Non-industrial private-forest owners: possibilities for increasing adoption of close-to-nature forest management

The concept of close-to-nature management combines an economic use of forests with nature conservation. Today, this compromise between central interests in forest management is seen as an appropriate model for the majority of the forestland in Germany. In attempting to implement the concept nationwide, the category of privately owned forests, which make up 46% of Germanys forested area, has received increasing political attention. The adoption of close-to-nature forestry practices within private forests is difficult to describe due to exceedingly diverse owner-specific factors. Applying a socio-psychological behavioural model that combines the theory of planned behaviour, the cultural theory and the modernisation theory, this article presents an analysis of how non-industrial private-forest (NIPF) owners in the Black Forest region of Germany assess and implement close-to-nature forestry practices. The study is based on a written survey of approximately 900 randomly selected owners of forestlands ranging in size from 0.1–200 ha. The main factors identified that affect the adoption of close-to-nature forestry practices include perceptions of forest conditions and of opportunities to influence these conditions as well as the influences of social surroundings on the forest owners. Owners were classified into three types based on multiple characteristic features: economically interested, conceptually interested, and uninterested forest owners. Based on these results, opportunities to encourage NIPF owners to use close-to-nature forestry practices were explored.

A typology of small-scale private forest owners in Sweden

Abstract

Planning instruments have to be consistent with the underlying values of the forest owners to have an influence on their management activities. The aims of the present study were to identify different types of Swedish forest owners, to quantify their objectives and to validate a previous, qualitative study of the objectives of the small-scale forest owners. A survey was conducted and forest owners were classified by means of cluster analysis into five types: the “economist”, the “conservationist”, the “traditionalist”, the “multiobjective owner” and finally the “passive owner”. Significant factors characterizing these owners are presented and discussed. The results showed that clear subgroups of forest owners can be differentiated by their objectives and confirm recent studies suggesting that a sole emphasis on economic benefits is not desirable from the forest owners’ point of view. The findings should give a better understanding of the behaviour of the small-scale forest owners and provide a basis for further research, counselling and development of forest policy.     

In the eye of the storm: adaptation logics of forest owners in management and planning in Swedish areas

With a changing climate, storm and wind throw is becoming an increasing risk to forest. However, Swedish forest management practices have so far involved relatively little consideration of adaptation to climate change. This study examined resistance and alternatives to “business as usual” forest management, drawing upon material obtained in interviews with individual forest owners who spontaneously identified and discussed storm and wind throw as a risk to their forest. They thereby expressed a logic differing from that of the forest industry in Sweden, which has largely normalised storm risk rather than considering it in climate change adaptation work. The present analysis illustrates the broad and largely concerned position of individual forest owners, in contrast with a more established industry position on storm as an accepted and existing risk. Overall, the study highlights the diversity, agency and power relations within Swedish forestry and the forested landscape – aspects that are vital to better understanding processes relevant to forest and climate change adaptation.     

Characterization of nonindustrial private forest owners and their influence on forest management aims and practices in Northern Spain

Explaining and predicting nonindustrial private forest (NIPF) owner land management based on social, economic, and environmental factors is an increasingly important issue in policy arenas and academic research on rural development and planning. This study empirically explores and assesses management behavior by NIPF owners by analyzing attributes of landowner profile (age, educational level, primary occupation, engagement in farming, membership of professional groups, training in forestry, availability of market information, and specific knowledge and use of production criteria for timber harvesting). With the aim of predicting outcomes, a multiple regression model was constructed to investigate and quantify the probabilities of and factors influencing the participation of owners in agricultural and forestry associations. In March 2004, 103 resident forest landowners were interviewed about their commitment to and involvement in land management during 1999–2003 in Mariña Oriental, a forest region of Galicia, Northern Spain. Results suggest that professional occupation, particularly farming background, is the main factor affecting, either directly or indirectly, the forest management behavior of NIPF owners in the area. In particular, our logistic regression model for landowner membership of professional groups explained 77.9% of the variability observed in the study population, which suggests that the agricultural background of NIPF owners and their expectations from forests, represented by their future intention to enlarge the forestland base, play an important role in membership. In the region, forestry could be a valuable economic activity but it is not considered as such today. Findings could be used as a guide for design, planning, and implementation of research and policy measures that allow NIPF landowners to promote sustainable forestry for rural development.     

Determinants of engagement in non-timber forest products (NTFPs) business activities: A study on worker households in the forest areas of Daxinganling and Xiaoxinganling Mountains,northeastern China

This study used data of 128 worker households that possessed woodland resources and owned by seven forestry bureaus (counties) belonging to the forest areas of Daxinganling and Xiaoxinganling Mountains to analyze the behavioral characteristics of worker households that engaged in non-timber forest products (NTFPs) business activities. A logistic regression model was utilized to analyze factors that influenced worker households to engage in NTFPs business activities. The study found the following: NTFPs collection activities had become the primary NTFPs business activity engaged in by the worker households in the forest areas of Daxinganling and Xiaoxinganling Mountains because of the relatively small investment needed as well as fewer production and operating risks. The engagement of worker households in the forest areas of Daxinganling and Xiaoxinganling Mountains in NTFPs business activities was still in a preliminary stage. Whether or not worker households engaged in NTFPs business activities was not affected by household head or household manpower characteristics; rather, worker households were more willing to engage in NTFPs business activities when the households had bank deposits, homes were close to the woodlands, the woodlands had good quality soil, and the households received social services.     

Small-scale private forest owners and the European Natura 2000 conservation network: perceived ecosystem services,management practices,and nature conservation attitudes

The systematic designation of protected areas is a key strategy in modern biodiversity conservation. As for now, the Natura 2000 system of the European Union (EU) is the largest coordinated network of conservation areas worldwide. Since this scheme has a focus on forests, its effectiveness substantially depends on small-scale private forest owners who represent the largest forest ownership group in Europe. We conducted a quantitative survey (n?=?1671) in Northwest Germany focusing on the perceived importance of ecosystem services, the performance of management practices, nature conservation attitudes, as well as stand characteristics of small-scale private forest owners with and without Natura 2000 sites. Forest owners perceived regulating and cultural services as more important than provisioning ecosystem services while having a multifunctional perspective on their forest. Owners with Natura 2000 sites had a stronger focus on resource use and, with the exception of habitat-tree protection, did not perform conservation measures more frequently than those without. Moreover, we found more negative nature conservation attitudes among this ownership group. In conclusion, the Natura 2000 scheme needs to be more strongly adapted to the demands of small-scale private forest owners, for example by increasing profound participation and establishing a results-based incentive scheme for conservation measures. The perspectives of small-scale private forest owners have to be considered comprehensively to ensure the effective and sustainable implementation of the Natura 2000 conservation network.

     

Swedish non-industrial private forest owners: a survey of self-employment and equipment investments

It has been estimated that Sweden’s non-industrial private forest (NIPF) owners undertake a total of 12 M hours of self-employed forest work per year. This paper reports an evaluation of self-employment in Swedish NIPF’s in terms of the people and equipment involved. NIPF owners’ self-employment was determined by a nationwide survey. Complete equipment sales statistics were compiled from interviews with manufacturers and importers. About 66% of NIPF owners are undertaking self-employed forestry work. Pre-commercial thinning was the activity undertaken most frequently by them, followed by planting, cutting and extraction. In comparison to other NIPF owners, self-employed NIPF owners tend to be younger, and are more likely to be male, single owners, resident on holdings, farmers and members of forest owner associations. Sales of new equipment suitable for self-employed individuals amounted to €67 M, or 83,000 items. Based on sales numbers and the profile of self-employed NIPF owners, no major changes in the amount and nature of self-employment are expected in the near future.     

Conflicts in conservation: Woodland key habitats,authorities and private forest owners in Sweden

Abstract

The process of protection (e.g. reserves, agreements) on the lands of non-industrial private forest (NIPF) owners sometimes leads to conflicts (conflict: a perceived threat to needs, interests or concerns; in this study, “threat” was important). To investigate predictive factors for such conflicts in southern Sweden, a questionnaire was sent to 132 NIPF owners with woodland key habitat (WKH; identified biodiversity values). The response rate was 77% and conflict was reported by 22.5% of respondents, while 14% reported good relations with authorities. The respondents reported conflict due to rules for cutting, protection and compensation. Compared with other owners, those reporting conflict were younger (mean 54 versus 62 years old), had more negative opinion about the personal contact with the authority, had twice as large an area of WKH and had more negative opinion about the WKH. Logistic regression revealed four variables that predicted conflict: area of WKH on property, opinion about WKH, opinion about personal contact and, especially, age of respondent. Younger forest owners may be more dependent upon income from harvesting than older owners. Conflicts were frequent and the factors identified here should be taken into account in forest conservation work.     

Roundwood supply in Norway: micro-level analysis of self-employed forest owners

This paper presents a short-run roundwood supply analysis of self-employed Norwegian forest owners, based on a two-period utility maximising consumption-savings model. The supply function was estimated by applying the Tobit model on an unbalanced panel of approximately 160 Norwegian farmers, from 1976 to 1997, representing a total of 3413 observations. Simultaneity between the single forest owner's harvesting level and his individual tax rate was allowed by estimating simultaneous equations Tobit models. The current roundwood price and standing stock per hectare had significant positive impacts on the supply, while harvesting costs, age of the owner, tax rate and lagged roundwood price (representing expected price) had negative impacts. Price and cost elasticities were relatively sensitive to the prices forecasted for the owners who did not supply roundwood in a given period. These results suggest that price subsidies and operating subsidies, as well as tax relieves, could increase the harvest level, which is considerably lower than the sustainable harvest level. An operating subsidy seems at least as efficient as a price subsidy, while tax reliefs are the least efficient of the three policy means.     

Extension for private forest owners: Insights from a representative opinion poll in Switzerland

This paper presents findings from a representative opinion poll among Swiss private forest owners regarding the actual and future role of outside professional advice, training and extension services. First, the Swiss private forest owners are a highly heterogeneous group insofar as they are difficult addressees for any form of public support and extension services. Second, the majority of Swiss private forest owners appreciate the presently offered training facilities as well as the advisory activities of the cantonal and communal public forest services. Third, Swiss private forest owners are open to new forms of extension provided that such services will be custom-tailored and initiated by the advisers. Custom-tailored in this context means that the individual demands of private forest owners need to be addressed in a differentiated manner and advice will not be limited to the economic aspects of timber production. Local advisers from cantonal and communal forest services are presently in a pole position for offering new forms of extension, however, there are also more opportunities for services offered by private firms and non-governmental organisations. The broader scope for advisory and supporting activities as well as an increasing variety of potential actors providing such services implies a change in formulating and implementing forest policy programs at federal and cantonal levels.     

Erratum to: Effects of forest taxation and amenity preferences on nonindustrial private forest owners

The effects of profit and land value tax on harvesting decisions of nonindustrial private forest owners are investigated. We use a model of a utility-maximizing forest owner with amenity preferences for timber, which extends the basic two-period harvesting model to include both thinning and clear-cutting harvests. It is demonstrated that with no amenity preference, the profit and land value taxes are neutral to clear-cutting and thinning decisions. Under small to medium amenity preferences, the profit tax decreases the optimal clear-cutting volumes. However, the effect on thinning may be positive or negative, depending on the amenity preference level. The total effect of the profit tax on the short-run timber supply is negative. The effects of the land value tax contrast with those of the profit tax. Also, a tax regime with a lowered profit tax rate combined with a land value tax is analysed. It is shown to be able to bring Pareto-improvement to a regime that uses a higher profit tax but no land value tax.     

What is new about new forest owners? A typology of private forest ownership in Austria

With structural changes in agriculture, new types of forest owners have become increasingly important. This article develops an empirically-based typology of forest owners in Austria. Based on a representative survey and by means of cluster analysis, seven types of forest owners are identified. These types form a sequence, ranging from forest owners with a strong agricultural background to forest owners with no agricultural background at all. The latter exhibit markedly different behaviour in various respects, e.g. in their interest in forest-related information. The increasing number of ‘new’ forest owners raises important questions for forest policy, especially how policy instruments can reach these owners and how extension services can address them.     

Property rights distribution and entrepreneurial rent-seeking in Romanian forestry: a perspective of private forest owners

In the framework of a broader political economics approach, this paper intends to enhance the understanding of the role of rent-seeking practices in the delineation of clear property rights in forestry. The research background is provided by the institutional changes occurring in the Romanian forestry sector as a consequence of the transition period and the accession to the European Union. The entrepreneurial approach to rent-seeking requires clarifications of the perspective under which private forest owners are analysed in order to position this study within ongoing discussions regarding the role of rent-seeking and its social impact. The conceptual framework employed distinguishes between rents resulting from entrepreneurship in conventional production functions and rents resulting from institutional entrepreneurship. A typology of entrepreneurial rent-seeking is developed for further understanding of the effects resulting from changes in the institutional setting of property rights. Using a qualitative approach, in the form of a case study, the research reveals perspectives of Romanian forest owners regarding barriers to production inherent in the current distribution of rights. Despite the extent of perceived profit-seeking barriers, owners’ entrepreneurial rent-seeking actions intended to change property rights in their favour appear limited and constrained. Hence, identified hypotheses regarding the institutional context dependency of entrepreneurial rent-seeking provide the basis for the future empirical identification of the role of institutional entrepreneurship within the forest production system.     

Clustering-based typology and analysis of private small-scale forest owners in Slovenia

Small-scale private forest owners (SPFO) have been recognized as a relatively heterogeneous social group; therefore typology and classification have become key to describe their characteristics and differences. Most of Slovenian forest is owned by SPFOs. To understand why these forest estates are relatively poorly managed, the owners' values and objectives were analysed. We conducted a questionnaire-based survey (n=387) and based our typology on three values and four management variables. The typology was constructed automatically, using the k-medoids clustering algorithm. Clustering resulted in two clusters, which were our basis for two types of owners: “engaged” and “detached”. We analysed these two types through socio-economic and broader geo-spatial perspectives. We found that multi-objective orientation and high valuation of production function are positively related to active forest management and to the likelihood that the forest will be managed in the future. Conversely, higher value to environmental and social function corresponds to lower management levels. Spatial patterns of owners residencies and forest estates influence managing decisions. Results confirm the importance of spatial factors and owner values and objectives for understanding forest management.     

Needs of private forest owners in the context of changing political systems: Lithuania as a case study

During the first half of the 20^th century the Baltic States were independent democratic nations where private forest ownership was practiced. After annexation to the Soviet Union, individuals in the Baltic States lost their ownership rights and collective ownership was introduced. Currently, after the break-up of the Soviet Union, the land restitution process in the forest sector is coming to an end and the ownership pattern as well as tenure rights are settled. A survey was undertaken to investigate the current state of the private forest sector in general, and the needs and expectations of private forest owners (PFO). Results of the study indicated that for private forest owners their forests first of all provide aesthetic and environmental protection values. Lithuanian PFOs lack information of forests and forest management, face extensive bureaucracy and need help in protecting their forests from fires, diseases and timber thieves.     

Comparing the profiles,objectives and behaviours of new and longstanding non-industrial private forest owners in Quebec,Canada

Owing primarily to private forest owners' important role in supplying wood to the forest products industry, various studies have attempted to describe owners' profiles, objectives and behaviour. However, there have been few detailed examinations of the differences between the new generation of owners and the previous one. To better understand these differences, an analysis was carried out of data obtained from a telephone survey of a representative sample (n = 1723) of the 134,000 private forest owners in Quebec, Canada.The results reveal differences between the new (< 10 years of ownership) and longstanding forest owners (> 20 years of ownership) responding to the survey. In terms of owners' profiles, a number of variables differed significantly between the two categories of owners: education level, family income, way the first forest was acquired and the distance between the closest woodlot and the owner's place of residence. Differences in the two groups' objectives for owning a forest and for carrying out management work were also identified. Certain behaviours such as harvesting levels and sources of information consulted on forestry also differed significantly between the new and longstanding owners participating in the survey.In short, a shift is occurring towards owners who are from the professional class, are more highly educated and live farther away from their forests. The forest is integrated into these new owners' lifestyles in a different way since it is a leisure-time activity rather than part of their main occupation. The increasing diversity among owners will require a new approach by the agencies and associations offering them services and the government, which wants to encourage owners to harvest wood from their forests.     

Exploring the future use of forests: perceptions from non-industrial private forest owners in Finland

The transformation of the forest sector toward a bioeconomy calls for finding new sources of competitive advantage for the whole sector to retain its future viability. Non-industrial private forest owners are an important group of actors in the Finnish forest-based sector, as they supply 80% of industrial roundwood and control numerous other tangible and intangible forest-based ecosystem services. Our study analyzes forest owner views on the future use of forests in Finland, their perceptions on the evolving sectorial interlinkages and the position of the forest sector now and in the future bioeconomy. The data were collected in two phases: through telephone interviews of forest owners (n?=?278) and four focus group (FG) discussions (n?=?17), and were analyzed both qualitatively and quantitatively. The interviews showed that forest owners consider the highest potential for strengthening the sector toward bioeconomy to come from collaboration with energy and construction businesses. During the FG phase, we identified new possibilities founded on forest-based recreational services, cooperation with nature-based tourism and in increasing value-added wood products. In total, forest owners as a high-involvement group emphasized future value creation to be based upon forest ecosystem services and in diversifying the utilization of forests beyond the dominant raw material-driven mindset.     

Long-term forest management after wildfire(Catalonia,NE Iberian Peninsula)

Studies of post-fire soil status in Mediterranean ecosystems are common;however,few have examined the effects of long-term forest management after a wildfire on physicochemical soil properties.Here,we analyzed differences in soil properties attributable to long-term postfire management and assessed the sustainability of these management practices in relation to the soil properties.The study area is located in Odena in the northeast region of the Iberian Peninsula consisted of the control forest(burned more than 30 years ago),low density forest(LD;burned in a wildfire in 1986 and managed in 2005)and high density forest(HD;burned in a wildfire in 1986 and no managed).For soils from each plot,we measured soil water repellency,aggregate stability,total nitrogen(TN),soil organic matter(SOM),inorganic carbon(IC),pH,electrical conductivity,extractable calcium,magnesium,sodium,potassium(K),phosphorus,aluminum(Al),manganese(Mn),iron(Fe),zinc,copper,boron,chrome,silicon and sulfur and calculated the ratios of C/N,Ca+Mg/(Na+K)^1/2,Ca/Al and Ca/Mg.Significant differences were found in TN,IC,SOM,pH,K,Al,Mn,Fe and C/N ratio(p<0.05).All soil properties were found to have largely recovered their pre-fire values.Soils were affected by the post-fire management practices implemented 20 years after the fire,as reflected in their respective physicochemical properties,so that soil properties at the control and LD sites are more similar today than those at the control and HD sites.Thus,sustainable forest management can overcome soil degradation in areas affected by wildfire in the medium-and long-term by improving soil properties.     

Values placed on forest property benefits by Swedish NIPF owners: Differences between members in forest owner associations and non-members

A forest property represents benefits to the owner, the nature of which varies between resident and non-resident owners. Forest owners’ associations can be considered as an arrangement to increase the benefit from forest ownership by helping the forest owner to increase profitability. Thus, it can be assumed that associated forest owners value forest property benefits differently to non-associated owners. This study examines differences between members and non-members, and residents and non-residents, with respect to how they value the various forest property benefits. Responses from a landholder survey reveal differences concerning forestry income, maintaining contact with native locality, and keeping up a tradition in forestry. It is concluded that a challenge for the associations is to develop the organisation in accordance with the forest owners’ dissimilar property interests.