the Visayas region planted native species instead. This study assessed the growth performance of forty-four native and sixteen introduced species in 25 sites established by this project between 1995 and 2000. Diameter at breast height and total height were measured for 2,789 trees. Mean annual increments for diameter (MAID) at breast height and height (MAIH) were significantly higher for trees planted on limestone-influenced soils (MAID = 1.19 cm/year; MAIH = 1.05 m/year) than on purely volcanic soils (MAID = 0.81 cm/year; MAIH = 0.78 m/year). Growth of two native species, Melia dubia and Terminalia microcarpa, was higher than that of the widely planted exotic Swietenia macrophylla. The height increment for the highest-performing dipterocarp species, Shorea guiso, Shorea contorta, and Parashorea malaanonan, was not statistically different from the MAIH of S. macrophylla. A range of soil characteristics predicted performance, with organic matter predicting growth for six species, and percent nitrogen and percent clay predicting performance of five species. These findings show that certain native species can perform better than some exotic species when planted in open areas. They also disprove the widely held belief in the Philippines that Dipterocarpaceae cannot be planted in grasslands, and suggest that dipterocarps can be used successfully in reforestation. Finally, the findings show that more research is needed on species-site matching and on silvicultural management of native species plantations.     

Variability and grouping of leaf traits in multi-species reforestation (Leyte,Philippines)

Conventional reforestation in the tropics often results in stands with low tree species and functional diversities. A different approach to reforestation, the so-called rainforestation, has been developed in the Philippines. It emphasizes mixed stands and the preferential use of native species supplemented by fruit trees. In such stands, we studied several functional leaf traits (stomatal conductance for water vapour, leaf morphology and chemistry) with the objectives (1) of assessing the species-specific variation of leaf traits and in particular that of maximal leaf stomatal conductance (g_smax), (2) of determining relationships between g_smax and other tree variables, and (3) of assessing whether leaf traits group the species studied. Sixteen broad-leaved species were studied, using five individual trees per species and ten fully expanded sunlit leaves per individual tree. Species-specific g_smax differed fivefold (165–772 mmol m⁻² s⁻¹). Among studied leaf traits, only the carbon isotope ratio δ¹³C exhibited a simple linear correlation with g_smax. A separate analysis for dipterocarp species indicated a strong negative relationship between g_smax and specific leaf area (SLA) (r² = 0.96, P < 0.001, n = 5). For all 16 species, a multiple linear regression with the combinations leaf size/tree height and leaf size/canopy projection area also resulted in significant relationships, which partly explained the variability in g_smax. A multivariate approach (principal component analysis) combining the leaf traits provided an explanation of 75% of the variability along the first two axes. All native dipterocarps species, a native Guttiferae and the durian tree (Durio zibethinus) were associated with more depleted δ¹³C, small leaves and a low leaf width to length ratio. Two exotic species frequently used for reforestation (Gmelina arborea and Swietenia macrophylla) and the native early successional Terminalia microcarpa were differentiated by their high SLA and high leaf nitrogen content per leaf area (N_area). Both species of Artocarpus (A. blancoi and A. odoratissima) were also differentiated and had large leaves with low SLA and low N_area. These associations of species with leaf traits as variables indicate that species have different leaf investment strategies, which may imply that there are differences in whole plant performance. We conclude that rainforestation creates substantial variation in leaf traits, which is based on the combination of species with different leaf trait groupings. This can be seen as an important step towards – partly – restoring the functional diversity which characterizes many natural tropical rainforests.     

Psychological Factors Influencing Farmers’ Intention to Adopt Agroforestry: A Structural Equation Modeling Approach

ABSTRACT

The biophysical characteristics of the farm and farmers’ socioeconomic factors have been used to explain adoption of technologies in Africa. However, agricultural technology adoption requires that we also understand the psychological factors that can encourage or discourage farmer adoption of technologies. The aim of this article is to assess the psychological drivers of farmers’ intentions to adopt agroforestry technologies on their farms. We obtained data from 400 smallholder farmers in the Mt. Elgon region of Uganda. The Theory of Planned Behavior was used as the main framework. Quantitative data were analyzed using structural equation modeling to assess the impact of a set of psychological factors on farmers’ intention to integrate trees in coffee. The intention of farmers to integrate trees in coffee plantations was mainly driven by their evaluation of the benefits of shaded coffee (attitude) followed by beliefs about their own capability (perceived behavioral control). However, social pressure (subjective norm) was insignificant, implying that smallholder farmers tend to deny the influence of other people’s behavior on their actions. Therefore, farmers’ positive evaluation of shading coffee and the perceived capability to overcome tree planting barriers reinforced their intention to integrate trees in coffee. This renders attitude and perceived behavioral control as reliable predictors of farmer tree planting behavior, especially in the context of developing countries.     

The performance of community organisers in promotion of community forestry in Leyte Province,Philippines

A study was conducted to assess the role and effectiveness of community organisers in supporting the development of people’s organisations in achieving community-based forest management objectives in Leyte Province Philippines. Community organisers were found to be effective in forming people’s organisations (POs), motivating people to participate in voluntary activities organised by POs and encouraging cohesiveness among PO members. Community organisers manage to raise the level of environmental awareness and knowledge of members of people’s organisations, develop leadership interest and skills, create various livelihood opportunities and provide direction and facilitate the establishment of large tree plantations. However, the short duration of community organisers’ contracts (typically two years) is insufficient to establish mature and cohesive POs prepared to assume management on their own, including the management of tree plantations. Further, lack of training and funding support, low wages, delayed payment of salaries and limited time to work with people’s organisations, as well as the pressure to produce tangible outputs such the establishment of large tree plantations, prevents them from placing greater emphasis on the development and empowerment of the people.     

Conducting surveys on forestry attitudes and practices in Leyte communities,Philippines: Experiences and lessons learnt

A survey of forestry practices and attitudes was undertaken in four communities in Leyte, the Philippines, to improve understanding of the social and economic factors affecting small-scale forestry development. The survey had three main data collection activities — initial focus group discussions (FGDs), household interviews, and reporting and validation FGDs. A team of enumerators was selected for household interviews which consisted of both males and females, to avoid potential problems of unwillingness of people to talk with those of the opposite gender. The interviewers were also required to be able to speak local dialects (Cebuano and Waray Waray), the survey questionnaires being administered in these dialects. Various methods were used to gain the support and assistance of local government units and barangay captains. Some difficulty was experienced by the survey team in the first community due to barangay elections at the time of the survey, and the requirement by the University of Queensland Ethics Committee that respondents sign a consent form. This requirement was found to be not culturally appropriate for the Leyte smallholder communities. Offering goods at the end of the interview was found to be of limited value for encouraging participation in the survey. Provision of food and drinks were found to encourage FGD participants to express their views, but too much alcohol had a negative effect. The importance of providing comprehensive feedback to respondents and involving them and other stakeholders in development of policy recommendations was apparent. These survey experiences provide valuable insights which are not generally available in textbooks on sample surveys, and provide lessons for planning and conducting smallholder community survey into natural resource management issues.     

Tree Adoption and Nursery and Propagation Practices in Smallholder Upland Farms in Inopacan and Isabel, Leyte, the Philippines

This paper examines seedling nursery and propagation practices in smallholder farms in two upland areas in Leyte in the Philippines. The case study areas are relatively remote, little forestry extension has been carried out, and traditional practices can be observed. These practices were examined through a survey of smallholders and observation of forestry activities. It was found that in spite of various constraints and notably the lack of planting materials, farmers are interested in forestry and are adopting some naturally growing trees and producing their own seedlings. To make way to their crops, farmers have removed some naturally growing trees of some particular species on their farms. For the purpose of introducing trees to farms, wildlings are widely used as planting material. Some farmers also collect seeds and treat them in preparation for planting, using methods which differ from those recommended elsewhere by extension agencies, but which are nevertheless highly effective.     

Development and Implementation of a Forest Nursery Accreditation Policy at a Local Level in Leyte, Philippines

Through a series of workshops with the stakeholders including nursery operators, tree farmers, staff of the Department of Environment and Natural Resources, local government units and the academe, a forestry seedling nursery accreditation policy was developed. The resulting policy was subsequently implemented by the municipal government of Palompon, Leyte. The accreditation policy encouraged nursery operators to follow smallholder-based best management practices for tree nurseries. Implementation of the nursery accreditation policy improved farmers’ knowledge and skills in the production of high quality seedlings, encouraged adoption of BMP for forest nurseries, provided additional source of income for the farmers, enabled members of the groups operating the communal nursery to forge closer relationship with each other, encouraged utilization of farmers’ free time in productive activities, developed farmers’ confidence in producing high quality planting materials, and gained for the farmers favourable attention from various organizations and groups. The Bennett’s hierarchy of project outcomes showed that the implementation of accreditation scheme achieved high levels of outcomes, indicating that it led to substantial improvements in the lives of the farmers.     

Tree Culture of Smallholder Farmers Practicing Agroforestry in Gunung Salak Valley,West Java,Indonesia

This paper investigates the types of agroforestry system that exist in Gunung Salak Valley, West Java, Indonesia in order to characterize the differences in their basic structure and associated crop plant diversity. Data were collected through rapid rural appraisal, field observation and focus groups, followed by household survey of a sample of 20 agroforestry farmers. Five main agroforestry systems (homegardens, fruit tree system, timber tree system, mixed fruit–timber system, and cropping in the forest understory) exist in the study area, and all of them exhibit a noticeable diversity in terms of both species composition and utilization. Products from farming accounted for an average 24 % of household income. They comprised agroforestry products which contributed IDR 3.25 million/year and other agricultural products contributing IDR 1.66 million/year. The observed agroforestry systems include not only a form of forest dominated by ‘cultivated trees’, but also an anthropogenic vegetation formation derived from agricultural antecedents. In land-use classifications agroforestry systems are not recognized as forestry, but like forests they provide tree products and services. Classification will always be disfunctional if a binary system is applied, thus a more sophisticated approach should be adopted that incorporates the economic and environmental characteristics of a wider range of systems.     

A Property-Rights Approach to Understanding Regulations and Practices in Community-Based Forest Management: Comparison of Three Systems in the Philippines

Decentralizing property rights from state control to user communities has encouraged people’s participation in forest management. Relatively few studies, however, examine the forest regulations required for exercising such property rights. To address this issue, Schlager and Ostrom’s ‘bundle of rights’ framework was used to examine various forms of property rights and regulations in three systems of community-based forest management. The field research was undertaken in the northern Philippines, using eight cases of community-based forest management at sites in the provinces of Nueva Vizcaya and Ifugao. Local communities were found to informally retain the authority to create locally crafted property rights and regulations in a central government-initiated program. While forest regulations and practices prescribed at the national level have improved forest conditions, the flow of forest benefits to communities has been limited because of decentralization without devolution of authority. A case study of a site initiated by a local government indicated that the transfer of responsibility from the central government to local government units can create more favourable conditions for the flow of forest benefits to communities. But due to a lack of clarity about devolution of cutting permits and about the locations of afforested critical watershed areas, authorized local users lose their authorization. When forest is managed traditionally, communities can have more assured rights than in government-initiated programs, particularly in relation to tree ownership. This is because individuals have the authority to devise collective-choice rights as well as operational rights.     

Fluctuating Fortunes of a Collective Enterprise: The Case of the Agroforestry Tree Seeds Association of Lantapan (ATSAL) in the Philippines

The Agroforestry Tree Seeds Association of Lantapan (ATSAL) in Bukidnon province of Mindanao, Philippines, was organized in 1998, facilitated by the World Agroforestry Centre (ICRAF). Farmers were trained on germplasm collection, processing and marketing of agroforestry tree seeds and seedlings. ATSAL has been marketing various tree seeds and seedlings with apparent success, and has provided training on seed collection and nursery management to farmers, government technicians, and workers from non-government organizations. This paper reports initial results of a continuing study to assess the effectiveness of ATSAL’s marketing strategy, including group dynamics, and the issues and challenges the group faces. It was found that during the first 2 years, ATSAL’s market share of highly demanded timber tree species grew rapidly, thus helping to disseminate widely these important species among farmers. ICRAF’s technical back-up was an advantage, increasing the Association’s market credibility. Subsequently, ATSAL extended its market to the central Philippines, but failed to meet the demand for seeds due to organizational limitations. Market competition exists, where a non-member was able to take a larger market share than was the group. Nonetheless, ATSAL has established its name as a viable community-based seed and seedling producer, maintaining a stronghold in local and regional markets. Collective action is important for smallholders to gain market access, but is unlikely to sustain sales. Facilitating smallholder collective action is essentially an arduous task, requiring the supporting agency to hold a firm grasp of market realities, to invest in the maintenance of collective action, to provide continuous technical back-up, and to ascertain the conditions that make collective action succeed.     

国外农林间作研究进展

本文总结了近年国外农林间作在以下几个方面的研究进展:(1)多用途树种选择方面的重点是选择适合农林间作的豆科树种;(2)农作物产量研究方面主要是在3种间作形式下如何提高农作物产量;(3)农作物生长环境方面的研究重点是林木对农田小气候的影响;(4)间作对杂草的控制作用方面的研究是如何利用林木枝叶施入农田和林木遮荫对田间杂草进行控制;(5)农林间作模型等方面的研究.     

Trees of prosperity: Agroforestry,markets and the African smallholder

Agroforestry Systems - In many developing countries, especially in Africa, farmers have been introduced to agroforestry with little consideration for the markets for trees and tree products aside...