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中国黑土地保护政策演进过程与特征的量化考察
引用本文:李政宏,吕晓,杨伊涵,陈晓闯,牛善栋.中国黑土地保护政策演进过程与特征的量化考察[J].土壤通报,2022,53(4):998-1008.
作者姓名:李政宏  吕晓  杨伊涵  陈晓闯  牛善栋
作者单位:东北大学文法学院,辽宁 沈阳 110169
基金项目:国家级大学生创新创业训练计划资助项目(202110145106);;国家自然科学基金面上项目(42071226);;中央高校基本科研业务专项资金资助(N2124001);;辽宁省经济社会发展研究课题(2022lslybkt-026)资助;
摘    要:  目的  研究中国黑土地保护政策的演进特征和规律,为其更好地引领黑土地保护工作开展提供参考与依据。  方法  以政策过程理论为指导,基于政策文献计量法和内容分析法,使用1998 ~ 2021年期间出台的国家及各省市层面304份黑土地保护政策文献数据,提出了黑土地保护政策强度量化标准,对政策强度、数量、纵横结构进行分析。  结果  黑土地保护政策强度与政策数量不断上升且呈现出阶段性特征;政策颁布机构以农业农村部(含原农业部)、水利部居多,存在一定数量的多部门联合颁布政策;政策形式以“通知意见”为主,拥有党中央宏观指导方针;政策主题集中于保护目标、试点建设、技术模式方面;政策工具以命令控制型为主,其他类型工具使用次数有所增加;政策演进经历了萌芽探索、初步形成和深化发展三个阶段。  结论  中国黑土地保护政策不断优化,未来应以构建“数量、质量、生态、权益”四位一体的系统性保护体系为目标,推动黑土地保护法治化进程,结合“田长制”的深入推行,完善生态补偿机制,细化保护责任、过程管理、监督反馈,提升政策的可操作性。

关 键 词:土地政策    黑土地保护    政策过程    政策文献量化
收稿时间:2021-12-04

Evolution Process and Characteristics of Protection Policy for Black Soils in China
Institution:School of Humanities and Law, Northeastern University, Shenyang 110169, China
Abstract:  Objective  The evolution characteristics of protection policies for black soils in China were reviewed and the reference and basis will be provided for protecting black soils in the future.   Methods  Guided by the policy process theory, based on the policy bibliometric method and content analysis method, using the 304 national and provincial-level protection policy documents for black soils released during 1998-2021, the quantification of the protection policy intensity was proposed to analyze the intensity, quantity, and vertical and horizontal structure of policies.   Results  The intensity and quantity of protection policies for black soils have continued to rise and show phased characteristics. Based on this, China’s protection policies are divided into the embryonic exploration stage from 1998 to 2003, the preliminary formation stage from 2004 to 2014, and the year 2015 to present three evolution stages. The majority of the policy promulgation agencies were the Ministry of Agriculture and Rural Affairs (including the former Ministry of Agriculture), the Ministry of Water Resources, and multi-sectoral joint promulgation. Policy and departmental coordination were further strengthened. The forms of the policies were mainly “notification opinions”, supplemented by technical regulations, work reports and resolutions for end-of-line control. Administrative regulations on land protection have problems such as content fragmentation and low levels of effectiveness. Policy themes were extremely unevenly distributed, focusing on protection objectives, pilot construction, and technical models. Policy tools were mainly command and control, economic incentives, and information disclosure. The use of policy tools such as type and propaganda-guided type has increased. Policy evolution has gone through three stages: budding exploration, initial formation and deepening development. 1998-2003 was the embryonic and exploratory stage. At this stage, China initially recognized the importance of protecting black soils, focusing on strengthening the prevention and control of soil erosion in the black soil area and other ecological protection content. The period from 2004 to 2014 was the initial formation stage of protection policy system, emphasizing black soil erosion control, improving the quality of arable land, and building soil and water conservation projects. The number of policies has increased at a relatively high rate. The stage of 2015 to present has been the deepening development for policy system. Compared with the previous stage, the trend of specialization of the policy system has been further strengthened, and the problem of policy fragmentation has begun to be paid attention to and gradually solved. On the whole, China's protection policy for black soils has shown an evolution from nothing to something, from single to gradually diversified in past two decades.   Conclusion  Protection policies for black soils are continuously optimized. In the future, the goal should be to build a four-in-one systemic protection system of “quantity, quality, ecology, and rights”, to promote the legalization and enhance the degree of policy coordination. China should play the role of diversified business entities to prevent possible disconnection between policies and actual conditions, pay more attention to the balanced development of policy themes, combine with the in-depth implementation of the “land chief system”, improve the ecological compensation mechanism, and refine the protection responsibility, process management, supervision and feedback, and improve the operability of policies.
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