Compiling Market and Other Financial Data on Smallholder Forestry in Leyte, the Philippines

Data collection and maintenance of databases concerning smallholder forestry presents special problems in developing countries. This paper examines forestry data collection experiences in a series of research projects in Leyte, Philippines, supported by the Australian Centre for International Agricultural Research, and the prospects for developing forestry accounting networks. A variety of financial data have been collected in relation to seedling production, plantation performance and timber marketing. Seedling production cost and revenue data have been obtained through snapshot surveys conducted in 2002 and 2008, and repeated attempts have been made to estimate financial returns from growing the most popular tree species. Diverse sources have been identified for timber market information. On the supply side, these include government records of registered plantations, obtaining inventory data from barangay (community) leaders, and reporting information about timber available for harvest on community notice boards. On the demand side, official records of registered timber merchants have been accessed, a detailed survey of timber processors has been conducted, and estimates are being made of apparent per capita timber consumption by district. Experiences in the Philippines reinforce that the potential for forestry accounting networks is limited by the resource-constrained situations of developing countries, placing greater reliance on one-off surveys. Use of pre-existing local networks and institutional structures offers potential for routine collection of forestry data, such as through barangay (village) leaders in the Philippines.     

Socio-economic factors affecting smallholder tree planting and management intentions in Leyte Province,Philippines

Survey data have been collected from four rural communities in Leyte Province, the Philippines, on household tree planting and management intentions, as well as the socio-economic characteristics, attitudes to tree planting and management, farming practices and the number of trees planted. In relation to intended tree planting and management activities, respondents were asked a series of structured questions as to what tree species they intend to plant, how many individual trees of each of those species they plan to plant, and for what purpose they propose to plant each of the tree species. This paper reports the results of analyses of the stated tree management intentions of households in the four communities and identifies the socioeconomic factors that influence householders’ tree management intentions. Respondents were generally enthusiastic about the possibility for further tree planting on their land, 75% indicating they would undertake planting. About 60% indicated an interest in commercial tree farming, with no significant differences in this level of interest between communities. It was found that a number of socio-economic variables indicating higher levels of land ownership and previous experience in the forestry industry are related to the intention to plant trees to produce timber for sale. These include the use of materials from public lands, participation in community organisations and community forestry programs, and the present management of trees to produce timber for sale.     

Understanding forest transition in the Philippines: main farm-level factors influencing smallholder’s capacity and intention to plant native timber trees

The ‘when, where and how’ of decisions by smallholder upland farmers to plant trees as part of their use of natural, human and capital resources needs to be understood if policy support is to result in actual recovery of tree cover as part of a ‘forest transition’ trajectory. In large parts of the Philippines the turning point may be close. Data on resource access and tree planting decisions were gathered from a household survey, with a total of 148 respondents in four rural communities in Leyte Province in Central Philippines. Data were analysed using logistic regression analysis. Household-level results reveal that the outcomes of the decision-making processes primarily depend on the availability of land and access to remaining forest resources rather than socio-cultural or economic factors. The total area of land and number of parcels managed by the household plus security of land tenure through ownership was found to have a statistically significant effect on farmers’ decision to plant native timber trees. Access to surrounding natural forest is negatively associated with farmer tree planting.     

Tree Adoption and Nursery and Propagation Practices in Smallholder Upland Farms in Inopacan and Isabel, Leyte, the Philippines

This paper examines seedling nursery and propagation practices in smallholder farms in two upland areas in Leyte in the Philippines. The case study areas are relatively remote, little forestry extension has been carried out, and traditional practices can be observed. These practices were examined through a survey of smallholders and observation of forestry activities. It was found that in spite of various constraints and notably the lack of planting materials, farmers are interested in forestry and are adopting some naturally growing trees and producing their own seedlings. To make way to their crops, farmers have removed some naturally growing trees of some particular species on their farms. For the purpose of introducing trees to farms, wildlings are widely used as planting material. Some farmers also collect seeds and treat them in preparation for planting, using methods which differ from those recommended elsewhere by extension agencies, but which are nevertheless highly effective.     

Inventory Procedures for Smallholder and Community Woodlots in the Philippines: Methods,Initial Findings and Insights

This paper details the processes and challenges involved in collecting inventory data from smallholder and community woodlots on Leyte Island, Philippines. Over the period from 2005 through to 2012, 253 woodlots at 170 sites were sampled as part of a large multidisciplinary project, resulting in a substantial timber inventory database. The inventory was undertaken to provide information for three separate but interrelated studies, namely (1) tree growth, performance and timber availability from private smallholder woodlots on Leyte Island; (2) tree growth and performance of mixed-species plantings of native species; and (3) the assessment of reforestation outcomes from various forms of reforestation. A common procedure for establishing plots within each site was developed and applied in each study, although the basis of site selection varied. A two-stage probability proportion to size sampling framework was developed to select smallholder woodlots for inclusion in the inventory. In contrast, community-based forestry woodlots were selected using stratified random sampling. Challenges encountered in undertaking the inventory were mostly associated with the need to consult widely before the commencement of the inventory and problems in identifying woodlots for inclusion. Most smallholder woodlots were only capable of producing merchantable volumes of less than 44 % of the site potential due to a lack of appropriate silviculture. There was a clear bimodal distribution of proportion that the woodlots comprised of the total smallholding area. This bimodality reflects two major motivations for smallholders to establish woodlots, namely timber production and to secure land tenure.     

Does communal forest intervention management enhance forest benefits of smallholder farmers? Evidence from Hugumbirda forest,Tigray, Ethiopia

Forest rehabilitation activities within centrally controlled state-owned forests in Ethiopia could not deliver communities with increased income. A study aiming to assess the benefits of forests for smallholder farmers whose land falls close to the state forest was conducted in Hugumbirda and Endedo kebele, two villages located adjacent to the Hugumbirda forest. Semi-structured questionnaires were used to collect data from 251 randomly selected households living near or adjacent to the state forest. A logit model was used to analyze factors affecting household’s willingness to scale up forests at the communal level. Most of the respondents living near or adjacent to the national forest were found to be dependent on the forest for fuelwood and therefore energy, timber products, and farming equipment. Furthermore, households were found to perceive that communal intervention management is a significant factor in attempts to further scale up forests. Scale-up of forests at the community was one option to enhance the vegetation cover and therefore increase primary production by promoting infiltration and decrease evaporation and runoff water. Finally farmers have suggested the state forest should be devolved to the community to improve the current level of forest contributions to the livelihood of smallholder farmers.     

Small-scale forestry development in Leyte,Philippines: The central role of nurseries

This paper presents results of survey research into the role of the forestry nursery sector in the development of smallholder forestry in Leyte, Philippines. Seedling production in the province is basically carried out by three categories of nurseries: individual, communal and the government. Seedlings in the government nurseries are primarily raised for free distribution to landholders but the extension scheme fails to reach the majority of the smallholder farmers. Seedling demand of landholders is mostly catered for by the more numerous and accessible individual and communal nurseries. However, problems of capital outlay, sources and supply of germplasm, technical knowledge in nursery management for both timber and fruit trees and low sales are among the major impediments in the sustainability of small-scale nurseries. Most of the communal nurseries fail to sustain the operation after the withdrawal of supporting agencies. Knowledge on site-species matching is needed not only by small-scale nursery operators but also by the managers of government nurseries. It is concluded that the seedling industry in the province is not well established and there is a need to organise better the overall nursery system so as to improve the availability of seedlings and promote appropriate site and species combinations.     

Building-up partnerships for community forestry: The ACIAR Smallholder Forestry Project experience

This paper reports experiences of the Australian Centre for International Agricultural Research (ACIAR) Smallholder Forestry Project in the establishment of working relationships with a people’s organisation in Leyte Province, Philippines. Strategies adopted in building a partnership with the organisation through the establishment of a community nursery, conduct of field trial research and the emerging practical impacts on smallholders are specifically discussed. Information presented in this paper is the outcome of documented field experiences during the research as well as informal discussions with members of the people’s organisation. This project illustrates that within-community research can be an effective extension tool if local people are given the chance to participate in all stages of planning and implementation. Mere participation in research activities, however, is not enough. Continuing interaction between the researchers and the local people is crucial in paving the way to partnership building. The developmental partnership that was established has created practical impacts which may lead to more widespread adoption and promotion of farm and community forestry in Leyte Province.     

Community-based forest management and its role in improving forest conditions in Nepal

The status of forest conditions before and after intervention of the forestry projects in community forest in three districts of Nepal is examined. Benefits are observed from the adoption of adaptive collaborative management and collective learning and action research in three sampled districts. The adoption of regular silvicultural treatments has increased the availability of forest products to local users. Moreover, improved forest condition and smallholder livelihoods have improved, as has environmental sustainability. However, the community forestry program has several limitations and shortcomings. Elite capture, social disparity, inequitable benefit-sharing and exclusion of poor and marginalized groups from the community forestry program are notable challenges to be solved in coming years. Special attention is needed to make community forestry inclusive with equitable benefit-sharing and a pro-poor focus.     

The Management of Small Diameter,Lesser-Known Hardwood Species as Polewood in Forest Communities of Central Quintana Roo,Mexico

ABSTRACT

Diversification in resource management can serve as a strategy to increase both economic well-being and environmental sustainability in rural communities, especially in tropical forested regions. This paper documents and analyzes the recent and rapid regional commercialization of small diameter, lesser-known tropical hardwood species as polewood in Quintana Roo, Mexico, presenting the promises and perils for sustainable management and resource diversification in the context of Mexican economic development and community forestry. We present data from interviews with local farmers and forestry officials involved in community management of timber resources to reveal baseline information regarding the use and management of polewood, locally called palizada. We found the same permitting system used for high-value timber was implemented for polewood without recognizing the complex ecological characteristics of polewood and the different metrics by which polewood and high-value timber are bought and sold. These factors, coupled with an unstable market for this new forest product and potential for overexploitation, present a difficult situation for the sustainable management of polewood. We conclude that incorporating local ecological knowledge in devising polewood management strategies can strengthen local governance and is an essential aspect of managing this emerging market of forest products.     

Users’ Reactions to the Primer on Tree Registration Policies: Lessons for Designing Extension Materials and Improving Information Flow

In the Philippines, only a few farmers and plantation owners register their tree farms with the Department of Environment and Natural Resources (DENR), the office in charge of tree registration. One of the major reasons is their lack of knowledge of government policy on tree registration. To help improve the flow of information and understanding of tree registration policies among smallholder tree farmers and other stakeholders, a Primer on Tree Registration, Harvesting, Transport and Marketing Policies on Private Land was developed. Produced through the participation of stakeholders, including tree farmers, the DENR, and local government officers, police, and timber dealers, the Primer is highly visual and has been released in English as well as Waray–Waray and Cebuano dialects. This paper reports findings of focus group discussions conducted to gauge user reactions to the Primer. The Primer was considered as a valuable source of information about tree registration policies. Aside from being comprehensible, FGD participants found it attractive, perceived it to be intended for them and free from content that confused them. However, farmers suggested that illustrations need to be improved by making the persons portrayed more presentable and reflective of their actual tree farm operations. Participants said that aside from the Primer, the flow of information on tree registration policies could be improved through the use of multi-media including posters, radio broadcasts, and presentation in seminars for farmers.     

Assessing the sustainability in community based forestry: A case from Nepal

Community based forestry is seen as a promising instrument for sustainable forest management (SFM) through the purposeful involvement of local communities. Globally, forest area managed by local communities is on the rise. However, transferring management responsibilities to forest users alone cannot guarantee the sustainability of forest management. A monitoring tool, that allows the local communities to track the progress of forest management towards the goal of sustainability, is essential. A case study, including six forest user groups (FUGs), two from each three community based forestry models—community forestry (CF), buffer zone community forestry (BZCF), and collaborative forest management (CFM) representing three different physiographic regions, was conducted in Nepal. The study explores which community based forest management model (CF, BZCF or CFM) is doing well in terms of sustainable forest management. The study assesses the overall performance of the three models towards SFM using locally developed criteria (four), indicators (26) and verifiers (60). This paper attempts to quantify the sustainability of the models using sustainability index for individual criteria (SIIC), and overall sustainability index (OSI). In addition, rating to the criteria and scoring of the verifiers by the FUGs were done. Among the four criteria, the FUGs ascribed the highest weightage to institutional framework and governance criterion; followed by economic and social benefits, forest management practices, and extent of forest resources. Similarly, the SIIC was found to be the highest for the institutional framework and governance criterion. The average values of OSI for CFM, CF, and BZCF were 0.48, 0.51 and 0.60 respectively; suggesting that buffer zone community forestry is the more sustainable model among the three. The study also suggested that the SIIC and OSI help local communities to quantify the overall progress of their forestry practices towards sustainability. The indices provided a clear picture of forest management practices to indicate the direction where they are heading in terms of sustainability; and informed the users on issues to pay attention to enhance sustainability of their forests.     

Facing the Challenge of Social Forestry in Japan: The Case of Reviving Harmonious Coexistence Between Forest and People in Okayama Prefecture

Social forestry as a development strategy has evolved since the 1970s, especially in the tropics, to address forest degradation and promote local community development amidst the burgeoning population in these areas. As a practice, however, social forestry has been in place since ancient times in many parts of the world, including Japanese forest communities. Forest-people relationships in Japan drastically changed through massive afforestation programs after the energy source change and with the industrialization of the forest sector in 1950s. The majority of the planted forests are underutilized today and forest communities are marginalized due to the decline of forestry operations, depopulation, and changes in people’s values. Some communities address this concern by inviting potential urban migrants who may be interested in settling in rural areas. Using the case of the Nishiawakura Village in Okayama Prefecture, this paper explores the recent challenges confronting social forestry in Japan. It is found that underutilization of forest resources can be a cause of serious environmental degradation and marginalization of forest communities, and that Nishiawakura’s journey to renew forest management in partnership with migrants is a process of revisiting and creating the forest-people relationship. This study advances two related arguments, namely (1) the interaction of the local people and the migrants brings new perspectives to forest management, and (2) in a community facing depopulation and underutilization of forest resources, social forestry can be an effective approach to rediscover traditional forest management in a new form and revitalize forests and local communities.     

Farm Forestry Prospects Among Some Local Communities in Rachuonyo District,Kenya

Deforestation and degradation of productive lands are serious threats to the sustainability of forestry/agricultural practices in Kenya. In the last two decades farm forestry (FF) has been promoted through pilot projects among local communities as an example of sustainable land use. However adoption of FF is limited outside the project locations because FF improvement measures focused mainly on biological (e.g. succession, biodiversity and traditional industrial timber production) and technical concerns (e.g. material input delivery such as providing free tree seedlings for field planting) rather than local values, and interests and the constraints facing farmers. This study examined the local farm priorities and constraints and the prospects for the wider implementation of farm-level tree planting in four communities in Rachuonyo District. Using interviews with 597 randomly selected household heads, the study assessed farmer’s production assets and activities, land tenure, priority tree species and the constraints to growing trees on farms. Results show that farm labour is represented by a young population, 56.3% under the age of forty. They are mainly engaged in small-scale mixed cropping integrated with multipurpose trees and some livestock. Tree products contribute about 32% to household cash income, more than any other source (agricultural products, labour sales, etc). Females were more often household heads and had considerable influence over productive activities, making them an important target group in FF development. Farmers preferred exotic tree species due to their ability to provide short-term cash income, fuel and shade. Farmers’ concerns included population pressure on limited farmlands and the problem of credit for agricultural inputs. Given the feeling of secured tenure arrangement and influence of tree products on the household economy, farmers are likely to invest more in efficient land uses such as FF if consideration is given to local priorities.     

Complex regulatory frameworks governing private smallholder tree plantations in Gunungkidul District,Indonesia

Smallholder tree plantation, now on the increase in Indonesia, has long been practiced by rural farmers as a strategy to optimize the expected utility of land, labor and other constraints. Increasing demand for timber has driven a shift toward commercialization of smallholder forestry. However, smallholders face huge challenges when they seek for commercial markets in the form of complex regulatory frameworks applied to smallholder plantations. This paper discusses the case of smallholder plantations in Gunungkidul District (Indonesia), considered one of the most commercialized timber marketing hubs for local, national and international markets. It analyzes how opportunities and challenges, resulted from different regulatory frameworks, affect the competitiveness of smallholder forestry practices. In this paper, regulatory frameworks are defined as not only regulations issued by public administrators at the domestic (local and national) level, but also cover the emerging market-based regulatory frameworks, i.e. voluntary certification of sustainable forestry and mandatory timber legality verification.     

Comparative Analysis of On-Site Free-Hand Chainsaw Milling and Fixed Site Mini-Bandsaw Milling of Smallholder Timber

Sawing trials were conducted to determine the green-off sawn (GOS) timber recovery rates of chainsaw milling and mini-bandsaw milling and determine the potential returns from timber sales (stumpage value) of smallholder tree farmers in the Philippines. The GOS recovery rate of 52 % for fixed site mini-bandsaw mills was found to be significantly higher than that of on-site chainsaw milling (39 %). It was further found that when hauling distance from barangay to customers exceeds 13 km, chainsaw milling generates higher revenue due to the lower transport cost of sawn timber.     

Socio-economic and ecological outcomes of community based forest management: A case study from Tobé-Kpobidon forest in Benin,Western Africa

Community forestry, promoted as a “win–win” forest management strategy yielded a variety of results that includes both failure and relative success. The willingness of government to hold control over forest resources while transferring only part of property rights to local communities is one of the major constraints. Therefore, there is a need to explore alternative approaches, which enhance the position and accountability of local communities in community forest management. This study evaluated socio-economic and ecological outcomes of community forestry in a context of important property rights conceded to local communities. The study was conducted using focus groups discussions, forest income evaluation and assessment of forest resources and their dynamics. Findings showed that institutional design with important property rights conceded to local communities partially empowered local communities and reduced threats while improving the condition of forest resources. The approach also yielded positive economic outcomes that enabled bordering populations to make up to 25% of their global annual income from the forest. However, the sustainability of this scheme of forest management was mostly limited by the financial dependency on local non-governmental organization, by local institutions and discrepancy in forest benefits sharing among local forest users.