Do socio-psychological factors matter in agroforestry planning? Lessons from smallholder traditional agroforestry systems

Most of the well planned rural development forestry programs of the 1970s, and agroforestry in particular, were either not adopted by the intended beneficiaries or failed to meet the needs and aspirations of the rural people, particularly in the developing countries. The reasons for non-adoption in some cases appear to be technical, bio-physical, social and economic (termed as rational reasons by the planners), but in other situations the reasons are not so easily recognisable and comprehended (termed irrational reasons). These irrational reasons are the perceptions and attitude of the farmer towards farm practices, and their role in agroforestry planning has remained almost completely neglected. The present study is based on a household survey of the farmers in traditional agroforestry systems of Western Himalaya and investigates the importance of perceptional and attitudinal aspects of the farmers with regard to agroforestry adoption and extension. In the present study, farmers’ perceptions of restrictions on felling of trees from their own land and attitudes towards agroforestry were the most important sociopsychological factors which influenced tree growing. This study implies a need to take into account the socio-psychological factors of the farmers for planning socially acceptable agroforestry programs. The importance of study of various de jure rules and regulations controlling the use of on-farm tree resources and related exemptions and their association with farmers’ perceptions and tree growing is highlighted to develop policies to encourage tree growing in agroforestry.     

Cacao,copoazu and macambo: Exploring Theobroma diversity in smallholder agroforestry systems of the Peruvian Amazon

Over the past decades, the general trend towards shade reduction and intensification of cacao management has led to biodiversity losses. In the Peruvian Amazon, the regional government is heavily promoting crop conversion to shift from regionally marketed foods towards cacao (Theobroma cacao) and copoazu (Theobroma grandiflorum). While this shift is already visibly impacting the farming landscape and the lives of many smallholder farmers, little is known about the reasons that drive farmers to choose certain types of Theobroma species or cacao varieties over others. In this paper, we addressed how cacao farmers perceive and manage specific and varietal Theobroma diversity. We interviewed cacao farmers (n?=?20) during a seed-exchange fair and adapted a version of the four-square analysis to explore which Theobromas are currently adopted by farmers and why. The native cacao variety (cacao chuncho) was the one cultivated by most farmers, followed by the more industrial clonal varieties. The source of seeds and seedlings for the most cultivated varieties was a mix of donations by public institutions (for clonal varieties) and informal exchange among farmers (mainly for native and criollo varieties, and species i.e. macambo (Theobroma bicolor) and cacauillo (Theobroma speciosum)). The cacao varieties incentivized by public institutions were the least desired for future investment. The motivations for farmers to plant Theobromas was mainly based on the perceived current and potential market, but their desire to invest in a given species or variety was also based on pest resistance, traditional use, farm diversification and taste. Copoazu and CCN cacao varieties are produced by many households in large areas, while macambo, cacauillo and the cacao varieties TSH and porcelana are produced by few households in small areas. Our study suggests that agroforestry systems that include alternative Theobroma species are multi-strata and more diverse than cacao-based systems. It highlights the risks of agrobiodiversity loss associated with the promotion of industrial cacao varieties, and the importance of seed and seedling access for the development of diverse farming systems. We recommend the expansion of local seed-sharing networks and the extension of public cacao-donation campaigns to neglected and underutilized Theobromas with socio-economic and environmental benefits, in order to make the local farming systems more diverse and resilient.

     

Financial evaluation of smallholder timber-based agroforestry systems in Claveria, Northern Mindanao, the Philippines

In the Philippines, timber production on small farms has become profitable as a result of reduced supplies due to extensive deforestation and increasing demand. In the early 1990s, when the price of timber was high, farmers were promised huge returns from tree farming. However, widespread planting of few species has led to oversupply and a sharp decline in the price of farm-grown timber. Moreover, low intercrop yields as a result of competition from fast-growing trees and low timber yields due to poor tree management, further reduce net economic returns. In spite of this, interest in tree farming remains high. This paper examines the private profitability of two tree-maize systems, namely trees in blocks and trees in hedgerows, compared with the alternative of maize monocropping. The analysis reveals that maize monocropping provides higher returns to land at the current timber price, but considerably lower returns to labour, than the maize-tree systems tested. This suggests that tree farming is a more attractive option for labour and capital-constrained households or those with off-farm opportunities that compete for their labour. These farmers may raise productivity and income by planting trees on the excess land that cannot be devoted to annual crops. The analysis also indicates that wide-spaced tree hedgerows are superior to tree blocks, due to lower establishment and management costs, longer periods of viable intercropping and more rapid tree growth.     

A review of tree fodder production and utilization within smallholder agroforestry systems in Kenya

Although the biological advantages in terms of animal production and improved soil fertility of the use of herbaceous legumes have been well demonstrated in Kenya and elsewhere, adoption by small-scale farmers has often been disappointing. This has led to increased research into the use of both indigenous and exotic fodder trees. In common with conventional pasture legumes, tree fodders contain high levels of crude protein and minerals and many show high levels of digestibility. They are readily accepted by livestock and presumably because of their deep-root systems, they continue to produce well into the dry season. Antinutritive factors can be a problem, however, and polyphenolics, toxic amino acids, cyanogenic glycosides and alkaloids are found in many tree species. There are abundant niches on small farms where fodder trees can be grown without affecting crop production. Although detailed management recommendations are lacking, guidelines exist with regard to appropriate cutting heights and harvesting frequencies. In the Embu region, it has been estimated that three kg of fresh fodder of Calliandra calothyrsus has the same effect on milk production as one kg of commercial dairy meal. Up to about 500 trees (250 m of hedgerow) will produce enough fodder to supplement one dairy cow for a complete lactation. The tree fodder can either replace the concentrate without loss of yield, or it can complement it to produce more milk. It is being enthusiastically adopted by small-scale farmers, many of whom are starting to produce their own seed. Other tree species are now being studied in order to avoid over-reliance on a single fodder species. This revised version was published online in August 2006 with corrections to the Cover Date.     

Livestock activities in agroforestry systems in Guadeloupe: systems of production and functions

The value enhancement of Guadeloupe's private forests (48% of the total) is a major challenge for the territory in terms of agroecological transition combined with diverse ecosystem services (ES). In many Latin American regions, agroforestry systems (AFS) include a significant proportion of livestock, but very few are described in Guadeloupe. In this study, AFS including livestock activities were classified through semi-open interviews (n?=?50) based on two dimensions: the agricultural region and the farmer’s main production strategy. Results showed that, on average, AFS are family farming systems (more than 30%) and the percentage of farmers with multiple activities is high (77%). Mixed tree-crop-livestock systems are very frequent, with 1/3rd of the sub-units devoted to animal husbandry. Farmers preferably raise small ruminants, backyard animals, and large herbivores (20 to 25% of answers each), and to a lesser extent raise pigs and keep bees (12% each). Mixed animal units exist (50%) with between two and six species. More than 80% of farmers use their farm resources (pastures, natural fodder trees or crop by-products) to feed their animals. Even though self-consumption remains widespread (50% of responses), 80% of the farmers want to give a more economic orientation to their activities. The other responses (16%) concerned socio-cultural functions. Several ES are described and are discussed here at different levels (farm, territory, society). In conclusion, in the forested area of Guadeloupe, there is a potential for the development of efficient livestock farming using an agroecological approach. Complete mixed systems (tree-crop-livestock) should be promoted for the provision of multiple ES.

     

Medicinal and aromatic plants in agroforestry systems

Agroforestry Systems - A large number of people in developing countries have traditionally depended on products derived from plants, especially from forests, for curing human and livestock...     

Soil carbon sequestration in agroforestry systems: a meta-analysis

Agroforestry systems may play an important role in mitigating climate change, having the ability to sequester atmospheric carbon dioxide (CO₂) in plant parts and soil. A meta-analysis was carried out to investigate changes in soil organic carbon (SOC) stocks at 0–15, 0–30, 0–60, 0–100, and 0 ≥ 100 cm, after land conversion to agroforestry. Data was collected from 53 published studies. Results revealed a significant decrease in SOC stocks of 26 and 24% in the land-use change from forest to agroforestry at 0–15 and 0–30 cm respectively. The transition from agriculture to agroforestry significantly increased SOC stock of 26, 40, and 34% at 0–15, 0–30, and 0–100 cm respectively. The conversion from pasture/grassland to agroforestry produced significant SOC stock increases at 0–30 cm (9%) and 0–30 cm (10%). Switching from uncultivated/other land-uses to agroforestry increased SOC by 25% at 0–30 cm, while a decrease was observed at 0–60 cm (23%). Among agroforestry systems, significant SOC stocks increases were reported at various soil horizons and depths in the land-use change from agriculture to agrisilviculture and to silvopasture, pasture/grassland to agrosilvopastoral systems, forest to silvopasture, forest plantation to silvopasture, and uncultivated/other to agrisilviculture. On the other hand, significant decreases were observed in the transition from forest to agrisilviculture, agrosilvopastoral and silvopasture systems, and uncultivated/other to silvopasture. Overall, SOC stocks increased when land-use changed from less complex systems, such as agricultural systems. However, heterogeneity, inconsistencies in study design, lack of standardized sampling procedures, failure to report variance estimators, and lack of important explanatory variables, may have influenced the outcomes.     

Financial analysis of agroforestry land uses and its implications for smallholder farmers livelihood improvement in Ethiopia

A study was conducted in central highland Ethiopia to: (1) assess the financial feasibility and relative financial attractiveness of three agroforestry practices (small-scale woodlot, homestead tree and shrub growing and boundary tree and shrub growing); (2) evaluate the impacts of implementation of these land uses on farm households income and (3) identify the constraints for the implementation and expansion of the agroforestry practices. Then, 82 different land uses (21 small-scale woodlots, 35 homesteads and 26 boundary plantings) which were older than 15 years and established by the current owner were selected for the financial analysis. The input and output data were filled in a data sheet by face-to-face interview with the owners. The results showed that small-scale woodlot is the most profitable agroforestry practice followed by boundary plantings and homesteads. An ex-ante analysis of implementing the agroforestry practices showed that with minimum land area allocated for the practices, a household can generate net discounted revenues ranging from 5,908 to 26,021 Ethiopian Birr (532–2,342 USD) in 15 years at 10 % interest rate. Hence, the expansion of such agroforestry practices has a vital effect on farm household’s income. Lack of proper planning and poor in-depth understanding about roles of trees and shrubs for household’s income, land and seedling shortage, financial constraints and labor scarcity were identified as major problems for the expansion of agroforestry practices in the area. A thorough extension service comprising both efficient land resources utilization and proper planning practices could enhance the expansion of agroforestry practices and thereby positively influence the farmer’s livelihood.     

Fuelwood demand and supply in Rwanda and the role of agroforestry

Fuelwood in Rwanda is assumed to come from forests and woodlands, thus contributing to large-scale deforestation. Available studies on fuelwood demand and supply support this assumption and indicate a continuously rising demand of fuelwood, notably from forest plantations. These assertions are insufficiently substantiated as existing forest stock may not be depleted by rapid increase in demand for food and energy resources resulting from population growth, but rather from the need for agricultural land. Evidence suggests that the demands for fuelwood, in addition to other sources of energy, is supplied from agroforestry systems which has not been quantified so far. This review analyses sources and use of fuelwood in Rwanda, indicating the importance of on-farms trees and woodlots in fuelwood supply. It is concluded that the effect of fuelwood consumption on land use is difficult to disentangle as many other factors including land clearing for agriculture, livestock farming, human settlements, illegal cutting of valuable timber species, the demand for charcoal in towns and past conflicts, contributed significantly to the high rate of deforestation in the country. If fuelwood demand is to be met on a sustainable basis, more fuelwood has to be produced on agricultural lands and in forest plantations through species site matching and proper management.     

Ecosystem services in human-dominated landscapes: insectivory in agroforestry systems

Despite of being structurally simpler and species-impoverished than natural forests, agroforestry plantations can act as a secondary habitat for native species and sustain some biodiversity. In particular, insectivores can provide important ecosystem services such as insectivory, indirectly benefiting plants through the reduction of herbivory and increasing productivity, by diminishing herbivores abundance. The lending of these services could occur in agroforestry systems, and in the same magnitude that in natural environments, however it has not yet been assessed whether the direct effect of insectivores over insects and indirect effect on plants differ between natural and agroforestry environments depending on possible modulating factors such as climatic region, type of insectivore, trophic group of the preyed arthropod and length of insectivores experimental exclusion. In this study, through a meta-analysis, it was assessed the provision of ecosystem services by insectivores in agroforestry systems compared to natural systems, contrasting it with the modulating factors mentioned. In general, insectivorous species reduced arthropod abundance and plant herbivory, and increased plant productivity. The magnitude and direction of these effects did not differ between natural and agroforestry systems, and neither did between different climatic regions, type of insectivore, preyed arthropod trophic groups nor experiment length. The effect of insectivores on productivity can vary based on the variable used to measure productivity. Our results evidence the provision of services by the insectivores present in plantations, independently of factors that could modulate its magnitude and direction. In this way, enhancing the existence of these important interactions within plantations could represent a win–win scenario.     

Soil and litter fauna of cacao agroforestry systems in Bahia,Brazil

Agroforestry systems deposit great amounts of plant residues on soil and this leads to high levels of soil organic matter content and has increased soil biodiversity and improved its conservation. This study compares the distribution of meso and macrofaunal communities in soil and litter under cacao agroforestry systems and in a natural forest in the southern Bahia state of Brazil. Soil and litter samples were obtained in September 2003, February 2004, and August 2004 in five cacao agroforestry systems. The systems evaluated included: cacao renewed under Erythrina sp. (Erythrina poeppigiana) (CRE); cacao renewed under natural forest (Cabruca, CRF); an old cacao system under Erythrina sp. (OCE); an old cacao system under a natural forest system (Cabruca, OCF) and a cacao germplasm collection area (CGC). As a reference soil and litter under a natural forest (NF) was included. Organisms were collected over a 15-day period with a Berlese–Tullgren apparatus. The density and richness of total fauna varied distinctly according to sites, sampling time and material sampled (soil and litter). 16,409 of fauna were recovered from soil and litter samples and the density of total fauna was 2,094 individuals m⁻² in the litter and 641 individuals m⁻² in the soil. The richness was 11.8 in the litter and 7.5 in the soil. The cacao agroforestry systems adopted for growing cacao in the southern Bahia region of Brazil have beneficial effects on the soil and litter faunal communities, and such systems of cacao cultivation could be considered as a conservation system for soil fauna. The development of a litter layer resulted in higher abundance and diversity of soil fauna.     

Ecological interactions,management lessons and design tools in tropical agroforestry systems

During the 1980s, land- and labor-intensive simultaneous agroforestry systems (SAFS) were promoted in the tropics, based on the optimism on tree-crop niche differentiation and its potential for designing tree-crop mixtures using high tree-densities. In the 1990s it became clearer that although trees would yield crucial products and facilitate simultaneous growing of crops, they would also exert strong competitive effects on crops. In the meanwhile, a number of instruments for measuring the use of growth resources, exploratory and predictive models, and production assessment tools were developed to aid in understanding the opportunities and biophysical limits of SAFS. Following a review of the basic concepts of interspecific competition and facilitation between plants in general, this chapter synthesizes positive and negative effects of trees on crops, and discusses how these effects interact under different environmental resource conditions and how this imposes tradeoffs, biophysical limitations and management requirements in SAFS. The scope and limits of some of the research methods and tools, such as analytical and simulation models, that are available for assessing and predicting to a certain extent the productive outcome of SAFS are also discussed. The review brings out clearly the need for looking beyond yield performance in order to secure long-term management of farms and landscapes, by considering the environmental impacts and functions of SAFS.

     

Excess demand,monopsonistic price setting and stochastic input supply

This paper tries to reconcile casual empiricism of what has been happening in the pulpwood market in Sweden with a stochastic version of the theory of monopsony. This means that the firm, which is using wood as an input in production, has to make a price and/or quantity decision before the actual supply curve of pulpwood is revealed. We show that excess demand tendencies are to be expected, if the production function is close to linear in the wood input. We also show that pricing behavior and stochastic supply can explain why the paper and pulp industry often produces at a lower level than full capacity utilization.     

Spice crops agroforestry systems in the East Usambara Mountains,Tanzania: growth analysis

A scarcity of cultivation land calls for more intensive and productive land use in the East Usambara Mountains in NE Tanzania. Spice crops could generate cash in higher parts of the mountains, but the present cultivation methods are depleting the valuable forest resources. The trial was established at the end of 2000 to find out how the two popular cash crops, cardamom (Elettaria cardamomum (L.) Maton.) and black pepper (Piper nigrum L.), normally grown under the natural forest, will produce in intensive agroforestry system with two multipurpose farm trees, Grevillea robusta A.Cunn. and nitrogen fixing Gliricidia sepium Jacq. Results from 6 years showed that cardamom produced better with grevillea than in natural forest; 5.5 times more in the fourth year than the average in the area. The Land Equivalent Ratios for black pepper and cardamom showed that pepper intercropped with grevillea produced 3.9 times more than in monoculture whereas cardamom intercropped with grevillea and pepper produced 2.3 times more than in monoculture. Gliricidia improved the nitrogen and organic matter content of the soil over the levels found in natural forest. Soil acidity was, however, preventing the plants from using the available mineral nutrients more effectively.     

Supporting and regulating ecosystem services in cacao agroforestry systems

Cacao agroforestry systems (CAFS) can provide supporting services such as optimum light conditions for cacao growth, water and nutrient cycling and regulating services such as pest and disease control and climate regulation. This review considers recent literature on the manifestation of these services in CAFS around the world to provide an overview of scientific knowledge. Crown structures of associated trees can facilitate optimum light conditions for cacao growth, and provide water through vertical root segregation. Leaf litter fall and roots from associated species contribute to nutrient cycling. Both nitrogen-fixing and non-nitrogen-fixing species can provide nutrients to the cacao plant, though competition from certain species may limit phosphorus and potassium uptake. Pest and disease regulating services can arise through careful shade management to create a microclimate which reduces susceptibility of cacao to fungal diseases and sun-loving pests. All CAFS store carbon to varying degrees; those resembling original forest much more than simple two-species systems from which shade trees are removed after maturity of the cacao stand. CAFS also promotes biodiversity conservation depending on structure, management, and landscape arrangement, though not to the extent of natural forests. Research opportunities to increase provision of these services include optimal spatial arrangement for nutrient cycling and functional diversity as well as landscape connectivity for biodiversity conservation. Trade-offs between carbon storage, biodiversity, cacao yield and socio-economic resilience are presented, indicating that optimization of ecosystem services in CAFS requires consideration of interactions between all services, including socio-cultural and economic ones.     

Tree phenology and water availability in semi-arid agroforestry systems

Four common agroforestry trees, including both exotic and native species, were used to provide a range of leafing phenologies to test the hypothesis that temporal complementarity between trees and crops reduces competition for water in agroforestry systems during the cropping period and improves utilisation of annual rainfall. Species examined included Melia volkensii, which sheds its leaves twice a year, Senna spectabilis and Gliricidia sepium, which shed their leaves once during the long dry season, and the evergreen Croton megalocarpus. Phenological patterns were examined in relation to climatic conditions in the bimodal rainfall regions of Kenya to identify factors which dictate the intensity of competition between trees and crops.

The main differences in leaf cover patterns were between indigenous and exotic tree species. The Central American species, S. spectabilis and G. sepium, shed their foliage during the dry season before the short rains, whereas the native species, M. volkensii and C. megalocarpus, exhibited reduced leaf cover during both dry seasons. C. megalocarpus was the only species to maintain leaf cover throughout the 2-year experimental period. M. volkensii and S. spectabilis exhibited similar leafing phenology, losing almost all leaf cover during the long dry season (July–October) and flushing before the onset of the ensuing rains. S. spectabilis lost few leaves during the short dry season, whereas M. volkensii shed a greater proportion of its foliage before flushing prior to the long rains (March–July). M. volkensii lost much of its leaf cover during the 1997/1998 short rains (October–February), when soil water content was unusually high. Although essentially evergreen, leaf cover in C. megalocarpus decreased during the dry season and increased rapidly during periods of high rainfall. G. sepium exhibited a period of low leaf cover during the long dry season and did not regain full leaf cover until mid-way through the short rains. The mechanisms responsible for these phenological changes and the implications of tree phenology for resource utilisation and competition with crops are discussed.