Economic dependence on mangrove forest resources for livelihoods in the Sundarbans,Bangladesh

This study examines the importance of mangrove resources to the livelihoods of people living beside the world's largest contiguous mangrove forest. Median annual household income was USD 1122, based on household survey data from 264 households in six villages adjacent to the Sundarbans, in Khulna, Bangladesh. Forest income represented 74% and 48% of the total household income for the lower and middle income households respectively, but just 23% for higher income households. Although higher income households derived a larger absolute income from forest resources than the lower income households, the addition of forest income to household income reduces measured income inequality by 27% suggesting that forests offer a more egalitarian source of income than most other sources at the study sites. Thus reducing forest income as a result of reduced access to forest resources would greatly affect the livelihood outcomes for the rural poor and increase wealth discrepancies among households near the forest margins.     

Factors Affecting Small-Scale Farmers’ Land Allocation and Tree Density Decisions in an <Emphasis Type="Italic">Acacia decurrens</Emphasis>-Based <Emphasis Type="Italic">taungya</Emphasis> System in Fagita Lekoma District,North-Western Ethiopia

The development of woodlots as an additional source of livelihood and as a land management option for small-scale farmers is a challenging issue in the cereal-based subsistence farming systems of north-western Ethiopia. There is a need to understand why and which factors determine the decisions of small-scale farmers to grow short-rotation woodlots on their land. Data used in this study were collected from a survey of 200 randomly selected households in the region. A Tobit regression model was used to determine predictor variables for farmers’ decisions to allocate land to planting Acacia decurrens (J.C. Wendl.) Willd. and at what density trees are planted on the respective plots. The most important motivations for planting A. decurrens were income, soil fertility management, and soil and water conservation. Having a male head of household, long distance to markets and plots being on marginal land, among other factors, increased the allocation of land to A. decurrens woodlots. Having a male head of household, access to credit and plots being on marginal land, among other factors, increased tree planting density. Age had a negative effect on both allocation of land to woodlots and tree density, whereas farm size had an inverted U-shaped relationship with both decisions. These results suggest that wider expansion of A. decurrens-based plantation systems could be achieved through improving extension, credit access and road infrastructure to connect small-scale farmers to markets and finance.     

Exploring the Socio-Economic Situation of Plantation Villagers: A Case Study in Myanmar Bago Yoma

Since the early 1980s, Myanmar Forest Department has been recruiting shifting cultivators, establishing plantation villages and applying the taungya method in establishing teak plantations. From the beginning, there has been an argument about whether the program is creating ‘forest protective groups’ or ‘forest destructive groups’. A key determinant to that question from the research viewpoint is the socio-economic situation; knowing the present situation of the plantation villagers can help to understand their forest management practices. Interview surveys were carried out in three villages in Bago Yoma, the main region of the special teak plantation program, to examine the current economic benefits to plantation villagers. Questions were designed mainly to explore the incentives for people participation and the socio-economic situations of the plantation villagers. Principal component analysis was used to group landholder types. It was found that local people are willing to participate in the initial establishment of plantations. However, all the incentives relating to plantation projects are temporary, with no long-term consideration for taungya farmers, which jeopardizes the plan to create forest protective groups. It is concluded that the time has come for the Myanmar Forest Department to change its main aim of earning foreign exchange from establishment of teak plantations through the taungya method to redressing deforestation through people participation based on rural socio-economic development.

The Evolution of Certified Teak Grower Groups in Luang Prabang,Lao PDR: An Action Research Approach

Tree grower groups have been promoted by governments and development programs worldwide as a means to generate income and improve the livelihoods of smallholders by generating economies of scale and improving their bargaining power. In Luang Prabang province, Lao PDR, three plantation teak grower groups were examined using an action research approach over a 4-year period between 2013 and 2016, with the aim of fostering improved returns to group members. At the beginning of the study, it was observed that despite the existence of a price premium from certification, the unpredictable nature of sales, complex government regulations and the small contribution of teak to total household incomes combined to thwart efforts by the group to sell trees on the regular basis that would make membership worthwhile for growers. An intervention by group members and researchers to develop an internally funded enterprise unit within the group structure which added value to local timber proved to be technically feasible, although it is still too early to judge its sustainability. However, this opportunity did not immediately benefit smallholders since high entry costs, poor technical knowledge and low financial transparency dissuaded group members from buying shares in the enterprise. Improved returns to smallholders will likely occur in time as a result of local enterprises paying higher prices for timber, rather than through active group membership.     

Livelihood Strategies and Forest Product Utilisation of Rural Households in Nepal

Most Nepalese rural households adopt diversified strategies of income generation and use products directly collected from forests. To analyse the influence of livelihood strategy on forest product utilisation, a survey of 336 rural households in lowland Nepal was conducted. Four livelihood strategies were identified by means of a Principal Component Analysis based on income variables, followed by hierarchical cluster analysis. Two livelihood strategies are assigned to on-farm activities and two to off-farm activities. The off-farm based strategies were found to result in higher household incomes. To test for differences across the livelihood strategies, additional socio-demographic variables, physical assets and location information have been analysed using ANOVA. The forest product utilisation behaviour of the households differs significantly between livelihood strategies. The households adopting a subsistence-based strategy collect the most forest products while achieving the lowest total income. However, a general influence of the total household income on the forest utilisation intensity is not confirmed. Households receiving remittances from abroad achieve the highest incomes but still collect forest products. The group of most forest-dependent households is mainly characterised by living near the forest and far from city centres with commodity and labour markets, and by having low education and a young head of household. The households relying mainly on private business income have the lowest forest product utilisation and are characterised by the highest education, proximity to markets and greatest area of agricultural land.     

Tree planting in Tigray, Ethiopia: the importance of human disease and water microdams

We examine the decision to plant trees and level of tree planting for two sites, public microdam areas and household agricultural land, and two species groups in Tigray, Ethiopia. Both sites are not perfect substitutes, as they vary with respect to distance from the household and tenure security. The role of permanent pooled water irrigation microdams to tree planting is important but unknown, because water borne diseases, which may influence household income and productivity, are thought to be enhanced by the dams. We find both disease and microdams to be important predictors to tree planting. Disease seems more important in determining whether households plant at all, and less important in the level of planting for those that do plant. For example, disease increases the probability of planting both eucalyptus and other species groups on household-own land, but households suffering from malaria plant higher-cost eucalyptus trees with lower probability at both sites, while planting of other lower-cost species increases at dam sites where other villagers can monitor the trees. We also establish a connection between planting and agricultural residues, finding a strong substitution effect on own-land. Microdam access and age are also important. Households living nearer to dam sites will plant both species groups there with higher probabilities, but the decision to plant on agricultural own-land is not affected. For older dams with more developed irrigation, households are more likely to grow crops rather than plant trees on their own land, but they plant more trees at the dam sites. This revised version was published online in June 2006 with corrections to the Cover Date.     

The role of non-timber forest products during agroecosystem shift in Xishuangbanna,southwestern China

There are few observations on the role of non-timber forest products (NTFPs) in shifting from subsistence to commercial plantation-dominated systems with long-term monitoring, despite interests in NTFPs for sustainable development and livelihood dependence. During 1998–2004, we conducted an annual survey of households in the two villages, Baka and Daka, which represent different stages in the shift from a subsistence agroecosystem to a rubber plantation-dominated system in Xishuangbanna, southwestern China. Significant negative correlations were observed between gross income and dependence on NTFPs-generated income in both Baka and Daka villages (P = 0.029 in Baka and P = 0.028 in Daka), which is supporting evidence that poorer households derive greater benefits from NTFPs than do wealthy households. When the rubber price dropped during 1998–2001, the NTFPs income of Baka increased greatly from US$59.10 to US$145 per household, or from 6.4% to 26.6% of household gross income. In contrast, in Daka village, NTFPs income increased by insignificant amounts of US$1.6 per household in 1998 to US$23.8 in 2001, but this was compensated by an increase in income from off-farm work of US$11 to US$147 (an increase from 1.8% to 16.2% of gross income per household) from 1998 to 2001 in Daka. NTFPs retained important roles both in alleviating risk associated with monoculture price fluctuations and in generating income for relatively poor people.     

Industrial forest plantations in Uganda: Local adjacent community perspectives

Industrial forest plantations are both hailed and vilified for their socio-economic effects on local communities. As such, we posed the following questions: (1) what opportunities do industrial forest plantations bring to local communities? and (2) what benefits are lost with the establishment of industrial forest plantations?

Households neighboring industrial forest plantations in five villages of mid-western Uganda were surveyed. A large majority of the respondents (92.6%) stated that they had benefited from forest plantations, while a minority (7.4%) stated they did not. Fuelwood and employment were the most mentioned benefits. Approximately 47.9% of respondents stated that they had lost certain benefits due to the establishment of industrial forest plantations, while 52.1% stated they lost no benefits. Occupation, the number of people in a household and the length of residence in the area influenced responses on whether participants had lost certain benefits.

Access to land was the most mentioned (82.2%) benefit lost due to industrial forest plantations. The study supports the notion that industrial forest plantations can provide certain benefits in the initial years of establishment but may also deny local communities historically established customary access and user land rights. Local livelihoods should be integrated into forest plantations management plans.     

Financial analysis of agroforestry land uses and its implications for smallholder farmers livelihood improvement in Ethiopia

A study was conducted in central highland Ethiopia to: (1) assess the financial feasibility and relative financial attractiveness of three agroforestry practices (small-scale woodlot, homestead tree and shrub growing and boundary tree and shrub growing); (2) evaluate the impacts of implementation of these land uses on farm households income and (3) identify the constraints for the implementation and expansion of the agroforestry practices. Then, 82 different land uses (21 small-scale woodlots, 35 homesteads and 26 boundary plantings) which were older than 15 years and established by the current owner were selected for the financial analysis. The input and output data were filled in a data sheet by face-to-face interview with the owners. The results showed that small-scale woodlot is the most profitable agroforestry practice followed by boundary plantings and homesteads. An ex-ante analysis of implementing the agroforestry practices showed that with minimum land area allocated for the practices, a household can generate net discounted revenues ranging from 5,908 to 26,021 Ethiopian Birr (532–2,342 USD) in 15 years at 10 % interest rate. Hence, the expansion of such agroforestry practices has a vital effect on farm household’s income. Lack of proper planning and poor in-depth understanding about roles of trees and shrubs for household’s income, land and seedling shortage, financial constraints and labor scarcity were identified as major problems for the expansion of agroforestry practices in the area. A thorough extension service comprising both efficient land resources utilization and proper planning practices could enhance the expansion of agroforestry practices and thereby positively influence the farmer’s livelihood.     

Market Integration and Livelihood Systems: A Comparative Case of Three Asháninka Villages in the Peruvian Amazon

ABSTRACT

The strong trend in indigenous societies toward market integration often results in loss of traditional cultural elements and changes in livelihood systems. This comparative study of three Asháninka villages located at different distances to market had two objectives: (a) to describe and analyze the current livelihood system of the three villages in terms of their goals, activities, and resources; and (b) to analyze the livelihood system in relation to market integration at both village and household levels. Two variables were used to measure market integration: (a) quantification of the value of Western goods at the household level, and (b) area under cultivation per household designated to both household subsistence and external market. We found that although walking time to market was inversely proportional to market integration and directly proportional to traditional practices at the village level, two different trends of market integration were found at the household level: (a) basic market integration, clearly apparent in households at all three villages; and (b) high market integration, found solely in the two villages closest in time to market. The existence of market–integrated, less traditional households side by side with minimally integrated, traditional households appeared to be linked to differences in household goals and strategies and perhaps availability of male labor. Market integration increased workloads on productive activities oriented to the market for both genders, but only men marketed these products for sale.     

Collaborative resource management and rural livelihoods around protected areas: A case study of Mount Elgon National Park,Uganda

Collaborative resource management agreements (CRMAs) have been introduced to improve people–park relations and enhance rural livelihoods. Based on household surveys, key informant interviews, focus group discussions and a review of literature we investigated differences in livelihood assets, park dependence and livelihood outcomes for households with and without CRMAs. We investigated the role of park environmental incomes (PEI) in poverty alleviation and factors influencing dependency on PEI. Results revealed significant differences in household assets but no significant differences in park dependence and livelihood outcomes. People report that PEI on average constitute 18% of total incomes. Poor households have a higher dependency on PEI and it reduces income inequality by 13%.CRMAs have a significant positive effect on total PEI but no significant effect on total household income and relative environmental income. In areas with CRMAs, taungya farming and bee keeping practiced as part of the CRMAs increase annual household incomes by 26% and 28% respectively and constitute potential pathways out of poverty. However, the impact of the agreements is still low due to their limited scale and coverage and the targeting criteria which limits access for communities with a high dependency on park resources and high levels of conflict.     

Contribution of Indian Gooseberry (<Emphasis Type="Italic">Phyllanthus emblica</Emphasis>) to Household Economy in Sri Lanka: A Case Study from Udadumbara Divisional Secretariat

Indian gooseberry, one of the most popular medicinal fruit crops in South and Southeast Asia, has become an important source of income for rural forest dwellers in Sri Lanka. However, very little is known about the role of Indian gooseberry in household economies and its contribution to the local and national economies. To address this issue, we conducted a study in Udadumbara Divisional Secretariat, Sri Lanka to estimate the economic contribution of Indian gooseberry to household incomes and to quantify its dependency level among households with different socio-economic characteristics. The data were collected from 117 households through interviews using semi-structured questionnaires. The results show that Indian gooseberry contributes on average 10.1% of the total household income, which is the third largest share after off-farm income (53.1%) and agricultural income (35.1%). The contribution of Indian gooseberry to the household income increases as other sources of income decrease which results in higher contributions for lower income households (16.4%) and lower contributions for higher income households (2.1%). Indian gooseberry income is significantly and negatively correlated with the agricultural land owned by households and water availability for agriculture and is positively correlated with the time spent for collection. Our results also found that if there is access to other sources of income and higher levels of education, the collectors’ dependences on Indian gooseberry are decreased. Moreover, the study found that Indian gooseberry trees are under a threatened and declining due to the reduction of forest cover and inappropriate management system. Therefore, collaborative management system through partnerships among rural community and the Forest Department is suggested.     

退耕还林工程对会泽县农户的影响

截至2005年,会泽县退耕还林(草)面积为1.67万hm2,预计30a后活立木蓄积可增加39万m3.退耕地水土流失明显减少,地表径流比退耕前显著下降.于2006年5月在金钟镇5个有代表性的自然村共抽取了50户退耕农户进行调查,经分析认为,退耕还林(草)工程的实施对农户生产生活的影响主要是:推动了农户土地利用结构调整,使土地利用的可持续性增加;各类农作物种植结构变化不大,农产品产值结构变动较大;提高了农户总体福利水平.提出了保障工程可持性的对策和措施:对剩余劳动力进行技能培训,促进农户收入多元化,建立生态效益补偿制度等.     

Tree Planting by Smallholder Farmers in the Upper Catchment of Lake Tana Watershed,Northwest Ethiopia

Tree growing by smallholder farmers is an emerging livelihood strategy in Lake Tana catchment. The objectives of this study were to (1) identify the most important tree species grown, (2) investigate the drivers of the existing pattern, and (3) identify determinants of the number and diversity of tree species and their spatial patterns. Survey data were collected from 200 households. Multiple linear regression was employed to identify the determinants of tree growing behaviour of households and spatial variables affecting the abundance of tree species. Eucalyptus globulus, Acacia decurrens and E. camaldulensis dominate woodlots. Only a fraction of the forest production is used by the households, the rest being sold as poles or charcoal. Location in relation to market centres, number of livestock owned, landholding size and age of household head were found to positively affected the number of tree species and trees grown. Gender affected the species and spatial pattern of trees. Woodlots, farm boundaries and homesteads were found to be important tree growing niches. These results substantiate the proposition that farmers assign their parcels of land to uses that increase the rent value of the land, and this value is affected by access to roads. Woodlots are on the increase at the cost of productive agricultural land. Provision of a tree planting extension service may increase participation of farmers in tree planting, and a management-oriented tree planting extension service may give desirable results.     

Non-timber forest products and household incomes in Bonga forest area,southwestern Ethiopia

We identified the major non-timber forest products （NTFPs）, their contributions to household incomes, and the determinants influenc-ing engagement of households in using NTFPs in the Bonga forest area of Gimbo and Decha Districts of Kaffa Zone, southwest Ethiopia. Six Kebeles （the lowest administrative unit in Ethiopia） were sampled from two Districts and 150 households were randomly sampled using propor-tional-to-size techniques based on the number of farm households in each Kebele. Secondary data were collected from and focus group discussions were conducted with selected individuals. The farmers diversified liveli-hood activities such as crop and livestock production, collection of NTFPs and off-farm activities. NTFPs played a significant role in household incomes. The contribution from the major NTFPs （forest coffee, honey and spices） accounted for 47% of annual household in-come. The role of NTFPs was influenced by a number of factors. Vari-ables including being native to the area （＋）, total land holding （＋）, pos-session of livestock （＋） and access to extension （＋） significantly affected forest coffee production. Age of household head （-）, land holding （＋） and distance of the market from the residence （-） significantly affected honey production. Size of landholding （＋）, distance to market （-） and distance of the forest from the residence （-） were significant variables determining the NTFP incomes derived by the households. Attention is needed in the design of policies and strategies for the well-being of households to the contribution of NTFPs to local incomes and the variables that affect the collection of NTFPs must be considered.     

Does forest certification enhance livelihood conditions? Empirical evidence from forest management in Kilwa District,Tanzania

The Forest Stewardship Council (FSC) forest management certification standards have been promoted to contribute to community livelihood conditions. However, little has been done to evaluate it quantitatively. Employing theory of change, this study assesses and compares empirical evidence of the influence of the FSC forest management certification approach to enhance livelihood conditions in Kilwa, Tanzania, by using economic valuation methods and governance indicators. This is achieved through a comparative study of villages with certified community forests (FSC) under community based forest management and those without (non-FSC). Results show that annual average household forest income from FSC-certified forests is significantly higher than that of households in non-FSC-certified forests. With reference to rule compliance as an indicator of good governance, implementation of forest bylaws in villages managing FSC-certified forests is significantly more effective than villages in non-FSC-certified forests. These findings provide an insight into the influence of forest certification in enhancing livelihood conditions and that the incorporation of FSC standards into forest policies may lead to more enhancement of livelihood conditions. These findings serve as a baseline for further research on the effects of forest certification at both spatial and temporal scales.     

Forest use and agriculture in Ucayali,Peru: Livelihood strategies,poverty and wealth in an Amazon frontier

The relevance of forests to rural well-being and poverty reduction remains a controversial issue. This paper examines patterns of association between household wealth, poverty, and livelihood dependency either on forest extraction or agricultural activities in Ucayali, Peru. The analysis is based on survey data of 578 households with geographical, ethnic and environmental heterogeneity. A typology of economic strategies was defined through relative income shares derived from agriculture, forest, wages and other income sources. Our results show that households have multifaceted livelihood systems. While forest/environmental products provide nearly 40% of total income, agriculture is critical to both indigenous communities and to farmers of non-Amazonian origin. We test the hypothesis that households relying on agriculture are wealthier than forest-dependent households. In addition, we examine the role played by ethnicity and location as interacting variables. The analysis suggests a strong role of specific ethnic and locational configurations in shaping income and asset patterns, with some weak evidence of statistically lower poverty levels being credited to dependency on forest products. Context-specific assessments of livelihood–environment interactions provide critical insights to development and environmental policies and programs, which need to recognize different forms through which households integrate forest use and agriculture.     

Tree establishment and management on farms in the drylands: evaluation of different systems adopted by small-scale farmers in Mutomo District,Kenya

Agroforestry systems in Sub-Saharan African drylands are complex and heterogeneous in nature even under similar biophysical conditions. This can be attributed to household needs and socioeconomic status which influence the species and utility of the adopted trees. This has an impact on the trees establishment and management system through planting or Farmer Managed Natural Regeneration (FMNR). This study evaluates how trees for different utilities are managed and which socioeconomic factors influence these decisions. The study used primary data collected in Mutomo District, Kenya through a household survey based on a structured questionnaire. A paired sample t-test was done to assess the preferred mode of adopting trees for different utilities while factor analysis was used to characterize the households as either planting trees or practicing FMNR. Multiple linear regression using household regression factor scores as independent variables and socioeconomic indicators as dependent variables was done to ascertain which socioeconomic factors affect tree adoption. The results show that trees planted were mostly exotic species valued for their nutrition and commercial value, while FMNR was used for subsistence products and environmental services. Household size, livestock levels and mobility had a positive correlation with tree planting, while income, access to markets and roads had an inverse correlation. Access to natural woodland, distance to the nearest motorable road and land size had a positive correlation with tree protection. It is hoped that this knowledge will act as a reference point when designing agroforestry projects in similar areas to ensure they are more aligned to specific site and household conditions.