Coffee Agroforestry Systems for Conservation and Economic Development

Abstract

The agroforestry program of the AMISCONDE Initiative was implemented in 13 buffer zone communities of La Amistad Biosphere Reserve. This program introduced citrus (Citrus spp.) and promoted the widespread inclusion of poró (Erythrina poeppigiana) shade trees, ground story vegetation, and soil conservation techniques to the local cultivation of coffee (Coffea arabica var caturra). This program sought long-term socioeconomic and ecological health in these buffer zone communities through conservation and development projects such as coffee agroforestry systems. This paper examines the ecological and socioeconomic benefits of two introduced coffee agroforestry systems: coffee-poró and coffee-citrus. The project has decreased agrochemical inputs, integrated multi-strata vegetation, and implemented soil conservation techniques such as vetiver grass, cover crops, terraces, water channeling, and shade trees in an effort to sustainably manage coffee production on the steep buffer zone slopes. The agroforestry project of the AMISCONDE Initiative has likely improved the production of coffee ecologically and economically. However, new specialty markets should be explored to increase economic and ecological gains. Organic and fair trade coffee niche markets are suggested as alternatives for meeting the long-term AMISCONDE objectives of community development and conservation.     

Agroforestry education

Development of agroforestry education is following the pattern of evolution of some other areas of study such as plant pathology, genetics, and statistics. At universities these three areas began within another department or departments, and after being moved into their own departments began to flourish and develop their own identity. However, the main question is what can or should be done to further the process? The increasing number of agroforestry projects in the world, the lack of trained agroforesters, and the estimated increased need for agricultural scientists are all indicators for the future demand for trained agroforesters. Career opportunities for professional agroforesters lie in three areas: as research scientists, as extension agents, or as development agroforesters. Two broad educational approaches to setting educational objectives are to (1) set objectives on the basis of the perceived problems likely to be encountered in agroforestry and (2) set objectives according to roles which agroforesters are likely to assume. The design of both undergraduate and postgraduate curricula are discussed. The unique core is the agroforestry system per se and the development of a systems analysis methodology. The institutional structure and clear goal definition can facilitate the development of an agroforestry program, but in the final analysis it is the dedication and enthusiasm of the individual staff that will count for success.     

Benefit-cost analysis of selected agroforestry systems in Northeastern Thailand

Potential productivity and financial returns from selected agroforestry systems and traditional monocrops located in the Phu Wiang watershed were estimated from limited trials of cropping alternatives using cost-benefit analysis. The agroforestry systems studied consisted of combinations of Eucalyptus (Eucalyptus camaldulensis), Leucaena (Leucaena leucocephala), or Acacia (Acacia auriculiformis) inter-cropped with cassava (Manihot esculenta) or mungbean (Vigna radiata). Evidence from trials at short, 3-year rotations, demonstrate that early supplementary and complementary relationships between some system components can imply synergistic financial gains. Although these biological interactions turn competitive over time, in this case, the gains should be sufficient to make early adopters consider the agroforestry systems financially preferable to traditional monocrops.     

A Case Study Assessment of Agroforestry

Summary

Finding sustainable land-use systems within the Panama Canal Watershed will be necessary for future management by the Panamanian government. Agroforestry is a land-use option for small-scale farmers living within the Watershed that can help achieve the goals of both conservation and productivity. This case study qualitatively evaluates current agroforestry projects in the Canal Watershed using an analytical framework based on other evaluations of agroforestry systems in Central America. Designated criteria for the analysis include: management objectives, project life span, incentives, technology, economic feasibility, community involvement, and extension. These factors can present obstacles to wide-scale adoption of agroforestry systems by small-scale farmers, thus preventing the realization of associated benefits of agroforestry. The analysis of the three field sites visited in March 1998 is followed by recommendations for expanding agroforestry practices among farmers in the Watershed.     

Agroforestry education and training programs: an overview

Agroforestry has been incorporated in education and training programs at an unprecedented level since 1982. A survey of educational institutions conducted by ICRAF in 1987 revealed that agroforestry is found as an option for specialization in undergraduate as well as in postgraduate M.Sc, diploma programs in forestry, agriculture, natural resources, and others. Courses and special seminars in agroforestry are organized in degree programs. Full undergraduate and postgraduate programs in agroforestry are being formulated and implementation started in quite a few universities, and many students are choosing agroforestry-oriented research projects for their dissertations. A good setting for higher degree training in agroforestry requires, however, staffing from combined faculties of at least agriculture, animal science and forestry; faculty commitment to a farming systems approach; and inter-departmental cooperation in teaching and research. It was difficult to asses whether these and other elements are present in existing programs where agroforestry has been incorporated. Emerging trends indicate that traditional forestry programs are broadening the scope of the discipline (from forests to integrated land-use systems) while agriculturists are recognizing that trees play important roles as soil improvers and protectors, fodder, food, fuel and other domestic and commercial purposes. New institutional structures are evolving to allow for educational programs with coursework and research projects spanning many disciplines. Nondegree training in agroforestry has seen an upsurge of activities equal, if not larger, to that in education. Attempts are being made by different institutions worldwide to inventory training opportunities; still the collection and dissemination of information is difficult. Efforts are needed at the international, regional, and national levels, to address training issues that if addressed collectively can improve the quality and effectiveness of human resource development efforts. ICRAF's approach to promote agroforestry research through education and training is an example of an action program currently under application.     

Planning methods for agroforestry

One of the major issues facing the world is the interrelated problem of deforestation and concurrent degradation of agricultural lands in tropical and subtropical nations. Agroforestry is one technique to help alleviate this problem. Implementation of newly developed agroforestry techniques in various places all over the world, has made it clear that:

Problem solving cannot be limited to the individual farmstead or plot level from a social and ecological point of view.

Existing landscapes present both constraints and opportunities for further land development.

More appropriate agroforestry techniques can be applied by classifying landscape units and existing land-use systems.

Planning is necessary because agroforestry requires a holistic perspective to be sustained during the long time necessary for implementation.

For these reasons, a review of planning methods used in agroforestry and suggestions for their improvement seems timely. Selected existing methods, with an emphasis on those being used in Kenya, are analyzed in terms of goals, community needs, site assesment, options for action, implementation, management, and evaluation. Our review was conducted through literature survey and interviews with key informants in Nairobi, Kenya; Wageningen, the Netherlands; and Washington, D.C., U.S.A. Landscape planning might be an approach that can be used with agroforestry to provide a more comprehensive perspective. The role of landscape planning in agroforestry projects is discussed in detail, using a study from Kenya for illustration.     

Nitrogen-Fixing Trees in Small-Scale Agriculture of Mountainous Southeast Guatemala

Abstract

Intensive, subsistence agriculture on hillsides of southeast Guatemala has caused extensive soil degradation. This retrospective study evaluated the success of an agroforestry treatment in improving the sustainability of mountainous agricultural systems in terms of soil nutrient status and erosion control. Three years after maize (Zea mays) and pasture fields were alley-cropped with N-fixing Gliricidia sepium trees, soil nutrient levels were examined and compared to nonalley-cropped controls. Agroforestry treatment showed significantly higher soil organic matter (SOM) over paired plots with no alley-cropping (mean 4.3% vs. 3.2% C, p < 0.05). Mean total N was also higher, with 0.12% in the nonagro-forestry control plots compared to 0.16% underthe agroforestry treatment (p <0.05). Some improvement in soil water-holding capacity(WHC) was also observed in the agroforestry systems. Differences in soil levels of available P, ranging from 8.0 to 64.4 μg/g, were not significant and correlated more with site than with agroforestry treatment versus control. Specific soil and site properties such as texture and slope as well as land use and ground cover management largely influenced improvements in soil nutrient status under the agroforestry treatment at each site. Despite increases in soil nutrients, maize plant productivity showed no response to the agroforestry treatment in terms of leaf chlorophyll index or maize plant height. Three years after the initiation of agroforestry, soil erosion rates showed no difference from paired controls; rates were correlated with ground cover and soil characteristics such as texture and surface rockiness rather than with agroforestry treatment. While soil nutrient status had not reached levels optimum for maize growth after three years, the positive trajectory of change in soil nutrients suggests the potential for using agroforestry systems in mountainous regions of Guatemala to increase the sustainability of agricultural production.     

Agroforestry within REDD+: experiences of an indigenous Emberá community in Panama

Reducing carbon emissions from deforestation and forest degradation (REDD+) has become central to efforts to mitigate climate change. Approximately 10 % of the world’s forests are managed by local and indigenous peoples. Agroforestry may provide these communities with a means to engage in carbon offsetting initiatives without forfeiting access to, or benefits from, forests. Here, we present an analysis of social and ecological data from a four-year-old, reforestation-based carbon-offset project on the collective lands of Ipetí-Emberá, Panama. Mixed-species agroforests or timber-only plots were established by a subset of community members under voluntary carbon-offset agreements with a private client. We (1) describe how plot carbon accumulation trajectories were related to species composition; (2) determine if established agroforests are likely to meet carbon sequestration targets by the end of the 25-year project period; (3) describe the motivations and experiences of participants who chose to establish agroforests; and (4) compare socio-economics of participants versus non-participants. Our study provides data on early mortality, tree growth and the carbon sequestration capacity of 29 species that are commonly used by small farming households in Latin America and elsewhere. The study highlights strategies for reducing risks associated with agroforestry as a carbon sequestration strategy in the context of carbon offset projects, such as the replanting of dead trees and the establishment of a carbon buffer. We also provide evidence to counter claims that offset projects could amplify inequality in rural communities as participants to agroforestry, when compared to non-participants, were not remarkable in terms of their assets or wealth. Overall, this case study provides an encouraging example of how agroforestry may help forest communities engage with REDD+ in a way that benefits both their livelihoods and the global climate change agenda.     

Indexing Soil Conservation

Abstract

Soil erosion poses economic and environmental concerns in many tropical uplands. Agroforestry has been proposed as a sustainable land use that can mitigate soil erosion and promote the economic welfare of small farmers. To evaluate such claims, we must (a) develop a composite measure of effectiveness, such as a soil conservation index, and (b) define it in terms understood by the farmers who ultimately choose to adopt and implement agroforestry. We construct an empirical soil conservation index as a weighted average of farmer perceptions of four soil attributes and develop a statistical model of soil conservation benefits of agroforestry by using survey data from the Philippines. Accounting for self-selection bias, we evaluate the soil conservation benefits by testing the correlation between the index and the level of agroforestry adoption. Our estimated model shows that agroforestry can generate 15-20 percent soil conservation for the typical small farmer. We offer several methodological, practical, and policy insights. Because many farmers in developing countries face informational and capital constraints, our study suggests that public policies should support smallholder agroforestry, a type of “natural investment” in soil capital, to generate private and public benefits.     

A socio-demographic examination of the perceived benefits of agroforestry

Agroforestry has been suggested to produce an array of ecological and socio-economic benefits that not only reach their adopters, but society as a whole. In spite of strong evidence of the benefits of agroforestry, there is a lack of understanding of the public perceptions of those benefits, which prevents the development of benefit-based promotion strategies of agroforestry products. Thus, this study examines the awareness of these benefits among residents and explores whether perceptions vary across individuals with different socio-demographic characteristics. An on-line platform was used to survey three panels of residents from Missouri, Pennsylvania and Texas. Overall, respondents had a neutral perception of the importance of the ecological and socio-economic benefits that agroforestry farms provide to society when compared to farms employing conventional agricultural practices. These results stress the need to increase public awareness of agroforestry practices and their benefits to more strategically position their products among the final consumer. Gender, education level, and residence location were significantly associated with the perceived ecological benefits produced by agroforestry farms and to a lesser extent with the socio-economic benefits. Results also showed that females and young individuals have a greater awareness of several benefits produced by agroforestry farms. Critical marketing implications to stimulate the purchase of agroforestry products (e.g., berries, nuts) among specific groups of consumers are discussed.     

Women and agroforestry: four myths and three case studies

Women are traditionally important participants in both the agricultural and forestry components of agroforestry production. Women are frequently ignored in the design of agroforestry projects because of commonly held myths about their participation in both production activities and in public life. The involvement of women in agroforestry projects and activities are examined in case studies from the Dominican Republic, India and Kenya. Considerations for including women in agroforestry projects are discussed.

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La mujer y agrosilvicultura: quarto mitos y tres estudios de caso

Resumen Tradicionalmente la mjuer ha jugado un papel importante en la produccion agrosilvicola, tanto en el aspecto agricola como en el forestal. A pesar de ello su participación es frecuentemente descuidada durante las etapas de identificacion y diseño de proyectos en este campo debido a mitos preconcebidos sobre su rol en actividades de producción y de desarrollo de la comunidad. Se analiza el papel de la mujer en proyectos y actividades agrosilvícolas en tres estudios de caso (Republica Dominicana, India y Kenia) identificandose situaciones concretas que conducirían a su incorporación en projectos similares.

     

The role of complex agroforestry systems in the conservation of forest tree diversity and structure in southeastern Ghana

The role of different agroforestry systems in the conservation of plant diversity and forest structure has not been directly compared in many agricultural dominated landscapes. In this study, we investigated tree diversity and forest structure in a complex agroforestry landscape traditionally grown for cocoa and mixed food crops and compared these to the natural forest in southeastern Ghana. The study was carried out using 36 25 m × 25 m plots. There was significant difference [95% Confidence Interval (95% CI)] in the native forest/non-crop tree species richness between the natural forest and the agroforest farmlands but species richness was similar between the cocoa and mixed food crops agroforests. The density of native forest/non-crop trees was significantly higher (P < 0.05) in the natural forest but similar between cocoa and mixed food crops agroforest. Similarly, the basal area of native forest/non-crop trees was significantly higher (P < 0.05) in the natural forest but comparable between cocoa and food crops agroforest. Of the 20 most abundant native forest/non-crop trees recorded, 12 of them showed significant responses (P < 0.05) to land use change with nine of the species significantly abundant in the natural forest relative to the agroforest systems. Eighteen native forest/non-crop trees species in the agroforestry systems were commonly recorded as being used; 100% of them being used as fuel wood with 83.3 and 77.8%, respectively, used as medicines and materials. The findings of this study suggests that although complex agroforestry systems are a poor substitute for the natural forest the heterogeneous mosaic landscape in which complex agroforestry forms part can be strategically managed to maximize the benefits of both sustainable agriculture production and conservation of plant diversity by acting as buffer between protected areas and intensively managed areas.     

Agroforestry systems: sources of sinks of greenhouse gases?

The prominent role of forestry and agroforestry systems in the flux and long-term storage of carbon (C) in the terrestrial biosphere has increased global interest in these land-use options to stabilize greenhouse gas (GHG) emissions. Preliminary assessments suggest that some agroforestry systems (e.g., agrosilvicultural) can be CO₂ sinks and temporarily store C, while other systems (e.g., ruminant-based silvopastoral systems) are probably sources of GHG (e.g., CH₄).Agroforestry systems can be significant sources of GHG emissions, especially at low latitudes. Practices such as tillage, burning, manuring, chemical fertilization, and frequent disturbance can lead to emission of CO₂, CH₄, and N₂O from soils and vegetation to the atmosphere. Establishment and management of agroforestry systems incompatible with prevailing edaphic and climatic conditions can accelerate soil GHG emissions. Non-sustainable agroforestry systems are quickly degraded, and woody and herbaceous crops can become significant GHG sources. Silvopastoral systems can result in soil compaction and erosion with significant loss of labile C and N compounds to the atmosphere. Ruminant-based silvopastoral systems and rice paddy agrisilvicultural systems are well documented sources of CH₄ which significantly contribute to the global CH₄ budget.Early assessments of national and global terrestrial CO₂ sinks reveal two primary beneficial attributes of agroforestry systems: 1) direct near-term C storage (decades to centuries) in trees and soils, and, 2) potential to offset immediate GHG emissions associated with deforestation and subsequent shifting agriculture. Within the tropical latitudes, it is estimated that one ha of sustainable agroforestry can provide goods and services which potentially offset 5–20 ha of deforestation. At a global scale, agroforestry systems could potentially be established on 585–1275×10⁶ ha of technically suitable land, and these systems could store 12–228 (median 95) Mg C ha^–1 under current climate and edaphic conditions.The US Government right to retain a non-exclusive, royalty free licence in and to any copyright is acknowledged.     

Local tree knowledge can fast-track agroforestry recommendations for coffee smallholders along a climate gradient in Mount Elgon,Uganda

Arabica coffee (Coffea arabica) is economically important for many smallholder farmers in the Mount Elgon region of East Uganda, but its production is increasingly threatened by climate change. However, ecosystem services (ES) provided by companion trees in coffee agroforestry systems (AFS) can help farmers adapt to climate change. The objectives of this research were to develop agroforestry species recommendations and tailor these to the farmers’ needs and local context, taking into consideration gender. Local knowledge of agroforestry species and ES preferences was collected through farmer interviews and rankings. Using the Bradley-Terry approach, analysis was done along an altitudinal gradient in order to study different climate change scenarios for coffee suitability. Farmers had different needs in terms of ES and tree species at different altitudes, e.g. at low altitude they need a relatively larger set of ES to sustain their coffee production and livelihood. Local knowledge is found to be gender blind as no differences were observed in the rankings of species and ES by men and women. Ranking species by ES and ranking ES by preference is a useful method to help scientists and extension agents to use local knowledge for the development of recommendations on companion trees in AFS for smallholder farmers.     

From research to communication in agroforestry: Some insights from the MAB Programme

Attempts within the Man and Biosphere (MAB) Programme of Unesco to produce research findings and information materials useful for education and training in agroforestry are outlined. Three different field projects — one in the humid tropics of Mexico, another in an urban situation in Papua New Guinea, the third in the arid zones of northern Kenya — provide examples of the types of educational materials and training activities that can be integrated within field research projects. Lessons learned in the preparation of a poster-exhibit ‘Ecology in Action’, and their possible relevance to the development of programmes in agroforestry education, are described.     

An AHP Assessment Of Barriers in Adopting Sustainable Forest Management Practices in The Context Of Carbon Emission Reductions in Cameroon

ABSTRACT

As the role of forests in climate change mitigation is explicitly recognized in the Paris Agreement, the need to enhance the adoption of Sustainable Forest Management (SFM) practices is crucial. Therefore, this paper aims at identifying and evaluating barriers in adopting SFM practices in the context of forest carbon emission reductions. A total of 15 barriers in adopting SFM practices are listed through literature and expert inputs. Using Cameroon as a case study, the listed barriers are then evaluated by experts to determine their relative importance using the Analytical Hierarchy Process (AHP) method. According to our findings, the ‘Regulatory and Legislative frameworks’ barrier category was attributed to the highest importance among other categories, in adopting SFM practices in the forestry sector. ‘Inadequate political will and incentive to enforce regulations’ appears to be the major obstacle in adopting SFM practices in Cameroon. As carbon emission reduction initiatives are being developed, there is need to move from broad to concrete suggestions that will overcome these barriers. However, proper diagnosis is necessary in order to target barriers with the right incentives and enabling conditions that will support carbon programs and projects to deliver effective emission reductions.     

Simulating integration of agroforestry into livestock farmers‘ projects in France

Drawing on almost one hundred contemporary farmers‘ experiences, within a French agroforestry experimental network, socio-economic and ecological approaches are combined to assess a set of agroforestry techniques. Among this network, twelve livestock farms were selected in contrasting bioclimatic regions and classified according to land use, stock number and family situation. Farmers were interviewed to define the primary objectives assigned to agroforestry and to build up several scenarios of agroforestry development on their farm. A dynamic resource model was used to predict the effects of agroforestry development on crop and timber production as well as on labour organisation and amenities. An example of simulation, comparing three agroforestry management projects, based on new plantations at wide spacing, farm forestry and silvopastoral thinnings, is developed for a farm in the Cévennes (southern France). The outputs of the model, related to labour requirements, stock number dynamics and landscape diversity are discussed in relation to farmer‘s perception of the role of trees in the farm operation, and the indirect economic benefits sought. This revised version was published online in June 2006 with corrections to the Cover Date.     

Foreign donors driving policy change in recipient countries: Three decades of development aid towards community-based forest policy in Bangladesh

The influence of foreign actors on domestic policy change is a major question in political and development studies, involving issues of sovereignty as well as major methodological challenges in its analysis. This study analyses the influence of donor aid for development projects on domestic policy change, particularly on community-based forest development policy in Bangladesh. With our analytical framework, we combine concepts from development policy analysis, the international relations theorem of direct access, and the adapted correlation of variable approach to policy change analysis. We build on own, existing, and longitudinal findings on forest policy changes in Bangladesh over three decades. We contrast this data with data on forest Development Project Aid from 1980 to 2014. First, we identify multiple links between the two parallel data sets. We subsequently corroborate selected links through qualitative in-depth analyses. The results indicate a link between donor funding and domestic policy changes towards community-based forest policy. This link is further specified by different temporal relations, as policy changes are being observed prior to, in response to, or simultaneously with donor funding. We conclude that donor funding for forestry projects has a strong influence on the recipient country's forest policy.     

Can farmer-to-farmer communication boost the dissemination of agroforestry innovations? A case study from Sulawesi,Indonesia

Research agencies generate a vast number of agroforestry innovations, many of which have significant potential to increase productivity and to improve livelihoods. However, the dissemination of information related to these innovations and their adoption rate remains low throughout Indonesia, particularly in areas with a low level of infrastructure development, such as in Sulawesi, Indonesia. In areas such as these, interpersonal communication between farmers (farmer-to-farmer interpersonal communication) is a significant means by which farmers obtain information related to agroforestry innovations that they may utilize to improve the productivity of their plots. Given the significance of this channel of communication, further investigation is merited to assess how it might be leveraged to improve the dissemination of information related to agroforestry innovations and how it can complement the use of other communication channels. Thus, this study was conducted to identify how farmer-to-farmer interpersonal communication is used and the extent to which it is a preferred means by which information related to agroforestry innovations is disseminated in Sulawesi, Indonesia. Data was collected through semi-structured interviews involving 144 farmers (40 % female) from 12 villages in the provinces of South Sulawesi and Southeast Sulawesi, Indonesia. Results show distinct differences in terms of farmers’ preferences for the various types of disseminators of information related to agroforestry innovations between provinces and genders. It was found that farmers play a significant role as reliable disseminators of information related to agroforestry innovations to a greater extent in areas where farmer’s access to government extension agents is limited and where language barriers act as a constraint to the dissemination of information by these agents. Farmer-to-farmer communication is not the only communication channel for the dissemination of the information, but it is preferred by farmers who only speak local languages. Thus, to enhance the dissemination rate of agroforestry innovations, farmer-to-farmer communication channels should be utilized to complement the use of other channels. In areas where farmer-to-farmer communication channels are preferred, deliberate measures to improve expert farmers’ and opinion leaders’ access to information related to agricultural and agroforestry innovations will facilitate the effective dissemination of this information amongst a greater number of farmers.     

The need to build upon farmer practice and knowledge: reminders from selected upland conservation projects and policies

On-farm research and development projects in SE Asia's uplands have addressed problems of ecosystems degradation. Farmer adoption, however, of land conservation technologies has generally not resulted or has not been sustainable. This paper examines four agroforestry projects and two policy approaches meant to protect upland resources. Promoted innovations and farmer adoption are described. Six lessons are reemphasized: problem identification and prioritization require great care; farmer technical approaches to problems and their underlying technical knowledge should be carefully considered; appropriateness of technical innovations to target populations and environments should be continually evaluated; farmer participation in the adaptation of a 'menu of technical offerings efficiently combines researcher-farmer inputs; research or implementation policies should be reevaluated as adoption gets underway; and incentives need careful thought. Overall, variable scale diagnosis and design that is unbiased towards pre-selected technologies is needed. Lessons learned contributed to farmer-participatory agroforestry research being conducted in an upland rice-based system in the Philippines.