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利用SAR影像与多光谱数据反演广域土壤湿度
引用本文:李奎,张瑞,段金亮,吕继超.利用SAR影像与多光谱数据反演广域土壤湿度[J].农业工程学报,2020,36(7):134-140.
作者姓名:李奎  张瑞  段金亮  吕继超
作者单位:西南交通大学地球科学与环境工程学院,成都 611756;西南交通大学地球科学与环境工程学院,成都 611756;西南交通大学高速铁路运营安全空间信息技术国家地方联合实验室,成都 611756
基金项目:国家重点研发计划"地球观测与导航"领域重点专项项目(2017YFB0502700);国家自然科学基金面上项目(41474003);国家自然科学基金青年基金项目(41601503);中国铁路总公司科技研究开发计划重点课题(2016T002-E);四川省科技计划项目(2018JY0564)。
摘    要:针对基于主动微波遥感途径开展广域土壤湿度反演的过程中,对植被和土壤粗糙度影响难以进行有效估算的问题,该研究联合多极化雷达和原始多光谱数据源,提出一种改进的卷积神经网络(Improved Convolutional Neural Network,ICNN)方法。该方法采用不同尺寸的卷积核对原始变量进行一维卷积运算,自适应提取能反映测区土壤湿度时空差异的高级特征维;同时,去除了传统卷积神经网络结构中的池化层,保证提取的特征信息完整。试验结果表明,在边长超过100 km的四川盆地研究区域内,模型预测值与样本数据相关系数达到0.934,预测值偏差服从均值趋近于0的正态分布,均方根误差为1.45%,误差分布范围小于6.3%,结果具有较高的可靠性。该方法可为精准农业、旱涝灾害等领域的广域监测研究提供一定的支撑。

关 键 词:多光谱  土壤湿度  模型  多极化SAR  Sentinel-1A/2A  改进的卷积神经网络
收稿时间:2020/1/1 0:00:00
修稿时间:2020/3/4 0:00:00

Wide-area soil moisture retrieval using SAR images and multispectral data
Li Kui,Zhang Rui,Duan Jinliang and Lyu Jichao.Wide-area soil moisture retrieval using SAR images and multispectral data[J].Transactions of the Chinese Society of Agricultural Engineering,2020,36(7):134-140.
Authors:Li Kui  Zhang Rui  Duan Jinliang and Lyu Jichao
Institution:1.Faculty of Geosciences and Environmental Engineering, Southwest Jiaotong University, Chengdu 611756, China;,1.Faculty of Geosciences and Environmental Engineering, Southwest Jiaotong University, Chengdu 611756, China; 2.State-Province Joint Engineering Laboratory of Spatial Information Technology of High-Speed Rail Safety, Southwest Jiaotong University, Chengdu 611756, China,1.Faculty of Geosciences and Environmental Engineering, Southwest Jiaotong University, Chengdu 611756, China; and 1.Faculty of Geosciences and Environmental Engineering, Southwest Jiaotong University, Chengdu 611756, China;
Abstract:Abstract: As an important physical quantity reflecting the state of the ground, soil moisture not only reflects the drought conditions of the land but also is a determinant of crop water supply. Because the microwave spectrum has high permeability with respect to vegetation and is sensitive to changes in soil moisture, soil moisture inversion models and algorithms based on active microwave remote sensing have developed rapidly in recent years. This study proposed an Improved Convolutional Neural Network (ICNN) method through combined multi-polarized SAR and original multispectral data, which achieved wide-area soil moisture inversion. Firstly, this study statistically analyzed the correlation among soil water content and VV, VH polarized SAR and the original red, near-infrared band data and incident angle. Statistics results confirmed that Soil moisture was affected by multiple variables and that the applied single input variable method could not effectively inverse soil moisture. Therefore, it was necessary to use various original influence factors in the inversion to improve the inversion accuracy and the robustness of the inversion model. Secondly, to better eliminate the influence of vegetation and soil roughness on the retrieval of soil moisture in wide-area, this study used 1×1, 2×1 and 3×1 convolution kernels to perform one-dimensional convolution operations on the original input variables and to adaptively extract the advanced feature dimensions that reflected the spatial and temporal differences in soil moisture. Simultaneously, the pooling layer in the traditional Convolutional Neural Network (CNN) structure was removed to ensure the completeness of the extracted feature information. Finally, to verify the validity of the model, the Sichuan Basin area with complex vegetation cover, many river systems and buildings was selected as the typical experimental area, and the "CLDAS-V2.0" soil moisture product of China meteorological administration was selected as the label for model training and the true value during model validation. The experimental results showed that with the increase of the number of iterations, the residual loss value and the training accuracy converged quickly, after 500 iterations, the convergence speed slowed down, in which the training accuracy fluctuated slightly, and the overall tended to rise slowly. Within the range of the study area which sides were longer than 100 km, the model predicted values had good consistency with the sample data with the correlation coefficient reached 0.934, and the results could be accurately reproduced in arid and humid areas. Analyzed the inversion results showed that the deviation range was mainly -6.3%-5.1%, the RMSE value was 1.45%. Although the average error was not 0, the value was less than the resolution of the inversion result, therefore, it could be considered that the error as a whole was a random deviation. In addition, from the perspective of the spatial distribution of the inversion results, the parts tended to have the largest positive and negative deviations had obvious concentration distributions. Most of the deviations in the areas with smaller errors had positive values, part of the reason for this phenomenon might be the influence of urban clusters and scattered buildings, that was, some high-noise samples still participated in model training. For negative deviation areas, it might be caused by factors such as dense vegetation and residual water noise samples. ICNN had good application potential in wide-area monitoring of precision agriculture, drought and flood disasters, and could provide some support for related research.
Keywords:multispectral  soil moisture  models  inversion  Sentinel-1A/2A  improved convolutional neural network
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