Foresters' beliefs about farmers: a priority for social science research in social forestry

This study suggests that one of the most productive (and most neglected) uses of social science research in forestry development projects is to examine foresters' beliefs regarding rural peoples. This suggestion is illustrated with data from the Forestry Planning and Development Project, Pakistan's first nation-wide social forestry project.The operational component of this project, intended to assist small farmers to cultivate trees on their farmlands, ran into immediate difficulties. Many of the foresters involved insisted that small farmers were simply not interested in tree cultivation. A comprehensive base-line study subsequently was carried out to examine the validity of this belief. The results of this study (confirmed by the subsequent experience with the project in the field) varied markedly from the foresters' beliefs.While many of the foresters believed small farmers were opposed to having trees on their farms and would not agree to plant trees under the project, most farmers already had trees on their farms and expressed interest in planting more; while many foresters believed farmers would only be interested in planting large blocks of market-oriented exotics, most farmers requested small plantings of multi-purpose native trees; while many foresters believed farmers would plant trees only for market sale, most farmers requested trees to meet household needs for fuel and timber; and while many foresters did not think that increasing supplies of fuelwood could reduce the burning of dung, all of the evidence provided by the farmers suggested that it would.The disparity between farmer reality and forester belief is attributed to failures on the part of both foresters and social scientists — failure by foresters to distinguish their non-empirical beliefs about farmers from their empirically-based knowledge of trees, and failure by social scientists to recognize the belief systems of foresters as a legitimate and important object of study. Their study comprises three parts: finding out what the foresters think the farmers want, finding out from the farmers what they actually want, and then analyzing and explaining the differences.     

An evaluation of farmers’ experiences planting native trees in rural Panama: implications for reforestation with native species in agricultural landscapes

In the Republic of Panama, reforestation with native species is of great interest, but many landholders often do not participate in tree planting projects and little information exists about landholder interest in, or experiences with, native trees. This study evaluates the experiences of farmers participating in a native species reforestation initiative in rural Panama to identify lessons learned that can guide on-going or future tree planting efforts. Based on the results of a questionnaire administered to program participants and non-participants (n = 68), we found that trees are important to farmers for multiple reasons, primary a variety of environmental and economic benefits. No relationship between the size of landholdings or land tenure status and the desire to plant trees was found. All participants in the program considered their experience to be positive, few had problems with their plantations, and most were interested in planting more native trees. The program’s frequent and ongoing technical support was an important factor for farmers. These results indicate widespread interest in, and success with, planting native species and underscore the need to systematically examine farmers’ interests and perceptions when planning, implementing, and evaluating reforestation initiatives.     

The tree planting and protecting culture of cattle ranchers and small-scale agriculturalists in rural Panama: Opportunities for reforestation and land restoration

To examine the opportunities available for designing diverse tree planting and land restoration initiatives in agricultural landscapes that contain tropical dry forests, the tree planting and protecting practices of cattle ranchers and small-scale agriculturalists were examined in two study sites in rural Panama. Ninety-nine tree species were identified that they utilize, plant, or protect on their land, the majority of which are native to Panama. The farmers had diverse reasons for maintaining trees, including improving the environment, providing food and shade for cattle, and generating a source of wood for construction, furniture, and firewood. Most of the trees mentioned in the study provide multiple uses and values and the majority of farmers wanted to plant additional trees. Some differences in species preferences and motivations for planting and protecting trees were seen between sites, thereby suggesting that land restoration and tree planting projects should be site specific. Our data indicate that there are ample opportunities to increase native tree cover in our study sites and highlight the need to incorporate farmer input into project design, implementation, and evaluation as a necessary and continuous feature throughout projects.     

Tree establishment and management on farms in the drylands: evaluation of different systems adopted by small-scale farmers in Mutomo District,Kenya

Agroforestry systems in Sub-Saharan African drylands are complex and heterogeneous in nature even under similar biophysical conditions. This can be attributed to household needs and socioeconomic status which influence the species and utility of the adopted trees. This has an impact on the trees establishment and management system through planting or Farmer Managed Natural Regeneration (FMNR). This study evaluates how trees for different utilities are managed and which socioeconomic factors influence these decisions. The study used primary data collected in Mutomo District, Kenya through a household survey based on a structured questionnaire. A paired sample t-test was done to assess the preferred mode of adopting trees for different utilities while factor analysis was used to characterize the households as either planting trees or practicing FMNR. Multiple linear regression using household regression factor scores as independent variables and socioeconomic indicators as dependent variables was done to ascertain which socioeconomic factors affect tree adoption. The results show that trees planted were mostly exotic species valued for their nutrition and commercial value, while FMNR was used for subsistence products and environmental services. Household size, livestock levels and mobility had a positive correlation with tree planting, while income, access to markets and roads had an inverse correlation. Access to natural woodland, distance to the nearest motorable road and land size had a positive correlation with tree protection. It is hoped that this knowledge will act as a reference point when designing agroforestry projects in similar areas to ensure they are more aligned to specific site and household conditions.     

Socio-economic factors affecting smallholder tree planting and management intentions in Leyte Province,Philippines

Survey data have been collected from four rural communities in Leyte Province, the Philippines, on household tree planting and management intentions, as well as the socio-economic characteristics, attitudes to tree planting and management, farming practices and the number of trees planted. In relation to intended tree planting and management activities, respondents were asked a series of structured questions as to what tree species they intend to plant, how many individual trees of each of those species they plan to plant, and for what purpose they propose to plant each of the tree species. This paper reports the results of analyses of the stated tree management intentions of households in the four communities and identifies the socioeconomic factors that influence householders’ tree management intentions. Respondents were generally enthusiastic about the possibility for further tree planting on their land, 75% indicating they would undertake planting. About 60% indicated an interest in commercial tree farming, with no significant differences in this level of interest between communities. It was found that a number of socio-economic variables indicating higher levels of land ownership and previous experience in the forestry industry are related to the intention to plant trees to produce timber for sale. These include the use of materials from public lands, participation in community organisations and community forestry programs, and the present management of trees to produce timber for sale.     

Improved management of fruit trees in West African parklands

West African agroforestry systems are changing because agricultural intensification and a changing climate put the tree component at risk. Since local fruit trees play an important role in human nutrition and income generation, this is critical for rural livelihoods. This special issue presents a range of papers devoted to local fruit trees and their potential to improve local livelihoods. The topics cover studies of regeneration, use of mycorrhiza, tree/crop interactions, pollination, variation in fruit quality and genetic variation in adaptability. It is shown that there are many possibilities to improve benefits from trees. Some are likely to have immediate effect on livelihoods, such as cultivation of shade-tolerant crops under trees or improved management of pollinators. Others will require long term efforts, such as using natural variability of trees in breeding programmes to improve adaptation, quality and yield. In any case, to maintain the benefit from trees in the long run it will be necessary to identify appropriate strategies for regeneration of species that are currently in decline.     

Classifying tree planters and non planters in a subsistence farming system using a discriminant analytical approach

Since the 1970s tree planting has been promoted to meet the multipurpose needs of subsistence farmers and to arrest deforestation in many developing countries. Financial support and extension systems were developed as tree growing outside the forest became more important. The limited success of the forest extension approaches used in the 1980s has been attributed to the failure to ascertain householders' priorities and attitudes to tree growing. Although the broader theoretical paradigm of factors influencing householders' planting of trees has been discussed household and regional level analyses are rare. This study used discriminant analysis to assess the extent to which social and economic factors affect smallholder farmer tree planting in Orissa, eastern India. The validity of the predictive model to define the different groups was tested by assessing the accuracy of classification. The significance of the factors was probed using the identified variables in the discriminant functions developed for smallholder farmers in the coastal and inland zones of Orissa. The results contradicted some common assumptions that only large landowners with a substantial income are innovators. The likelihood of adopting agroforestry is dependent on the progressive attitude of farmers, membership of village organisations, their wealth status and, more importantly, their perceived risk concerning agricultural production. This approach enables tree planters and non-planters to be characterised and hence give better targetting of planning and social forestry programmes.This revised version was published online in November 2005 with corrections to the Cover Date.     

Policy and Legal Frameworks Governing Trees: Incentives or Disincentives for Smallholder Tree Planting Decisions in Cameroon?

Agroforestry and planting trees on farmers’ fields have been reported as important elements in a strategy to meet the millennium development goals of poverty reduction and climate change improvement. However, their uptake seems to be constrained by factors both internal and external to the household and related to the policy and legislative environment. This paper examines the impact of these factors on farmers’ decisions to plant trees. Cameroon is used as a case to analyse whether existing policies and legislation governing trees support or discourage tree planting, using qualitative content analyses. Although their mission papers and statements suggest most national government policies in Cameroon address tree planting and agroforestry, actual legislation designed to follow up the policies mostly contradicts the poverty reduction goals. Often legislation and regulations are more conservation-oriented and do not provide a clear procedure to distinguish between products from trees found in the wild and those gathered from farmers’ fields.     

The role of trees for sustainable management of less-favored lands: the case of eucalyptus in Ethiopia

In northern Ethiopia, eucalyptus is the most commonly observed tree species in community and household woodlots. In an environment suffering from biomass and water shortages, erosion and land degradation, fast growing and resilient eucalyptus perform better than most indigenous tree species. Smallholders show a clear preference for eucalyptus poles, which are useful for farm implements and constructing dwellings and fences. In addition, the sale of eucalyptus poles and products has the potential to raise farm incomes, reduce poverty, increase food security and diversify smallholder-farming systems in less-favored areas of Tigray. Despite the potential for eucalyptus to improve rural livelihoods, in 1997 the regional government of Tigray imposed a ban on eucalyptus tree planting on farmlands. The ban was precipitated by concerns about the potential negative environmental externalities associated with eucalyptus, and the desire to reserve farmland for crop production. However, the regional government promotes the planting of eucalyptus in community woodlots, and has recently begun to allow private planting of eucalyptus on community wasteland and steep hillsides. In this paper, we review the ecological debate surrounding the planting of eucalyptus trees. In addition, the economic factors that influence smallholders to invest in tree production are considered. Ex ante benefit–cost analysis based on community and village level survey data from Tigray illustrates that planting eucalyptus yields high rates of return, well above 20% in most circumstances. The effect of variable harvest rates, and the potential costs of decreased crop production when eucalyptus trees are planted on or near farmlands are considered relative to our base case scenario. Based upon the review of the ecological and economic impacts of eucalyptus, we conclude that a policy option favoring the allocation of wastelands for private tree planting offers the greatest opportunity for rural smallholders.     

Agroforestry potential of Dacryodes edulis in the oil palm-cassava belt of southeastern Nigeria

Between June 1993 and June 1994, 112 farmers in the oil palm (Elaeis guineensis)-cassava (Manihot esclentus) belt of southeastern Nigeria were interviewed to determine the status and agroforestry potential of Dacryodes edulis. Between 50% and 100% of respondents in different states within the belt owned D. edulis trees. On average, a farmer owned 9.3 trees, the largest number being 16, by farmers in Imo State. Twenty percent of farmers in the system rated D. edulis their best farm tree. It was present in all the farm niches: homegardens (51.4%), tree crop plots (20.7%) food crop plots (11.4%), secondary forest/fallow (14.2%) and virgin forest (2.5%). The tree is planted primarily for home consumption and sale to generate cash. At the current densities, on-farm D. edulis trees generally did not decrease yield of companion crops or trees. Except for ring weeding around the stem, D. edulis trees received little or no management attention. More than 50% of the trees produced 33 to 50 kg of fruit tree⁻¹ annually. This is valued at US $0.4 to 0.8 kg⁻¹. Farmers were willing to plant more D. edulis trees provided trees with traits such as less height for easy harvesting of fruits, larger fruit, more fruits, sweeter fruits and year round production of fruits were available. Possible agroforestry technologies into which D. edulis may fit include live fences, scattered trees in food crop fields, shade trees in tree crop plots and contour bund or hedgerow planting. Research is required to determine best tree accessions, canopy management strategies, optimum tree population and improved methods on post- harvest handling of fruits. This revised version was published online in June 2006 with corrections to the Cover Date.     

Agroforestry and soil conservation needs of smallholders in Southern Zambia

An agroforestry and soil conservation needs assessment survey conducted in southern Zambia revealed valuable insight into needs, constraints and development options as perceived by smallholders themselves. Inadequate efforts to conserve soil are due to technical and socio-economic factors, they do not result from a lack of awareness of the widespread erosion threat. Fruit tree planting, windbreak establishment as well as the protection of the natural Faidherbia albida regeneration in cropland are popular agroforestry interventions whose positive effects are widely acknowledged. Forty-two perennial species were found to directly contribute to people's diet. Although local fuelwood and fodder shortages as well as the need for fencing are recognized only few respondents envisage agroforestry solutions such as fuelwood and fodder tree planting or live fencing. Most smallholders are interested in tree planting but have so far only planted few trees. Those planted are usually exotic fruit trees. Drought hardly, termite and browse resistant perennials adapted to smallholder tree planting must be provided by the extension services. The widespread exclusion of women from decision making and the lack of tenure security hampers female participation in agroforestry development and consequently threatens sustainable development altogether.     

三种杨树引种在余姚市不同土壤环境的生长差异

指出了随着人们对景观绿化工程的要求不断提高,目前较少的彩叶乔木品种,已不能满足市场对彩叶乔木日益增加的需求。大叶杨是余慈地区常用树种之一,以速生丰产、适应性强、容易繁殖著称。红叶杨是大叶杨的芽变品种,观赏价值颇高,也是彩叶树种红叶类中的珍品。全红杨是红叶杨的的二代品种,适种区域广、见效快、效益大。通过比较这3种杨树在余姚平原和盐碱地的不同生长情况和成活率,探讨了不同环境下每种杨树的生长差异,为下一步绿化造林提供参考。     

Large-scale tree planting initiatives as an opportunity to derive carbon and biodiversity co-benefits: a case study from Aotearoa New Zealand

New Forests - Planting trees is widely regarded as an important part of climate change mitigation and adaptation efforts. As a result, large-scale tree planting projects have been initiated around...     

Productivity of Jatropha curcas under smallholder farm conditions in Kenya

With the global bioenergy boom, the planting of jatropha (Jatropha curcas) was widely promoted by the private sector and non-government organizations as one of the candidate tree species for bioenergy in Kenya. This was motivated by the belief that it grows easily with minimal management requirements. The present study attempts to determine whether management practices by smallholder farmers, which are heterogeneous, are optimal for jatropha yields in Kenya. A survey conducted in different agro-ecological zones showed that yields are very low under Kenyan farm conditions. Regardless of the age and management condition, 41 % of the farmers obtained no seed yield, while 79 % obtained up to 0.1 kg/tree. This is dismal in comparison with the figures (up to 2.0 kg/tree) reported from elsewhere for 1–5 year old trees grown under similar conditions. Examination of farmer management practices indicated that irrigation, manuring and weeding, in order to maximize yields, could be offset by misapplication of other components especially, selection of planting materials, timing of planting and choice of intercrops during the establishment phases. This indicates that the anticipated high yields have not been achieved partly because growers are still using unimproved germplasm, management practices are sub-optimal, and the biophysical boundaries of high jatropha yield are poorly defined. Thus at the current stage, jatropha should not be grown by smallholder farmers in Kenya because of low or dismal productivity. If jatropha is to play a role in the pro-poor bioenergy development, future projects need to identify management recommendations that optimize yields. This also needs to take into consideration the preferences and constraints of farm households on labor and land allocation to other farm and livelihood activities.     

Tree planting on deforested farmlands, Sewu Hills, Java, Indonesia: Impact of economic and institutional changes

This paper analyses how farmers in the Sewu Hills, a limestone hill complex in Java, were led to grow trees on their holdings. In the past, the area had been notorious for its deforestation, soil erosion and poverty. A historical analysis of change in land use in the area bears out a number of factors that were conducive to these changes: increased crop productivity, depletion of forest resources, better marketing opportunities for tree products, greater security of the trees and increased non-agricultural employment opportunities. Tree planting campaigns launched by the government provided the population with important incentives, establishing a critical mass of farmers adopting tree growing. Trees and their products have diversified, buffered and expanded household economies in the Sewu Hills. Yet it remains to be seen whether the system can withstand the economic and social pressures the area is facing today. A historical, multi-level analysis of land use adds considerably to cross-sectional studies in understanding what causes farmers to grow trees on their fields. This revised version was published online in June 2006 with corrections to the Cover Date.     

Tree plantations on farms: Evaluating growth and potential for success

Interest in native species is growing across the tropics as reforestation of degraded lands becomes more widespread. In this study four tree species native to Panama - Cedrela odorata, Pachira quinata, Samanea saman, and Tabebuia rosea - were grown on rural farms at two dry tropical sites in Panama for up to five years. Survivorship and growth data at these “on-farm” trials are compared to data recorded from nearby experimental or “species selection” trial sites and evaluated in terms of soil fertility and management. Participant farmers were also asked about their interest in planting trees in general as well as their interest in 61 species grown in the species selection trial.Although, on-farm survivorship was variable and generally lower than that found on the species selection trial, one species (S. saman) experienced high and consistent survivorship. High survivorship combined with growth data from farms at both sites for this species suggests it would be a good candidate for extension projects working with rural farmers. Survivorship of other species appears more sensitive to farmer management and/or local site conditions. Generally lower growth on the Los Santos farms as compared to the species-selection trial is attributed to the lower soil fertility (plant available P) at the on-farm sites compared to the species selection trial. In contrast, only one species - P. quinata - had a growth variable found to be significantly lower between the on-farm and species selection trial sites in Rio Hato. C. odorata, P. quinata T. rosea can all be used in on-farm conditions with consideration to specific site and management conditions.By 2009, approximately 80% of the farmers planting trees still wished to participate in tree planting activities. All of the farmers no longer wishing to continue with the project expressed slow growth rates of trees as a principal reason. All but one of these farmers had growth rates for his/her trees markedly below those of the species selection trial nearby. Some farmers wishing to continue had very high mortality rates (>70% for all species), suggesting non-tangible benefits for participating in project activities. Other species that were not tested on-farm but grew well in the species-selection trials and were of interest to local farmers are discussed.As long as specific site and management conditions are carefully considered, data from species selection trials can be useful in informing tree planting projects with rural farmers; however, care should be taken to manage expectations.     

Tree planting in Tigray, Ethiopia: the importance of human disease and water microdams

We examine the decision to plant trees and level of tree planting for two sites, public microdam areas and household agricultural land, and two species groups in Tigray, Ethiopia. Both sites are not perfect substitutes, as they vary with respect to distance from the household and tenure security. The role of permanent pooled water irrigation microdams to tree planting is important but unknown, because water borne diseases, which may influence household income and productivity, are thought to be enhanced by the dams. We find both disease and microdams to be important predictors to tree planting. Disease seems more important in determining whether households plant at all, and less important in the level of planting for those that do plant. For example, disease increases the probability of planting both eucalyptus and other species groups on household-own land, but households suffering from malaria plant higher-cost eucalyptus trees with lower probability at both sites, while planting of other lower-cost species increases at dam sites where other villagers can monitor the trees. We also establish a connection between planting and agricultural residues, finding a strong substitution effect on own-land. Microdam access and age are also important. Households living nearer to dam sites will plant both species groups there with higher probabilities, but the decision to plant on agricultural own-land is not affected. For older dams with more developed irrigation, households are more likely to grow crops rather than plant trees on their own land, but they plant more trees at the dam sites. This revised version was published online in June 2006 with corrections to the Cover Date.     

哈尔滨市大树移植技术初步研究

大树移植能在短时间内取得快速和高效的景观效果,所以,大树移植技术己广泛的用于现代园林绿化中。大树移植首先对大树合理的选择,在适宜的季节里,充分做好移植前的准备工作,制定移植方案;之后采用恰当的包装运输方法,并协调好起挖吊运,定植各个环节;最后做好关健性的一步:养护管理,对大树进行后期的各项保养和防护工作,可大大提高大树移植的成活率。     

Trees outside forests and rural livelihoods: a study of Chitwan District,Nepal

Trees outside forests (TOF) in Nepal’s Terai have significantly increased over the past decade. The Chitwan District was one of the focus districts in the Terai Community Forestry Development Project that promoted a tree seedling distribution program. This paper examines the current position of tree integration on farmland and its contribution to livelihoods of rural households in this district. Interviews with local key informants, government and non-government agencies and wood-based industries, as well as an in-depth study of 32 households were used to describe the constraints faced by the households in management of trees on farmland. Most households cited disease, poor growth, lack of preferred tree species, lack of technical support, an uncertain tree market, and lack of financial support as constraints. Despite the important role of trees in subsistence and market-based rural livelihood diversification, and the consequent reduction in pressure on national forests from on-farm trees, current government policies and practices fail to recognise the value of these trees. It is argued that there is substantial potential for improving on-farm trees to enhance rural livelihoods. A responsive service mechanism centred on tree growing households would help the management of tree resources on the farmland.     

库布齐沙漠七星湖酒店景观绿化工程苗木栽植技术及成活率浅析

论述了在库布齐沙漠腹地进行景观绿化工程所采取的栽植技术措施,并分析探讨了在沙漠地区影响苗木成活率的重要因素,表明在沙漠地区进行景观绿化工程必须充分掌握引入种树木生物学特性,结合当地自然条件制定适宜的栽植技术措施;确保正常季节栽植,避免反季节栽植;尽量做到苗木随起随栽,避免假植;合理搭配植物,确保整体景观效果。