Participatory soil and water conservation planning using an erosion mapping tool in the central highlands of Kenya

Despite several approaches that aimed at mobilising East African farmers to embrace soil and water conservation (SWC) activities, farmers hardly responded since they were seldom involved in the planning of SWC activities. Two tools that employ farmers' participation were developed and applied at Gikuuri catchment in Kenya. The first tool involved farmers to map soil erosion using their own indicators and determine the soil erosion status at catchment scale. This formed the basis upon which they undertook to plan for SWC measures at catchment scale. Farmers also predicted crop yield losses based on the soil erosion status. Farmers widely approved the soil erosion status map since their own indicators and perceptions were used. The second tool provided cash flow trends for a variety of SWC activities and farmer situations. Farmers can use land with a high, moderate or low erosion status and often have rather different socio‐economic settings. The net benefits over 5 yr for bench terraces, fanya juu terraces and grass strips were illustrated to assist farmers in making informed decisions on SWC adoption. The two tools increased awareness on the need for collective actions among farmers and showed fields that cause run‐on on downslope fields. The improved awareness of erosion problems and the related financial consequences increased farmers' willingness to share the investment costs for cut‐off drains. Copyright © 2007 John Wiley & Sons, Ltd.     

Factors influencing adoption of soil and water conservation measures in southern Mali

A soil and water conservation (SWC) extension programme, promoting erosion control measures and soil fertility measures, has been going on in southern Mali since 1986. Five factors that influence farmer adoption of SWC measures were analysed: land pressure, cotton‐growing area, possession of ploughing equipment, possession of a donkey cart and farmer training in SWC. Interviews were carried out with 298 farmers and two to three fields per farmer were visited, in 30 representative villages and 30 villages with high SWC adoption. Correlation, regression and factor analysis led to the following conclusions:

• (1) Farmers in the high land‐pressure area adopt more soil fertility measures.
• (2) Farmers in the cotton‐growing area adopt less SWC measures.
• (3) Farmers with more ploughing equipment adopt more SWC measures.
• (4) Farmers with a donkey cart adopt more soil fertility measures.
• (5) Trained farmers adopt more erosion control measures.

There is a strong correlation between the adoption of erosion control measures and soil fertility measures that could not be explained by these five factors only. This suggests that there are additional factors that trigger the adoption of SWC measures. Copyright © 2003 John Wiley & Sons, Ltd.     

Social and economic factors affecting the adoption of soil and water conservation in West Usambara highlands,Tanzania

Accelerated soil erosion is one of the major constraints to agricultural production in many parts of the Tanzanian highlands. Although several soil and water conservation technologies have been developed and promoted, the adoption of many recommended measures is minimal and soil erosion continues to be a problem. This research was conducted in order to determine the social and economic factors that influence adoption of soil and water conservation (SWC) measures in the West Usambara highlands, Tanzania. For this research a household survey, group discussions and transect walks were undertaken. A total of 104 households were interviewed and several fields were visited during the transect walks. Data was analysed with the use of cross‐tabulation, cluster analysis, factor analysis and chi‐squared methods. The results obtained indicate that involvement in off‐farm activities, insecure land tenure, location of fields and a lack of short‐term benefits from SWC are among the major factors that negatively influence adoption of SWC measures. Membership in farmer groups, level of education, contacts with extension agents and SWC programmes were found to be positively influencing the adoption of SWC measures. Recommendations to facilitate adoption of different SWC measures include: integration of social and economic factors into SWC plans; the creation of more awareness among farmers of soil‐erosion effects and long‐term benefits of SWC; the development of flexible SWC measures to cater for different farm patterns and a participatory approach to SWC at catchment level rather than at individual farmers' fields. Copyright © 2004 John Wiley & Sons, Ltd.     

Participatory soil and water conservation planning using a financial analysis tool in the West Usambara highlands of Tanzania

Despite decades of soil and water conservation (SWC) efforts in Tanzania, the adoption of the recommended SWC measures by farmers is minimal. In the past, SWC plans did not incorporate farmers' knowledge, and the economics of SWC was not given much attention at the planning stage. This research evaluated the applicability of two tools for participatory soil erosion mapping using farmers' indicators of soil erosion and financial analysis of SWC measures at the planning stage. The two tools were evaluated in Kwalei catchment in the West Usambara highlands, Tanzania. The participatory soil erosion‐mapping tool uses farmers' indicators of soil erosion to identify, classify and map soil erosion at the catchment level. The financial analysis tool involves farmers in a stepwise analysis of the costs and benefits of SWC measures before the implementation. The erosion‐mapping tool increased farmers' awareness on the severity of soil erosion problems, and they realised the need for SWC plans at both field and catchment scales. With the financial analysis tool farmers participated in the cost and benefits analysis and were able to select SWC options that were feasible under their socio‐economic situation. The two tools were able to demonstrate that farmers' participation in SWC planning increases the acceptance of SWC measures because they solve problems that are perceived by themselves. The financial analysis tool demonstrated how farmers could make selection of SWC measures that are feasible under their biophysical and economic condition if they are informed about the costs and benefits. Copyright © 2006 John Wiley & Sons, Ltd.     

More people,more erosion? Land use,soil erosion and soil productivity in Murang'a district,Kenya

Intensification of land use can become a threat to agricultural sustainability if they lead to increased soil erosion. This study examines land‐use changes, soil and water conservation, soil erosion and soil productivity in the Highlands of Kenya. In addition, it examines farmers' perception of livelihood changes. Land‐use changes were determined from interpretations of aerial photographs taken in 1960 and 1996. Additional information on land use, soil and water conservation and livelihood changes were obtained from discussions and interviews with farmers, as well as from field verifications of the most recent aerial photographs. Soil samples were analysed and soil erosion assessed according to the PLUS classification scheme. The results indicate that substantial changes in land use, such as introduction of coffee and high‐yielding maize, and fragmentation of land holdings have taken place. Less land was conserved in 1996 as compared to 1960. Moreover, SWC practices have changed from fanya chini terraces and shifting cultivation to bench terraces and permanent cultivation. Rates of soil nutrients (organic C, N and K) and maize‐yield levels decreased significantly with increasing erosion. Farmers' perception of livelihood changes was differentiated according to farmers' off‐farm resource 60 per cent of the farmers depended on income from the land and thought livelihoods were better in the 1960s. It is concluded that more efforts to decrease soil erosion and investments in land and labour are necessary to sustain soil productivity and hence secure rural livelihoods. Copyright © 2000 John Wiley & Sons, Ltd.     

The impact of indigenous soil and water conservation practices on soil productivity: examples from Kenya,Tanzania and Uganda

Farmers in many parts of Africa use indigenous soil and water conserving (ISWC) practices as an integral part of their farming systems. Farmers have developed such methods which have maintained productivity and contributed to long‐term sustainability, while introduced measures have often been rejected or simply failed to achieve their technical objectives. This paper examines the strengths and weaknesses of some ISWC practices in Kenya, Uganda and Tanzania. An evaluation has been carried out based on farmers' evaluation criteria as well as criteria identified by researchers. Farmers' criteria are often based on the quality of their natural resources (farmers are more likely to conserve those soils that will give the highest return on their investment), the resource level of the household (particularly income levels and labour availability), cropping intensity as well as cultural traditions related to age, education and gender. Of great importance, however, is the need to maintain or increase soil productivity. Methods that conserve moisture, reduce soil erosion, maintain soil fertility and increase productivity, which are socially acceptable and economically viable, are those which farmers favour. ISWC practices often have these qualities but farmers have not always been able to adjust the techniques to rapid changes in farming systems and increasing intensity of land use. Soil productivity and economic modelling indicate that although yields declines are lower when traditional technologies are used, long‐term productivity remains a problem. There is an urgent need to work closely with farmers to improve and develop traditional SWC techniques. Copyright © 2000 John Wiley & Sons, Ltd.     

Soil Erosion Assessment in Kondoa Eroded Area in Tanzania using Universal Soil Loss Equation,Geographic Information Systems and Socioeconomic Approach

Soil conservation measures including cutoff drains, tree planting, Crops diversifications and destocking were implemented in Kondoa eroded area (KEA) for decades. This study assessed soil erosion changes in KEA and examined drivers of changes using Universal Soil Loss Equation, Geographic Information Systems and socioeconomic survey. Soil erosion was predicted by using data on soil, digital elevation model, rainfall and land use/cover visually interpreted from multitemporal satellite imageries. The predicted average soil erosions were 14·7, 23 and 15.7 Mg ha⁻¹y⁻¹ during 1973, 1986 and 2008, respectively. The area under very high soil erosion severity that was 30% in 1973, 26% in 1986 and 25% in 2008, whereas the area with high erosion severity was 26% in 1973 changed into 49% in 1986 and 2008 indicating recent stabilization. The area with moderate erosion increased from 15%, 16% and 18% during the same period. Field survey confirms a decrease of soil erosion in KEA compared with the past showing better soil conservation. Age of farmers, long‐term adoption of conservation practices and on‐farm tree planting were found to be the major factors contributing toward reduced soil erosion. Major limitations in soil conservation were poor mainstreaming of conservation activities on local production systems and lack of institutions promoting conservation at the community level. The study concluded that long‐term conservation investment for restoration, protection and socioeconomic support contributes significantly in land rehabilitation in KEA. Copyright © 2013 John Wiley & Sons, Ltd.     

Upland Farming System Erosion Yields and Their Constraints to Change for Sustainable Agricultural Conservation Practices: A Case Study of Land Use and Land Cover (LULC) Change in Indonesia

In the upper catchments of Southeast Asia, land use change from forest to agricultural systems generated land degradation and conflicts between uplanders and lowlanders. More sustainable cropping systems are proposed to upper‐catchment farmers. Grass fodder strip (GFS) is an effective anti‐erosion practice, and it involves lower costs for farmers. However, labour and cash constraints are sometimes preventing farmers to implement it. To evaluate farms' current impact and adaptation capacities, we need a comprehensive understanding of farm and farm household characteristics that influence their activities. This paper proposes an approach that combines farm household surveys and modelling of farm erosion yield to help project planners and policy makers to identify such farmers in a data‐scarce environment. We developed two farm typologies—one based on both farm and farm household characteristics and one based on their erosion yield and constraints. We calculated erosion yields on plot level by using revised universal soil loss equation method and identified their constraints. We found that a typology based on farm constraints and calculated farm erosion was a good complement to identify farmers who are generating the highest erosion yields and would be able to change their production systems. This methodology is mainly useful at the beginning of conservation projects, when very few hard data are available. Copyright © 2016 John Wiley & Sons, Ltd.     

How project approach influences adoption of SWC by farmers,examples from southern Mali

Choices in project approach affect the continuation of soil and water conservation (SWC) after project withdrawal, and thus the sustainability and cost effectiveness of the project. A SWC project was carried out in southern Mali between 1986 and 1998. Its features were the promotion of cheap and simple SWC measures, a participatory village extension approach with limited use of incentives, and the incorporation of the SWC programme in an existing Malian extension service. By 2000, farmers in half the 5000 villages in southern Mali had been trained in SWC. By 2002, erosion‐control measures had been installed in 94 per cent of the villages in southern Mali by 46 per cent of the farmers and in 15 per cent of the fields. Though external donor support has stopped, farmer adoption is steadily continuing and spreading to untargeted villages. Copyright © 2006 John Wiley & Sons, Ltd.     

Farmers' perceptions of soil erosion and its consequences in India's semiarid tropics

This paper investigates farmers' perceptions of soil erosion and how it affects crop yields, land values, and private conservation investments in India's semiarid tropics. It is based on three types of data: (1) a survey of farmers in three study villages; (2) a plot survey by a professional soil surveyor in the same villages; and (3) experimental and simulated data from nearby research stations with similar conditions. Farmers' perceptions of erosion are compared to the surveyor's using kappa, a statistical measure of interrater agreement. Perceived erosion–yield relationships are estimated econometrically and compared to experimental and simulated data. Effects on land values and conservation investments are estimated econometrically. Findings suggest that farmers are keenly aware of rill erosion but less aware of sheet erosion; kappa values ranging from 0 to 0·28 suggest low agreement with the soil surveyor. They anticipate annual yield losses of 5·8–11 per cent due to rill erosion; these figures are reasonably consistent with those from nearby research stations. They anticipate yield increases of 3·8–14·5 per cent due to installation of soil conservation bunds, largely because they can harvest soil from up the slope and capture organic matter. Perceived erosion has some effect on land values and soil conservation investments, but other factors such as irrigation and soil type have a much greater effect. These findings suggest that promoting soil conservation requires capitalizing on farmers' interest in short‐term gains, such as from water and nutrient management. Copyright © 2005 John Wiley & Sons, Ltd.     

Erosion modelling approach to simulate the effect of land management options on soil loss by considering catenary soil development and farmers perception

The prevention of soil erosion is one of the most essential requirements for sustainable agriculture in developing countries. In recent years it is widely recognized that more site‐specific approaches are needed to assess variations in erosion susceptibility in order to select the most suitable land management methods for individual hillslope sections. This study quantifies the influence of different land management methods on soil erosion by modelling soil loss for individual soil‐landscape units on a hillslope in Southern Uganda. The research combines a soil erosion modelling approach using the physically based Water Erosion Prediction Project (WEPP)‐model with catenary soil development along hillslopes. Additionally, farmers' perceptions of soil erosion and sedimentation are considered in a hillslope mapping approach. The detailed soil survey confirmed a well‐developed catenary soil sequence along the hillslope and the participatory hillslope mapping exercise proved that farmers can distinguish natural soil property changes using their local knowledge. WEPP‐model simulations show that differences in soil properties, related to the topography along the hillslope, have a significant impact on total soil loss. Shoulder and backslope positions with steeper slope gradients were most sensitive to changes in land management. Furthermore, soil conservation techniques such as residue management and contouring could reduce soil erosion by up to 70 percent on erosion‐sensitive slope sections compared to that under tillage practices presently used at the study site. The calibrated model may be used as a tool to provide quantitative information to farmers regarding more site‐specific land management options. Copyright © 2008 John Wiley & Sons, Ltd.     

关于我国水土保持科学的内涵与研究领域问题

 根据《中国大百科全书·农业》及《中国大百科全书·水利》中水土保持条目的定义说明中国水土保持科学的内涵及范畴。指出:水土保持的内涵是山丘区及风沙区水土资源的保护、改良与合理利用;水土保持科学的研究范畴包括水土流失规律、水土保持规划、水土流失综合治理技术措施、水土保持管理、水土保持效益评价等。还提出了近期需要特别重视的研究课题。     

Integrating biophysical and socio‐economic aspects of soil conservation on the Loess Plateau,China. Part I. Design and calibration of a model

A principal challenge in erosion control is the integration of the many technical and non‐technical issues that affect the acceptance of soil conservation measures by land users. This first paper in a three‐part series considers the main criteria at farm level: biophysical efficiency; productivity and sustainability; and socio‐economic acceptability. A model is developed to integrate these various components into a decision‐making framework for soil conservation at the farm level. With the particular conditions of the Loess Plateau in China, land degradation comprises a number of key biophysical and socio‐economic variables. The model components therefore include available water storage capacity of the soil as an index of productivity, the organic matter and mineral soil balance to reflect the major changes to the soil when eroded, and cost‐benefit analysis to determine the economic wisdom of devoting household resources to land improvement. The model is calibrated using data from the Nihegou Catchment near Chunhua in the southern part of the Loess Plateau. Through simulation runs, this model enables a better understanding of erosion–productivity–time relationships. Although relatively simple, the model successfully encompasses the processes of greatest significance to agricultural development in this part of China. Copyright © 2000 John Wiley & Sons, Ltd.     

A pragmatic approach to modelling soil and water conservation measures with a catchment scale erosion model

To reduce soil erosion, soil and water conservation (SWC) methods are often used. However, no method exists to model beforehand how implementing such measures will affect erosion at catchment scale. A method was developed to simulate the effects of SWC measures with catchment scale erosion models. The method was implemented by applying the LISEM model to an agricultural catchment on the slopes of Mt. Kenya. The method consisted of a field scale calibration based on P-factors, followed by application at catchment scale. This calibration included factors such as saturated conductivity, Manning's n, roughness and slope angle. It was found that using data on P-factors, such models can be calibrated to give acceptable predictions at pixel scale. However, P-factors were also found to vary with land use type and storm size. Besides, more data on the physical effectiveness of SWC measures are needed. At catchment scale, the effect of SWC was found to be different from that at pixel scale. Most SWC were simulated to be more effective at catchment scale, indicating additional infiltration during transport through the catchment to the outlet. However, slope corrections in case of terraces were found to be less effective at this scale. Nevertheless, a simulation for current land use with current SWC measures indicated that these SWC measures decrease runoff by 28% and erosion by 60%.     

Farmer perception of soil erosion and investment in soil conservation measures: emerging evidence from northern Taraba State,Nigeria

To combat soil erosion in the northern part of Taraba State, Nigeria, farmers are of major importance. Their perceptions vitally influence the levels of support and investment associated with solving problems of soil erosion through adoption of practices that are alternative to those in current use, including approaches focused on soil conservation. The objective of this study was to evaluate how farmer perceptions of soil erosion influence their investments in soil conservation, particularly soil or stone bunds, their applications of organic amendments and inorganic fertilizers and other soil conservation practices. In the study area, we undertook a field plot experiment and carried out a survey, using open‐ and closed‐ended questions. Water erosion and depletion of fertility were taken as the main indicators of soil erosion. The results of the experiment showed that farmers were aware of and perceived both indicators as having increased over the past decade. Farmer investments in water erosion control (3.7 US$/ha) and the prevention of soil fertility depletion (37.8 US$/ha) in the study area were found to be limited. The results also showed that awareness of water erosion was only marginally correlated with investment in water erosion control (χ² = 4.906, P = 0.09) and not associated with investments in soil fertility control measures (χ² = 0.175, P = 0.92). Those farmers who identified depletion of soil fertility as a problem, based on erosion, were not significantly more likely to make greater investments in soil conservation (χ² = 0.947, P = 0.62) but did invest more in fertility measures (χ² = 3.199, P = 0.20). Hence, further research is needed to determine other factors that may influence farmer investment in soil conservation, especially factors related to socio‐economic characteristics of farm households, institutional and technological innovations and field characteristics that were not addressed in this study.     

Conservation Effects on Soil Quality and Climate Change Adaptability of Ethiopian Watersheds

This study analyzes effects of soil and water conservation (SWC) on soil quality and implications to climate change adaptation and mitigation in the Upper Blue Nile River Basin of Ethiopia by using the Anjeni watershed as a case study site. Disturbed and undisturbed soil samples were collected from two sub‐watersheds of Anjeni: the Minchet sub‐watershed (with SWC measures) and the Zikrie sub‐watershed (without SWC measures). Soil samples were taken from 30‐cm depth from five representative landscape positions and analyzed following the standard soil lab analysis procedures. The results show that soils from the conserved sub‐watershed had improved quality indicators compared with those from the non‐conserved site. Significant improvement due to SWC measures was observed in the soil hydrological [total moisture content (+5·43%), field capacity (+5·35%), and available water capacity (+4·18%)] and chemical [cation exchange capacity (+4·40 cmol(+) kg⁻¹), Mg²⁺ (+1·90 cmol(+) kg⁻¹), Na⁺ (+0·10 cmol(+) kg⁻¹)] properties. SWC interventions significantly reduced soil erosion by 57–81% and surface runoff by 19–50% in the conserved sub‐watershed. Reduction in soil erosion can maintain the soil organic carbon stock, reduce the land degradation risks, and enhance the C sequestration potential of soils. Therefore, adoption of SWC measures can increase farmers' ability to offset emissions and adapt to climate change. However, SWC measures that are both protective and sufficiently productive have not yet been implemented in the conserved sub‐watershed. Therefore, it is important that SWC structures be supplemented with other biological and agronomic measures in conjunction with soil fertility amendments appropriate to site‐specific conditions. Copyright © 2015 John Wiley & Sons, Ltd.     

Farmers' perceptions of soil erosion and soil fertility loss in Southern Ethiopia

Data and information about farmers' perceptions of soil degradation were collected using household survey, focus group discussion and field observations. The results indicate that farmers in the Sidama zone of southern Ethiopia are able to identify soil erosion and fertility loss indicators, take a holistic view of soil degradation and have a broad knowledge of the reasons for soil degradation. They perceive soil degradation mainly by reduced yields, soil changing in appearance and becoming stoney or coarse. The most frequently mentioned soil erosion indicator was soil becoming coarse and stony, followed by rill formation, dissection of fields and gullies and topsoil removal. The most important perceived indicator of soil fertility loss was reduced crop yield, followed by poor crop performance and yellowing of the crop. Farmers also have knowledge of solutions; however, participation in soil conservation activities is minimal because of the immediate threat of food insecurity. Any programme designed to address soil degradation in the region will have to be cognisant of farmers' knowledge and holistic view of soil degradation, and be integrated with aid measures to guarantee food security. Copyright © 2007 John Wiley & Sons, Ltd.     

Social psychology predictors for the adoption of soil conservation measures in Central Chile

With low adoption rates of soil conservation measures (SCM) widespread, we examine determinants of current and potential future adoption in the ‘Secano Costero’ region of Central Chile. Randomly selected farmers (N = 140) spent an equivalent of 48 000 CLP/year (∼79 US$) on SCM. Contingent valuation of a hypothesized soil conservation programme revealed a willingness‐to‐pay of 30 610 CLP/year (∼50·4 US$) for future adoption. Social‐psychology variables from Protection Motivation Theory (PMT; response efficacy, perceived barriers) were used to predict current and potential future adoption. Current spending on SCM is influenced by perceptions of (1) erosion problem severity, (2) response efficacy of SCM, (3) farming problems and (4) barriers (lack of labour and draught animals). In addition, farm size and education were significant predictors. Willingness‐to‐pay for future adoption of SCM is influenced by farmer perception of (1) response efficacy of SCM, and (2) community support to the programme as well as farm size, age and gender. Our results suggest that formal psychometric scale development for social‐psychology predictors for the adoption of SCM, e.g. based on PMT, is a promising avenue for the analysis of soil conservation decisions. Copyright © 2011 John Wiley & Sons, Ltd.     

关于我国水土保持科学技术的重点研究领域

 在分析中国水土保持科技发展现状问题的基础上,针对土壤侵蚀机制、土壤侵蚀模型、水土保持措施防蚀功能、水土保持的环境效应,以及水土保持关键技术等方面,提出了2020年的中国水土保持科学和技术的重点研究领域和对策建议。