林业补助与林木补偿制度研究--兼评森林生态效益研究的误区

证伪了森林生态效益补偿研究的2个理论假设:具有正外部性的经济活动需获得补偿,森林生态效益(使用价值)即森林生态价值。说明森林生态效益补偿研究尚缺乏必要的理论支撑。林业补助是政府为鼓励营林生产而对营林活动进行补助的制度设计,其理论基础是利益导向学,即生产要素向投资回报率高的行业流动。林木补偿是政府为了生态安全限制林木所有权行使对林木所有者造成经济损失的一种弥补措施,其理论依据是法理上的既得权说、特别牺牲说及公平负担说。构建林业补助与林木补偿制度替代现行的森林生态效益补偿制度是适应林业生产发展的制度改革。     

Optimizing the joint production of timber and bilberries

Berries and mushrooms are increasingly appreciated products of Finnish forests. Therefore, there is a need to integrate them in silvicultural planning. Bilberry (Vaccinium myrtillus L.) is an economically important wild berry that is widely collected for household consumption and sale in North Karelia, Finland. In this study, bilberry yield models developed recently were included in a stand growth simulator and the joint production of timber and bilberry was optimized by maximizing soil expectation value (SEV) with 3% discounting rate, assuming that 75% of the bilberry yield is harvested. The effect of bilberry production on the optimal stand management increased with increasing bilberry price. With high bilberry prices (4–8 € kg⁻¹) it was optimal to manage the mixed stand of Scots pine, Norway spruce and birch, and the pure stand of Norway spruce so as to promote bilberry production. In the Scots pine stand, where bilberry yields are higher, bilberry production affected optimal stand management already with a price of 2 € kg⁻¹. Compared to timber production, joint production led to longer rotation lengths, higher thinning intensities, more frequent thinnings, and higher share of Scots pine in the mixed stand. The contribution of bilberries to the total SEV increased with increasing bilberry price and discounting rate. In the mixed stand and pine stand the SEV of bilberry production, calculated with 3% discounting rate, exceeded the SEV of timber production when bilberry price was 4 € kg⁻¹.With 4% discounting rate this happened already with bilberry price of 2 € kg⁻¹. It was concluded that forest management which promotes bilberry yields is the most profitable in pine stands where the potential bilberry yields are high.     

Determination of optimal rotation period for management of lumbering forests in Kenya

This study estimates the optimal rotation period of various tree species in Kenya and applies it in the management of lumbering forests through optimal synchronization of forest plantations to achieve a steady supply to lumbering firms. The optimal rotation period of three tree species, pine, cypress, and eucalyptus, was estimated using data from Kenya Forest Service. A combined application of Chang simple production model and ? Faustmann? model? reveals the optimal biological harvest age is 25 years for pine, 25 years for cypress, and 14 years for eucalyptus. However, introducing the prices and using the Faustmann optimal rotation model at the current market interest rate of 10.5%, the Faustmann rotation age for pine stand will be maximized at 12.67 years, cypress at 23.5 years, and eucalyptus at 38.4 years. The research further indicates significant variability in land expectation value and soil rent of various species and proposes an inclusion of “species” as a variable in forest land valuation. In the conclusion, nonmarket factors affecting the optimal yield were further explained and recommendations on sustainable yield production were suggested.     

Applying portfolio optimisation to the harvesting decisions of non-industrial private forest owners

The non-industrial private forest owner's optimal harvesting and investment strategies are studied at forest holding level by including individual forest stands in an asset class portfolio. The forest owner can either clearcut mature stands and invest the capital in financial or real asset classes (bank deposits, government bonds, stocks, apartments) or postpone clearcutting and retain capital in standing trees. Forest inventory data from actual forest holdings in Southwest Finland, the simulation–optimisation software MELA, and statistics on timber prices are utilised to compute the return series for forest stands. The numerical results show that the optimal level of clearcutting decreases markedly with initial non-forest wealth, especially at low risk-free rates of interest. It may therefore be rational for non-industrial private forest owners to consider shorter rotation periods than those of investors with diversified portfolios. The correlations between returns from forest stands are high, implying that increasing the variety of stand structures achieved by planting different species is not likely to bring substantial diversification benefits. The favoured investment outlet for harvesting revenues (apartments, government bonds or stocks) is sensitive to the period of historical data used to compute the return series and risk-free rate of interest. The value growth of forest stand can be used to estimate annual returns only for those stands that are readily mature. An alternative method of computing returns on stands in any development phase is proposed, based on net present value of stand adjusted for fluctuations in forest land prices. This method applies if selling forest land is considered an option. If selling is not an option, the ratio of maximised net present value to value at immediate harvest can be used as a ‘maturity index’ for ranking the stands for portfolio optimisation.     

An integrated assessment approach to optimal forest bioenergy production for young Scots pine stands

Background: Bioenergy is re-shaping opportunities and imperatives of forest management. This study demonstrates,through a case study in Scots pine(Pinus sylvestris L.), how forest bioenergy policies affect stand management strategies.Methods: Optimization studies were examined for 15 Scots pine stands of different initial stand densities, site types, and temperature sum regions in Finland. Stand development was model ed using the Pipe Qual stand simulator coupled with the simulation-optimization tool Opti For Bioenergy to assess three forest bioenergy policies on energy wood harvest from early thinnings.Results: The optimal solutions maximizing bare land value indicate that conventional forest management regimes remain optimal for sparse stands. Energy harvests occurred only when profitable, led to lower financial returns. A forest bioenergy policy which included compulsory energy wood harvesting was optimal for denser stands. At a higher interest rate(4 %), increasing energy wood price postponed energy wood harvesting. In addition, our results show that early thinning somewhat reduced wood quality for stands in fertile sites. For less fertile sites, the changes were insignificant.Conclusions: A constraint of profitable energy wood harvest is not rational. It is optimal to carry out the first thinning with a flexible forest bioenergy policy depending on stand density.     

A case study of forest management planning using a new heuristic algorithm

We present an approach to generate and evaluate different silvicultural development paths and to optimize the development of a Norway spruce stand, using a long-term planning horizon. To generate a silvicultural path, the maximum stand density was applied. At each thinning event, three possible thinning intensities (10, 20, 30% of the stem number per ha) were randomly chosen. A search algorithm known as modified Accelerated Simulated Annealing (mASA) was used to estimate the optimum combination of stand paths for a given forest as a whole. Production and economic management objectives were considered and then compared. The economic criterion was the Expected Stand Value (ESV) with a 4% discount rate. The generated data set of 38 Norway spruce stands (comprising a total of 123.8 ha) was used in the case study. The result with the best combination of paths was presented in a digitized forest map. Forest management simulation was performed using a specially developed computer program, for a planning horizon of 20 years. The mASA proved to be an effective search method for identifying optimum paths.     

Optimizing the Management of a Butt-rotted Picea abies Stand Infected by Heterobasidion annosum from the Previous Rotation

There are no instructions on the management of stands of Norway spruce [ Picea abies (L.) Karst.] in which butt rot caused by Heterobasidion annosum coll. (Fr.) Bref. was not discovered until the time of first thinning. A stochastic simulation model describing the spread of butt rot in a stand of Norway spruce was used with a new submodel describing the butt rot of young trees. Non-linear stochastic optimization was used to determine the most profitable management schedule of a young Norway spruce stand with butt rot. If the initial level of butt rot was 5% or 10%, or the stand was thinned in summer with stump treatment, one thinning with a rotation of 55 yrs was optimal. Two winter thinnings with a rotation of 61 yrs was optimal in an initially healthy stand. Optimizations indicated that silvicultural measures that decrease the transfer of H. annosum to next generation at clear-cuttings could be economically fulfilled.     

森林生长经营模拟平台CAPSIS及其应用

林业工作者通过建立生长模型来研究、理解和展示林分的生长过程并制定经营决策,特定的计算机工具经常用来实现这些模型。CAPSIS是一个致力于建立森林生长模型并能充分整合各种模型的通用共享森林建模平台,可提供森林经营管理的工具设计和比较不同的森林经营方案。笔者对CAPSIS森林生长经营模拟平台及其在林业上的应用进行了介绍,并讨论了建模者和林业工作者利用这一共享森林建模平台进行森林生长研究、经营管理决策等的优势。     

Effects of initial stand states on optimal thinning regime and rotation of Picea abies stands

Abstract

This study analysed the effects of young stand characteristics on optimal thinning regime and length of rotation periods for even-aged Norway spruce [Picea abies (L.) Karst.] stands. Stand development was based on a distance-independent, individual-tree growth model. The young stand data were collected from 12 well-stocked Norway spruce stands in southern Finland. Results showed that optimal thinning regimes and rotation period depend on site quality and initial stand characteristics. At the first thinning, optimal thinning type depended on initial density. Thinning from both ends of the diameter distribution turned out to be optimal for initially dense stands. At the second and subsequent thinnings, thinning from above was clearly superior. At a low interest rate, thinning from below was optimal for the first thinning regardless of stocking level. For the study data, optimal rotation periods varied from 61 to 92 years at 3% interest rate. The high variation in length of rotation period was due to the sensitivity of optimal length of rotation period to site qualities, initial stand structure and density.     

Monitoring managed forest structure at the compartment-level under different silvicultural heritages: An exploratory data analysis in Italy

ABSTRACT

The more and more diffused multifunctional role addressed nowadays to public forests, calls for targeted analysis aimed at highlighting the overall outcome of different practices implemented on the same forest compartment, according to the locally prevailing function. This study was carried out in four Italian beech forests across a latitudinal gradient representative of multiple management history, stand structure, and dominant stand age. We analyze forest structure at the compartment scale before and after silvicultural practices. We aim to explore relationships and similarities between 10 stand attributes (mensurational and structural variables) to identify relevant indicators for the monitoring and management of forest ecosystems. Results indicate changing patterns of correlation and similarity among mensurational variables following practice implementation. A sensitivity gradient to silvicultural practice was finally identified within the four sites investigated as a result of the diverging stand structure. Our approach suggests a way and provides an insight for the design of adaptive forestry management practices required to meet environmental targets, in addition to the already acknowledged supply of primary goods and services.     

美国的森林植被模型

从1973年以来, 森林植被模型在美国就被作为森林生长模拟模型来使用, 广泛用于评价林分目前的生长状况和预测不同经营管理措施下林分未来的动态变化。其能够模拟各种不同的森林类型和林分结构, 包括同龄林、异龄林、纯林和混交林, 以及单层混交林和复层混交林等。同时, 森林植被模型能够模拟大多数主要森林树种、森林类型和林分条件在不同森林培育措施(包括疏伐、施肥等)下的变化状况。森林植被模拟体系还能够评价和预测病虫害和火灾等干扰因子对林分状况的影响。目前这个模型已经成为一个高度综合的分析工具体系。     

恒被林及其育林体系

恒被林很早就被提出来了,但其育林体系直到现在才得到推行,这个育林体系不包括皆伐,要求林冠永远地覆盖林地,而不使土壤裸露。这个育林体系既能维护森林环境,不影响森林景观和森林结构的变化,又能培育与收获木材,很符合现代的森林经营观念。英国的恒被育林体系包括:群状与单株择伐,渐伐,带状与群状渐伐,有计划的群状采伐,伐块范围不超过0.25hm2,采用人工栽植或天然更新或两者结合以形成复层异龄混交林。对于同龄纯林可采用上述育林体系进行改造。     

Evaluation of forest management systems under risk of wildfire

We evaluate the economic efficiency of even- and uneven-aged management systems under risk of wildfire. The management problems are formulated for a mixed-conifer stand and approximations of the optimal solutions are obtained using simulation optimization. The Northern Idaho variant of the Forest Vegetation Simulator and its Fire and Fuels Extension is used to predict stand growth and fire effects. Interest rate and fire risk are found to be critical determinants of the superior stand management system and timber supply. Uneven-aged management is superior with higher interest rates with or without fire risk. Alterations in the interest rate affect optimal stocking levels of uneven-aged stands, but have only minor effects on the long-run timber supply. Higher interest rates reduce rotation length and regeneration investments of even-aged stands, which lead to markedly reduced timber supply. Increasing fire risk increases the relative efficiency of even-aged management because a single age cohort is less susceptible to fire damage over the course of the rotation than multiple cohorts in uneven-aged stands. Higher fire risk reduces optimal diameter limit under uneven-aged management and decreases optimal rotation length and planting density under even-aged management.     

Canopy fuel characteristics in relation to crown fire potential in pine stands: analysis, modelling and classification

Crown fire occurrence and subsequent crown fire behaviour are strongly dependent on canopy fuel characteristics, especially canopy fuel load (CFL), canopy bulk density (CBD) and canopy base height (CBH). Therefore, quantification of such variables is required for the appropriate selection of silvicultural treatments aimed at reducing susceptibility to crown fire. Data from the IV Spanish National Forest Inventory and individual tree biomass dry weight equations were used to estimate the canopy fuel characteristics of four representative types of pine stands in north-western Spain. Probability of crown fire initiation and crown fire rate of spread were simulated by using the mean surface fuel load observed for each type of pine in this area and assuming different burning conditions. The results indicate that a 22.13 % of the sample plots analysed showed a rather high potential for active crown fire spread under moderate burning conditions, and this value increases to 69.27 % under extreme burning conditions. Equations relating the canopy fuel characteristics to common stand variables (stand density, basal area and dominant height) were fitted simultaneously for each pine, and weighting factors for heteroscedasticity were included. The models explained more than 93.90, 74.70 and 69.42 % of the observed variability in CFL, CBD and CBH, respectively. Basal area was the most important variable for estimating CFL and CBD while dominant height explained most of the observed variability in CBH. The use of the fitted equations together with existing dynamic growth models and fire management decision support systems will enable assessment of the crown fire potential associated with different silvicultural alternatives used in these types of pine stands.     

Forest carbon storage in the northeastern United States: Net effects of harvesting frequency,post-harvest retention,and wood products

Temperate forests are an important carbon sink, yet there is debate regarding the net effect of forest management practices on carbon storage. Few studies have investigated the effects of different silvicultural systems on forest carbon stocks, and the relative strength of in situ forest carbon versus wood products pools remains in question. Our research describes (1) the impact of harvesting frequency and proportion of post-harvest structural retention on carbon storage in northern hardwood-conifer forests, and (2) tests the significance of including harvested wood products in carbon accounting at the stand scale. We stratified Forest Inventory and Analysis (FIA) plots to control for environmental, forest structural and compositional variables, resulting in 32 FIA plots distributed throughout the northeastern U.S. We used the USDA Forest Service's Forest Vegetation Simulator to project stand development over a 160 year period under nine different forest management scenarios. Simulated treatments represented a gradient of increasing structural retention and decreasing harvesting frequencies, including a “no harvest” scenario. The simulations incorporated carbon flux between aboveground forest biomass (dead and live pools) and harvested wood products. Mean carbon storage over the simulation period was calculated for each silvicultural scenario. We investigated tradeoffs among scenarios using a factorial treatment design and two-way ANOVA. Mean carbon sequestration was significantly (α = 0.05) greater for “no management” compared to any of the active management scenarios. Of the harvest treatments, those favoring high levels of structural retention and decreased harvesting frequency stored the greatest amounts of carbon. Classification and regression tree analysis showed that management scenario was the strongest predictor of total carbon storage, though site-specific variables were important secondary predictors. In order to isolate the effect of in situ forest carbon storage and harvested wood products, we did not include the emissions benefits associated with substituting wood fiber for other construction materials or energy sources. Modeling results from this study show that harvesting frequency and structural retention significantly affect mean carbon storage. Our results illustrate the importance of both post-harvest forest structure and harvesting frequency in carbon storage, and are valuable to land owners interested in managing forests for carbon sequestration.     

Optimising the management of even-aged Pinus sylvestris L. stands in Galicia, north-western Spain

The study developed management instructions for even-aged Pinus sylvestris stands in Galicia (north-western Spain). Although these stands are highly productive, no silvicultural management schedules have been proposed so far for them on the basis of systematic analyses. This study used data from 2160 optimisation runs to develop the management instructions. Land expectation value was used as the objective function. Different prices of timber assortments were considered and the discounting rate was varied from 0.5 to 5%. The method employed to find the optimal management schedules of stands was the combination of a stand simulator and an optimisation algorithm. The simulator uses an earlier growth and yield model for Pinus sylvestris in Galicia to predict the future development of the stand with a given management schedule while the optimisation algorithm seeks the best management schedule among all the possible alternatives. The results show that optimal rotation lengths vary widely between 42 and 170 years, high discounting rates and good site quality resulting in the shortest rotations. Four thinnings were found to be suitable for all sites and discounting rates. With discounting rates higher than 1% the commercial thinnings should gradually decrease the stand basal area towards the end of the rotation.     

Assemblages of wood-inhabiting fungi related to silvicultural management intensity in beech forests in southern Germany

Current silvicultural treatments in beech forests are aimed at achieving thick logs without discoloured hardwood. Therefore intensive thinning is applied already in younger stands with the objective of large-sized trunks at an age of 100 years. However, this approach bears the risk that dead wood structures and broken trees are completely removed from the forest. The impact of three different silvicultural management intensity levels on wood-inhabiting fungi over decades was investigated in a large beech forest (>10,000 ha) in southern Germany in 69 sampling plots: A Intensive Thinning and Logging with high-value trees, B Conservation-Oriented Logging with integration of special structures such as dead wood and broken trees and C Strict Forest Reserves with no logging for 30 years. The analysis of community showed marked differences in the fungus species composition of the three treatments, independent of stand age. The relative frequencies of species between treatments were statistically different. Indicator species for naturalness were more abundant at sites with low silvicultural management intensity. Fomes fomentarius, the most common fungus in virgin forests and strict forest reserves, is almost missing in forests with high-management intensity. The species richness seemed to be lower where intensive thinning was applied (P = 0.051). Species characteristic for coarse woody debris were associated to low management intensity, whereas species with a significant preference for stumps became more frequent with increasing management intensity. A total amount of dead wood higher than 60 m³/ha was found to enable significantly higher numbers of species indicators of naturalness (P = 0.013). In conclusion, when applying intensive silvicultural treatment, the role of dead wood needs to be actively considered in order to maintain the natural biocoenosis of beech forests.     

A silvicultural management tool for the Oriental beech (Fagus orientalis Lipsky) forests

Stand density management tools help forest managers and landowners to more effectively allocate growing space so that specific silvicultural objectives can be met. Due to the economic importance of Oriental beech (Fagus orientalis Lipsky) forests in Turkey, a stand density management tool was developed for this species to optimize regeneration success rate and tree growth. For the development of this tool, named stand density management diagram (SDMD), we utilized forest inventory data from the Kastamonu Regional Forest Directorate in Turkey. Previously published forest management approaches and models were employed during the development of the tool. The SDMD illustrates the relation among four forest indexes: the basal area per hectare, number of trees per hectare, forest stand volume per hectare, and quadratic mean diameter of the beech stands. The stand stocking percent (SSP) can be determined based upon any two of these four measurements. The results suggest that SSP is a better predictor of tree growth than BA in Oriental beech forests. The newly developed SDMD allows for a more effective use of the growing space to achieve specific silvicultural objectives including tree regeneration, timber production, thinning planning, and wildlife protection in Oriental beech forests.     

Combining ALS and NFI training data for forest management planning: a case study in Kuortane,Western Finland

Forest inventories based on airborne laser scanning (ALS) have already become common practice in the Nordic countries. One possibility for improving their cost effectiveness is to use existing field data sets as training data. One alternative in Finland would be the use of National Forest Inventory (NFI) sample plots, which are truncated angle count (relascope) plots. This possibility is tested here by using a training data set based on measurements similar to the Finnish NFI. Tree species-specific stand attributes were predicted by the non-parametric k most similar neighbour (k-MSN) approach, utilising both ALS and aerial photograph data. The stand attributes considered were volume, basal area, stem number, mean age of the tree stock, diameter and height of the basal area median tree, determined separately for Scots pine, Norway spruce and deciduous trees. The results obtained were compared with those obtained when using training data based on observations from fixed area plots with the same centre point location as the NFI plots. The results indicated that the accuracy of the estimates of stand attributes derived by using NFI training data was close to that of the fixed area plot training data but that the NFI sampling scheme and the georeferencing of the plots can cause problems in practical applications.